Paloma Partners Management Co

Registered adviser

CIK

1103882

Location

GREENWICH, CT

Portfolio Value

Small $954,205,380

Diversification

Highly concentrated

Reports for

Paloma Partners Advisors LP

Filing Date

Global Rank

#2,602 / 8,818 ▲ 1187

Top Industry

Software - Application 72.1%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 138460

Roster of Oct 1, 2026

Regulatory AUM

$30,288,572,376

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

4 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$32,018,950,406 gross assets

LEI

549300IZIILPB9SOO273

Private funds on Schedule D 7.B.(1)

As filed Oct 16, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$33,248,832,126 gross assets in 4 funds Hedge funds $33,248,832,126 (4)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$30,288,572,376	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$20,803,344,712	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$29,368,098,330	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$26,664,198,477	Pooled investment vehicles (100%)
Apr 2023	$26,664,198,477	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$12,943,923,869	Pooled investment vehicles (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 100.0% of the book (60%+)

Turnover

High turnover

157.7% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 2.2 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 99.4%; sector active share 71.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

13 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

56.6%

+41.5 pts

Top 5

97.2%

+42.9 pts

Top 10

99.8%

+27.8 pts

HHI

3,972

Highly concentrated+3,225

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	63.5%	$605,697,398	2
Technology	31.5%	$300,538,250	2
Real Estate	2.2%	$21,266,000	1
Financial Services	1.1%	$10,951,711	4
Consumer Cyclical	0.9%	$8,382,000	1
Consumer Defensive	0.5%	$4,912,000	1
Utilities	0.1%	$1,265,271	1
Communication Services	0.1%	$1,192,750	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
CTRI	Centuri Holdings, Inc.	−577,833	41,841	$1,265,271
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
ACGC	ACP Holdings Acquisition Corp.	578,500	$5,750,290
IPVV	InterPrivate Investment Partners V, Inc.	140,000	$1,388,800
ANGX	Angel Studios, Inc.	325,000	$1,192,750
BTDR	Bitdeer Technologies Group	50,000	$793,500
SPY	Spdr S&P 500 ETF Trust	101	$75,423
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
VSAT	Viasat Inc	273,560	$12,529,048
AVGO	Broadcom Inc.	22,000	$6,809,220
INTC	Intel Corp	150,000	$6,619,500
AMZN	Amazon Com Inc	25,000	$5,206,750
TTWO	Take Two Interactive Software Inc	22,000	$4,345,000
ANET	Arista Networks, Inc.	34,000	$4,174,520
RRR	Red Rock Resorts, Inc.	65,000	$3,468,400
WH	Wyndham Hotels & Resorts, Inc.	41,000	$3,330,430
OPTU	Optimum Communications, Inc.	2,363,922	$3,073,098
HST	Host Hotels & Resorts, Inc.	155,000	$2,969,800
PENN	PENN Entertainment, Inc.	190,000	$2,855,700
META	Meta Platforms, Inc.	4,750	$2,717,617
IBM	International Business Machines Corp	10,000	$2,423,900
SMTC	Semtech Corp	31,500	$2,422,035
LRCX	Lam Research Corp	11,000	$2,350,260
MTN	Vail Resorts Inc	17,000	$2,181,440
BROS	Dutch Bros Inc.	42,000	$2,127,720
ASML	Asml Holding NV	1,500	$1,981,245
BYD	Boyd Gaming Corp	23,000	$1,890,140
LTH	Life Time Group Holdings, Inc.	70,000	$1,885,800
LVS	Las Vegas Sands Corp	34,796	$1,874,808
NOK	Nokia Corp	215,000	$1,728,600
ROG	Rogers Corp	16,000	$1,717,280
CZR	Caesars Entertainment, Inc.	61,767	$1,632,501
TNL	Travel & Leisure Co.	22,000	$1,522,180
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

13 tracked positions · $954,205,380 total · filing declares 28 positions · $1,363,772,854 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	NEW	722,601	NEW	$539,616,748	NEW	1	$725.01	56.55%
BTDR	Bitdeer Technologies Group CALL + SHARES Technology	Added	15,825,000	+11,024,200	$251,142,750	+504.8%	1	$14.36	26.32%
IBIT	iShares Bitcoin Trust ETF PUT	NEW	1,985,000	NEW	$66,080,650	NEW	—	—	6.93%
VSAT	Viasat Inc CALL Technology	Reduced	550,000	-123,560	$49,395,500	+60.1%	—	—	5.18%
HPP	Hudson Pacific Properties, Inc. CALL Real Estate	Reduced	1,400,000	-175,736	$21,266,000	+128.4%	—	—	2.23%
ACGC	ACP Holdings Acquisition Corp. CALL + SHARES Financial Services	NEW	864,950	NEW	$8,597,603	NEW	1	$9.94	0.90%
GT	Goodyear Tire & Rubber Co CALL Consumer Cyclical	Reduced	1,270,000	-730,000	$8,382,000	−36.8%	—	—	0.88%
NWL	Newell Brands Inc. CALL Consumer Defensive	Held	800,000	0	$4,912,000	+79.0%	—	—	0.51%
IPVV	InterPrivate Investment Partners V, Inc. Financial Services	NEW	140,000	NEW	$1,388,800	NEW	1	unpriced	0.15%
CTRI	Centuri Holdings, Inc. Utilities	Reduced	41,841	-851,833	$1,265,271	−95.2%	2	$29.14	0.13%
ANGX	Angel Studios, Inc. Communication Services	NEW	325,000	NEW	$1,192,750	NEW	1	$2.83	0.12%
CNF	CNFinance Holdings Ltd. Financial Services	Held	305,337	0	$845,783	−29.2%	16	$2.52	0.09%
CLBR	Colombier Acquisition Corp. III CALL Financial Services	NEW	11,661	NEW	$119,525	NEW	—	—	0.01%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.