OPTIMUM INVESTMENT ADVISORS

CIK

1037763

Location

Chicago, IL

Portfolio Value

Micro $2,404,841

Diversification

Diversified

Filing Date

Global Rank

#4,106 / 7,976 ▲ 34

Top Industry

Semiconductors 13.3%

3Y Alpha vs SPY

-0.6%

Period ended 9 months ago

Filed Oct 21, 2025 · 8mo

23 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+73.8%

SPY

+76.3%

Annualised alpha

-0.6%

Max drawdown

−19.0%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

442 positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

10.6%

+1.2 pts

Top 5

32.5%

+0.7 pts

Top 10

43.1%

+0.9 pts

HHI

308

Diversified+23

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Technology	34.7%	$71,100,611	73
Financial Services	13.7%	$28,019,094	79
Industrials	10.8%	$22,055,801	52
Unclassified	10.6%	$21,777,735	14
Healthcare	7.5%	$15,424,190	47
Consumer Cyclical	6.1%	$12,544,634	38
Consumer Defensive	5.3%	$10,824,339	19
Communication Services	4.8%	$9,868,346	22
Energy	2.3%	$4,779,438	27
Basic Materials	1.5%	$3,103,302	25
Real Estate	1.5%	$3,099,479	34
Utilities	1.2%	$2,404,841	12

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+22,682	304,374	$1,570,569
TEVA	Teva Pharmaceutical Industries Ltd	+17,475	17,715	$357,843
TTD	Trade Desk, Inc.	+2,929	16,739	$820,378
NML	Neuberger Energy Infrastructure & Income Fund Inc.	+2,300	143,910	$1,254,895
EFC	Ellington Financial Inc.	+2,200	11,025	$143,104
RGLD	Royal Gold Inc	+2,150	2,275	$456,319
RITM	Rithm Capital Corp.	+2,000	3,000	$34,170
COKE	Coca-Cola Consolidated, Inc.	+1,263	1,413	$165,547
GLD	Spdr Gold Trust	+805	11,421	$4,059,822
MBC	MasterBrand, Inc.	+600	5,100	$67,167
D	Dominion Energy, Inc	+600	8,275	$506,181
CPZ	Calamos Long/Short Equity & Dynamic Income Trust	+600	26,560	$429,209
UBER	Uber Technologies, Inc	+564	6,265	$613,782
ANET	Arista Networks, Inc.	+540	1,830	$266,649
COF	Capital One Financial Corp	+486	1,186	$252,119
AMZN	Amazon Com Inc	+462	19,113	$4,196,641
O	Realty Income Corp	+400	2,200	$133,738
FCX	Freeport-Mcmoran Inc	+300	2,350	$92,167
LLY	ELI LILLY & Co	+247	265	$202,195
FDUS	FIDUS INVESTMENT Corp	+235	20,628	$417,923
COHR	Coherent Corp.	+195	3,127	$336,840
SPY	Spdr S&P 500 ETF Trust	+143	23,146	$15,419,402
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+100	2,969	$829,212
FIX	Comfort Systems USA Inc	+100	3,088	$2,548,155
MSTR	Strategy Inc	+100	410	$132,106
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
INTC	Intel Corp	−3,720	13,928	$467,284
DSL	DoubleLine Income Solutions Fund	−3,100	2,910	$35,734
NVDA	Nvidia Corp	−3,000	83,830	$15,641,001
S	SentinelOne, Inc.	−1,500	310	$5,459
BMY	Bristol Myers Squibb Co	−1,445	14,401	$649,485
PFE	Pfizer Inc	−1,200	20,164	$513,778
SHOP	Shopify Inc.	−1,000	3,780	$561,745
PAAS	Pan American Silver Corp	−1,000	306	$11,851
GEHC	GE HealthCare Technologies Inc.	−1,000	283	$21,253
MPT	Medical Properties Trust Inc	−1,000	5,000	$25,350
CNI	Canadian National Railway Co	−900	667	$62,898
ADM	Archer-Daniels-Midland Co	−808	1,100	$65,714
NVO	Novo Nordisk A S	−700	2,250	$124,852
NUV	Nuveen Municipal Value Fund Inc	−700	43,000	$386,140
ENB	Enbridge Inc	−670	150	$7,569
VTRS	Viatris Inc	−664	42	$415
AAPL	Apple Inc.	−625	85,515	$21,774,684
UPS	United Parcel Service Inc	−625	20,009	$1,671,351
CRDO	Credo Technology Group Holding Ltd	−550	1,400	$203,854
DHR	Danaher Corp /De/	−550	3,400	$674,084
WPC	W. P. Carey Inc.	−537	3,370	$227,710
XOM	Exxon Mobil Corp	−520	7,894	$890,048
SBUX	Starbucks Corp	−500	3,295	$278,757
ADBE	Adobe Inc.	−490	2,276	$802,859
CVS	CVS HEALTH Corp	−403	2,302	$173,547
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
SMR	NUSCALE POWER Corp	7,063	$254,268
PSN	Parsons Corp	2,786	$231,015
CMCL	Caledonia Mining Corp Plc	1,500	$54,315
AU	AngloGold Ashanti PLC	500	$35,165
ETHA	iShares Ethereum Trust ETF	400	$12,604
VISN	Vistance Networks, Inc.	500	$7,740
DNP	Dnp Select Income Fund Inc	500	$5,005
PSKY	Paramount Skydance Corp	250	$4,730
QUBT	Quantum Computing Inc.	200	$3,682
MFG	Mizuho Financial Group Inc	500	$3,350
NTLA	Intellia Therapeutics, Inc.	50	$863
GLIBA	GCI Liberty, Inc.	5	$187
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
EOG	Eog Resources Inc	600	$71,766
DVN	Devon Energy Corp/De	1,500	$47,715
SE	Sea Ltd	200	$31,988
ELV	Elevance Health, Inc.	75	$29,172
MPTI	M-tron Industries, Inc.	500	$21,000
CF	CF Industries Holdings, Inc.	200	$18,400
RGTI	Rigetti Computing, Inc.	1,500	$17,790
KDP	Keurig Dr Pepper Inc.	500	$16,530
MSI	Motorola Solutions, Inc.	21	$8,829
GSK	GSK plc	160	$6,144
NXDR	Nextdoor Holdings, Inc.	2,000	$3,320
NIO	NIO Inc.	500	$1,715
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

12 positions · $2,404,841 total · Utilities only · as of Sep 30, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DUK	Duke Energy CORP Utilities	Held	6,468	0	$800,415	+4.9%	33.28%
SO	Southern Co Utilities	Held	5,833	0	$552,793	+3.2%	22.99%
D	Dominion Energy, Inc Utilities	Added	8,275	+600	$506,181	+16.7%	21.05%
NEE	Nextera Energy Inc Utilities	Held	2,800	0	$211,372	+8.7%	8.79%
PEG	Public Service Enterprise Group Inc Utilities	Held	1,200	0	$100,152	−0.9%	4.16%
CEG	Constellation Energy Corp Utilities	Held	207	0	$68,117	+2.0%	2.83%
ED	Consolidated Edison Inc Utilities	Held	500	0	$50,260	+0.2%	2.09%
BIPH	Brookfield Infrastructure Partners L.P. Utilities	Held	1,125	0	$37,001	−1.8%	1.54%
SRE	Sempra Utilities	Held	380	0	$34,192	+18.8%	1.42%
EXC	Exelon Corp Utilities	Held	622	0	$27,996	+3.7%	1.16%
SPH	Suburban Propane Partners LP Utilities	Held	604	0	$11,264	+0.6%	0.47%
BIPC	Brookfield Infrastructure Corp Utilities	Held	124	0	$5,098	−1.2%	0.21%