Aull & Monroe Investment Management Corp

Registered adviser

CIK

1387615

Location

MOBILE, AL

Portfolio Value

Small $229,514,421

Diversification

Diversified

Filing Date

Global Rank

#5,951 / 8,827 ▼ 85 · as of Jun 2026

Top Industry

Drug Manufacturers - General 14.5%

Period ended 38 days ago

Filed Oct 16, 2026 · 22d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 104830

Roster of Nov 1, 2026

Regulatory AUM

$323,170,676

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$323,170,676	Individuals and high net worth (89%)
Apr 2025 to Mar 2026	$329,144,863	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$329,663,610	Individuals and high net worth (90%)
May 2023 to Mar 2024	$323,867,936	Individuals and high net worth (87%)
Apr 2023	$323,867,936	Individuals and high net worth (87%)
Apr 2022 to Mar 2023	$342,759,666	Individuals and high net worth (84%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.0%, 44.6 effective positions, active share 73.8% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

3.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 24.6 quarters (12+), a floor since 87.3% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 73.8%; sector active share 35.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

123 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.6%

−1.6 pts

Top 5

21.7%

−1.2 pts

Top 10

34.9%

−2.1 pts

HHI

208

Diversified−16

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Industrials	24.0%	$55,156,963	20
Healthcare	14.4%	$33,014,289	11
Technology	14.3%	$32,823,980	16
Financial Services	12.7%	$29,058,957	12
Energy	10.5%	$24,208,669	16
Utilities	7.4%	$17,080,065	7
Consumer Defensive	6.0%	$13,798,583	10
Unclassified	4.7%	$10,732,820	16
Consumer Cyclical	2.9%	$6,756,727	7
Communication Services	2.4%	$5,511,148	3
Basic Materials	0.4%	$806,686	3
Real Estate	0.2%	$565,534	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
D	Dominion Energy, Inc	+4,172	8,740	$528,944
SCHX	Schwab U.S. Large-Cap ETF	+991	58,993	$1,769,790
DUK	Duke Energy CORP	+954	41,138	$4,690,143
AGG	iShares Core U.S. Aggregate Bond ETF	+708	3,112	$294,208
PFE	Pfizer Inc	+621	38,939	$1,110,540
SCHG	Schwab U.S. Large-Cap Growth ETF	+504	8,459	$303,931
RF	Regions Financial Corp	+484	77,092	$2,072,232
VZ	Verizon Communications Inc	+470	55,388	$2,540,647
BMY	Bristol Myers Squibb Co	+300	9,514	$593,673
TGT	Target Corp	+240	4,853	$760,416
WMT	Walmart Inc.	+229	10,174	$1,057,282
CBOE	Cboe Global Markets, Inc.	+227	19,001	$5,230,785
JPM	Jpmorgan Chase & Co	+198	14,474	$4,788,433
CVX	Chevron Corp	+185	24,378	$4,978,231
UPS	United Parcel Service Inc	+157	10,187	$951,873
Q	Qnity Electronics, Inc.	+147	1,767	$222,182
GLW	Corning Inc	+97	28,758	$4,421,830
HD	Home Depot, Inc.	+91	10,753	$3,059,120
SCHM	Schwab U.S. Mid-Cap ETF	+78	7,256	$246,849
T	At&T Inc.	+71	102,718	$2,506,319
LMT	Lockheed Martin Corp	+65	3,725	$1,896,956
XOM	ExxonMobil Holdings Corp	+63	40,164	$6,536,691
VB	Vanguard Index Funds	+57	1,046	$297,576
DKS	Dick's Sporting Goods, Inc.	+45	3,080	$413,613
ADP	Automatic Data Processing Inc	+44	15,668	$4,043,284
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SO	Southern Co	−1,958	76,426	$6,334,951
CSX	Csx Corp	−1,026	135,009	$6,279,268
SCHB	Schwab U.S. Broad Market ETF	−813	18,926	$554,721
GSK	GSK plc	−640	5,768	$277,844
SCHO	Schwab Short-Term U.S. Treasury ETF	−525	9,300	$221,898
NSC	Norfolk Southern Corp	−500	2,709	$837,081
NEE	Nextera Energy Inc	−436	51,028	$3,864,860
CSCO	Cisco Systems, Inc.	−400	4,492	$483,473
CAT	Caterpillar Inc	−354	15,852	$12,852,643
EXC	Exelon Corp	−300	8,179	$330,431
JNJ	Johnson & Johnson	−281	30,281	$8,016,591
RY	Royal Bank Of Canada	−281	11,498	$2,260,391
KMI	Kinder Morgan, Inc.	−261	24,534	$739,700
DE	Deere & Co	−256	12,250	$8,226,487
CARR	CARRIER GLOBAL Corp	−250	6,384	$350,226
UNP	Union Pacific Corp	−230	8,184	$2,227,111
NFG	National Fuel Gas Co	−200	15,023	$1,139,644
SHEL	Shell plc	−200	9,821	$933,486
AMZN	Amazon Com Inc	−200	1,321	$329,127
BAC	Bank Of America Corp	−188	53,837	$2,930,347
IBM	International Business Machines Corp	−166	8,258	$1,816,181
STX	Seagate Technology Holdings plc	−150	10,819	$9,978,796
MSFT	Microsoft Corp	−141	9,872	$5,063,348
RTX	RTX Corp	−140	14,352	$2,664,448
KO	Coca Cola Co	−138	25,375	$2,184,280
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
NEM	NEWMONT Corp	2,022	$233,217
HPQ	Hp Inc	7,239	$226,435
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
GIS	General Mills Inc	6,569	$228,601
SCHA	Schwab U.S. Small-Cap ETF	5,977	$215,949
AXP	American Express Co	600	$202,950
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

123 tracked positions · $229,514,421 total · filing declares 125 positions · $230,618,956 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 123 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CAT	Caterpillar Inc Industrials	Reduced	15,852	-354	$12,852,643	−25.5%	5.60%
LLY	ELI LILLY & Co Healthcare	Reduced	9,306	-23	$10,767,786	−3.8%	4.69%
STX	Seagate Technology Holdings plc Technology	Reduced	10,819	-150	$9,978,796	−5.7%	4.35%
DE	Deere & Co Industrials	Reduced	12,250	-256	$8,226,487	+3.7%	3.58%
JNJ	Johnson & Johnson Healthcare	Reduced	30,281	-281	$8,016,591	+3.3%	3.49%
XOM	ExxonMobil Holdings Corp Energy	Added	40,164	+63	$6,536,691	+19.2%	2.85%
SO	Southern Co Utilities	Reduced	76,426	-1,958	$6,334,951	−15.6%	2.76%
CSX	Csx Corp Industrials	Reduced	135,009	-1,026	$6,279,268	−2.9%	2.74%
CME	Cme Group Inc. Financial Services	Added	22,534	+29	$5,903,457	+18.8%	2.57%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	19,001	+227	$5,230,785	+14.8%	2.28%
MSFT	Microsoft Corp Technology	Reduced	9,872	-141	$5,063,348	+35.6%	2.21%
CVX	Chevron Corp Energy	Added	24,378	+185	$4,978,231	+24.1%	2.17%
CMI	Cummins Inc Industrials	Reduced	9,540	-39	$4,928,077	−27.9%	2.15%
JPM	Jpmorgan Chase & Co Financial Services	Added	14,474	+198	$4,788,433	+2.5%	2.09%
DUK	Duke Energy CORP Utilities	Added	41,138	+954	$4,690,143	−7.8%	2.04%
GLW	Corning Inc Technology	Added	28,758	+97	$4,421,830	−39.6%	1.93%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	29,302	-10	$4,256,994	−1.0%	1.85%
ADP	Automatic Data Processing Inc Technology	Added	15,668	+44	$4,043,284	+15.6%	1.76%
AMGN	Amgen Inc Healthcare	Reduced	9,468	-26	$3,990,856	+16.1%	1.74%
NEE	Nextera Energy Inc Utilities	Reduced	51,028	-436	$3,864,860	−14.4%	1.68%
ABBV	AbbVie Inc. Healthcare	Reduced	14,463	-56	$3,783,376	+3.6%	1.65%
ETN	Eaton Corp plc Industrials	Reduced	7,366	-48	$3,165,243	+0.2%	1.38%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,124	-30	$3,145,086	+1.4%	1.37%
HD	Home Depot, Inc. Consumer Cyclical	Added	10,753	+91	$3,059,120	−18.6%	1.33%
BAC	Bank Of America Corp Financial Services	Reduced	53,837	-188	$2,930,347	−4.8%	1.28%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	5,859	+15	$2,917,489	−0.2%	1.27%
WM	Waste Management Inc Industrials	Reduced	13,367	-12	$2,725,798	−8.6%	1.19%
MRK	Merck & Co., Inc. Healthcare	Reduced	18,382	-4	$2,671,088	+13.1%	1.16%
RTX	RTX Corp Industrials	Reduced	14,352	-140	$2,664,448	−3.1%	1.16%
VZ	Verizon Communications Inc Communication Services	Added	55,388	+470	$2,540,647	+9.3%	1.11%
T	At&T Inc. Communication Services	Added	102,718	+71	$2,506,319	+18.0%	1.09%
EMR	Emerson Electric Co Industrials	Reduced	14,788	-77	$2,293,618	+7.8%	1.00%
RY	Royal Bank Of Canada Financial Services	Reduced	11,498	-281	$2,260,391	−7.3%	0.98%
UNP	Union Pacific Corp Industrials	Reduced	8,184	-230	$2,227,111	−2.7%	0.97%
KO	Coca Cola Co Consumer Defensive	Reduced	25,375	-138	$2,184,280	+5.3%	0.95%
COP	Conocophillips Energy	Reduced	17,255	-105	$2,159,463	+19.7%	0.94%
ITW	Illinois Tool Works Inc Industrials	Reduced	8,302	-42	$2,135,938	−5.4%	0.93%
RF	Regions Financial Corp Financial Services	Added	77,092	+484	$2,072,232	−10.4%	0.90%
PEP	Pepsico Inc Consumer Defensive	Added	15,919	+14	$2,017,255	−6.3%	0.88%
LMT	Lockheed Martin Corp Industrials	Added	3,725	+65	$1,896,956	+1.7%	0.83%
AAPL	Apple Inc. Technology	Reduced	5,525	-100	$1,839,935	+13.0%	0.80%
IBM	International Business Machines Corp Technology	Reduced	8,258	-166	$1,816,181	−23.3%	0.79%
SCHX	Schwab U.S. Large-Cap ETF	Added	58,993	+991	$1,769,790	+3.7%	0.77%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	3,380	-37	$1,718,899	−3.7%	0.75%
CL	Colgate Palmolive Co Consumer Defensive	Added	19,877	+36	$1,695,905	−6.8%	0.74%
ET	Energy Transfer LP Energy	Held	82,952	0	$1,639,961	+3.4%	0.71%
CM	Canadian Imperial Bank Of Commerce Financial Services	Held	11,040	0	$1,216,387	−4.2%	0.53%
EPD	Enterprise Products Partners L.P. Energy	Held	33,031	0	$1,176,233	−3.1%	0.51%
SNDK	Sandisk Corp Technology	Held	666	0	$1,158,766	−23.5%	0.50%
BA	Boeing Co Industrials	Reduced	6,221	-25	$1,157,417	−14.4%	0.50%

Showing the top 50 of 123 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.