Financial Architects, Inc

CIK

1416692

Location

MARLTON, NJ

Portfolio Value

Small $643,059,712

Diversification

Diversified

Files via

ACR LCG AthenaInvest Global Churchhill Delaware Capital Large Cap Val Federated Strategic Value Financial Architects JP Morgan Mid Cap Value Lyrical

+ 7 more

Navellier Large Cap Growth Neuberger Berman All-Cap Core NorthCoast Tactical Growth Polen Capital LCG Santa Barbara Dividend Growth US Trust NY Value Equity Windhaven Investment

Filing Date

Global Rank

#2,345 / 7,034 ▼ 15 · as of Jun 2023

Top Industry

Consumer Electronics 15.9%

Period ended 3 years ago

Filed Aug 10, 2023 · 3y

14 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2023, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.0%, 16.8 effective positions, active share 66.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

13.6% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.2 quarters, but 12.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 66.3%; sector active share 53.4% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

306 tracked positions · as of Jun 30, 2023 · Δ vs Mar 31, 2023

Top Position

17.2%

−0.4 pts

Top 5

43.2%

+0.3 pts

Top 10

57.0%

+1.6 pts

HHI

594

Diversified−22

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	66.0%	$424,430,829	168
Technology	13.7%	$88,309,124	27
Consumer Cyclical	4.7%	$29,981,646	10
Healthcare	3.4%	$22,080,850	19
Financial Services	3.2%	$20,732,265	21
Communication Services	2.9%	$18,830,787	11
Consumer Defensive	2.4%	$15,333,681	13
Utilities	1.5%	$9,599,601	14
Industrials	1.5%	$9,361,279	17
Energy	0.4%	$2,879,493	3
Real Estate	0.2%	$1,047,200	2
Basic Materials	0.1%	$472,957	1

Last Quarter's Activity

Export CSV

Jun 30, 2023 vs Mar 31, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LVHI	Franklin International Low Volatility High Dividend Index ETF	+109,549	333,328	$9,063,188
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+93,682	159,819	$7,730,445
MSFT	Microsoft Corp	+25,163	63,943	$21,775,149
JEPI	JPMorgan Equity Premium Income ETF	+22,556	354,120	$19,593,459
PAPR		+18,201	29,301	$905,400
BUFB		+13,484	65,029	$1,699,402
AAPL	Apple Inc.	+9,981	179,244	$34,767,958
FNDX	Schwab Fundamental U.S. Large Company ETF	+9,145	118,186	$6,803,968
SCHD	Schwab U.S. Dividend Equity ETF	+7,754	336,895	$24,465,348
BUFF		+7,623	28,612	$1,084,394
SCHO	Schwab Short-Term U.S. Treasury ETF	+7,617	35,878	$1,724,296
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+7,601	171,937	$13,008,753
COWZ	Pacer US Cash Cows 100 ETF	+6,533	233,103	$11,158,640
NKE	NIKE, Inc.	+6,370	11,057	$1,220,361
PJUL		+4,530	20,785	$711,262
VEA	Vanguard FTSE Developed Markets ETF	+4,394	38,644	$1,784,579
SCHX	Schwab U.S. Large-Cap ETF	+4,052	19,596	$1,026,244
CVS	CVS HEALTH Corp	+3,930	14,845	$1,026,234
PFFD	Global X U.S. Preferred ETF	+2,888	199,427	$3,866,889
SCHB	Schwab U.S. Broad Market ETF	+2,769	514,526	$26,600,942
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+2,722	76,047	$4,806,170
SCHA	Schwab U.S. Small-Cap ETF	+2,475	15,297	$670,008
AMZN	Amazon Com Inc	+2,445	31,422	$4,096,171
NULC	Nuveen ESG Large-Cap ETF	+2,173	8,261	$299,609
MUB	iShares National Muni Bond ETF	+1,798	28,943	$3,089,086
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−93,097	76,747	$2,026,965
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	−65,362	186,054	$8,822,680
ALTL	Pacer Lunt Large Cap Alternator ETF	−54,411	21,274	$798,625
NUBD	Nuveen ESG U.S. Aggregate Bond ETF	−30,186	78,099	$1,717,006
FV	First Trust Dorsey Wright Focus 5 ETF	−19,300	26,224	$1,230,167
GAA	Cambria Global Asset Allocation ETF	−13,557	68,908	$1,865,339
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−13,453	140,483	$4,311,423
SUB	iShares Short-Term National Muni Bond ETF	−9,328	21,411	$2,227,600
—		−8,844	41,190	$1,386,578
BNDX	Vanguard Total International Bond ETF	−8,406	36,735	$1,795,606
EFAV	iShares MSCI EAFE Min Vol Factor ETF	−6,532	52,740	$3,559,950
USMV	iShares MSCI USA Min Vol Factor ETF	−6,147	218,432	$16,236,050
SCHP	Schwab U.S. TIPS ETF	−6,047	9,611	$503,904
SCHZ	Schwab U.S. Aggregate Bond ETF	−4,817	267,125	$12,330,490
TFLO	iShares Treasury Floating Rate Bond ETF	−3,932	85,502	$4,332,386
IDRV	iShares Self-Driving EV and Tech ETF	−3,733	46,736	$1,911,969
VZ	Verizon Communications Inc	−3,579	36,856	$1,370,674
ULST	State Street(R) Ultra Short Term Bond ETF	−3,378	7,394	$297,608
SRLN	State Street(R) Blackstone Senior Loan ETF	−3,184	81,828	$3,426,138
XLF	State Street Corp	−3,171	62,082	$2,092,784
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−3,053	20,528	$1,343,352
T	At&T Inc.	−2,845	19,780	$315,491
—		−2,755	2,475	$246,163
BAC	Bank Of America Corp	−2,648	33,349	$956,782
PAUG		−2,400	45,517	$1,420,130
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
PSFF	Pacer Swan SOS Fund of Funds ETF	97,224	$2,365,459
PJUN		27,806	$880,616
SSUS	Day Hagan Smart Sector ETF	23,755	$843,540
BJUN		16,909	$567,296
IAU	Ishares Gold Trust	9,120	$331,876
PMAY		9,653	$288,142
BAPR	Sageworth Trust Co	7,427	$265,819
MKL	Markel Group Inc.	186	$257,271
FNDE	Schwab Fundamental Emerging Markets Equity ETF	8,962	$239,912
LFST	LifeStance Health Group, Inc.	25,701	$234,650
AGG	iShares Core U.S. Aggregate Bond ETF	2,316	$226,852
PAVE	Global X U.S. Infrastructure Development ETF	6,900	$216,867
BNY	Bank of New York Mellon Corp	4,582	$203,990
TTEK	Tetra Tech Inc	1,245	$203,856
CPRT	Copart Inc	2,234	$203,763
GEN	Gen Digital Inc.	10,175	$188,746
OPK	Opko Health, Inc.	33,500	$72,695
MGF	Aberdeen Government Markets Income Fund	14,805	$47,524
—		17,500	$15,750
IEMG	iShares Trust	4,235	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
UUP	Invesco DB US Dollar Index Bullish Fund	126,181	$3,517,926
—		122,373	$2,496,409
IIGD	Invesco Investment Grade Defensive ETF	15,095	$364,544
ENPH	Enphase Energy, Inc.	1,659	$348,854
IEF	iShares 7-10 Year Treasury Bond ETF	3,119	$309,155
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	3,055	$253,045
—		12,178	$247,603
BUD	Anheuser-Busch InBev SA	3,501	$233,621
DG	Dollar General Corp	1,037	$218,247
GS	Goldman Sachs Group Inc	663	$216,873
ITA	iShares U.S. Aerospace & Defense ETF	1,864	$214,509
SUSC	iShares ESG Aware USD Corporate Bond ETF	8,964	$206,306
KKR	KKR & Co. Inc.	3,879	$203,725
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	2,813	$202,761
—		28,605	$0
ESGE	iShares Trust	6,752	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

306 tracked positions · $643,059,712 total · filing declares 316 positions · $662,528,236 · as of Jun 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 306 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	179,244	+9,981	$34,767,958	+24.6%	14+	before history	5.41%
SCHB	Schwab U.S. Broad Market ETF	Added	514,526	+2,769	$26,600,942	+8.6%	4	unpriced	4.14%
SCHD	Schwab U.S. Dividend Equity ETF	Added	336,895	+7,754	$24,465,348	+1.6%	4	unpriced	3.80%
MSFT	Microsoft Corp Technology	Added	63,943	+25,163	$21,775,149	+94.8%	4	$283.46	3.39%
JEPI	JPMorgan Equity Premium Income ETF	Added	354,120	+22,556	$19,593,459	+8.2%	4	$55.37	3.05%
TSLA	Tesla, Inc. Consumer Cyclical	Held	72,371	0	$18,944,556	+26.2%	4	unpriced	2.95%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	218,432	-6,147	$16,236,050	−0.6%	4	unpriced	2.52%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	135,490	+18	$14,371,424	+0.6%	4	$104.01	2.23%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	171,937	+7,601	$13,008,753	+3.8%	4	$76.15	2.02%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	74,210	+1,292	$12,902,150	+17.2%	4	unpriced	2.01%
IJR	iShares Core S&P Small-Cap ETF	Reduced	128,859	-768	$12,840,799	+2.4%	4	unpriced	2.00%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	267,125	-4,817	$12,330,490	−3.3%	4	unpriced	1.92%
COWZ	Pacer US Cash Cows 100 ETF	Added	233,103	+6,533	$11,158,640	+4.9%	4	$45.68	1.74%
RSP	Victory Portfolios II	Reduced	66,214	-1,497	$9,908,262	+1.2%	4	$141.04	1.54%
SCHF	Schwab International Equity ETF	Added	270,890	+1,638	$9,657,228	+3.1%	4	unpriced	1.50%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	333,328	+109,549	$9,063,188	+50.2%	4	$26.41	1.41%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Reduced	186,054	-65,362	$8,822,680	−26.6%	4	$49.54	1.37%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	159,819	+93,682	$7,730,445	+159.2%	4	$45.30	1.20%
JNJ	Johnson & Johnson Healthcare	Reduced	45,388	-692	$7,512,621	+5.2%	4	$169.22	1.17%
SCHM	Schwab U.S. Mid-Cap ETF	Added	105,217	+1,358	$7,473,574	+6.1%	4	unpriced	1.16%
VUG	VANGUARD GROWTH INDEX FUND	Added	25,248	+828	$7,144,174	+17.3%	4	unpriced	1.11%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	118,186	+9,145	$6,803,968	+13.6%	4	unpriced	1.06%
GLD	Spdr Gold Trust	Reduced	35,997	-858	$6,417,185	−5.0%	4	$162.87	1.00%
PEP	Pepsico Inc Consumer Defensive	Reduced	32,738	-202	$6,063,732	+1.0%	4	$172.33	0.94%
VIG	Vanguard Specialized Funds	Added	36,444	+1,423	$5,919,598	+9.8%	4	$149.11	0.92%
IXUS	iShares Core MSCI Total International Stock ETF	Added	91,896	+333	$5,754,527	+1.4%	4	unpriced	0.89%
SNOW	Snowflake Inc. Technology	Held	30,706	0	$5,403,641	+14.1%	4	$165.57	0.84%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	76,047	+2,722	$4,806,170	+5.8%	4	$58.44	0.75%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	60,473	+173	$4,532,451	+15.3%	4	unpriced	0.70%
SCHJ	Schwab 1-5 Year Corporate Bond ETF	Added	92,421	+6	$4,368,740	−0.6%	4	unpriced	0.68%
TFLO	iShares Treasury Floating Rate Bond ETF	Reduced	85,502	-3,932	$4,332,386	−4.2%	3	unpriced	0.67%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Reduced	140,483	-13,453	$4,311,423	−8.0%	4	unpriced	0.67%
META	Meta Platforms, Inc. Communication Services	Added	14,482	+706	$4,156,044	+42.3%	4	$166.48	0.65%
MDB	MongoDB, Inc. Technology	Held	10,000	0	$4,109,900	+76.3%	4	$291.83	0.64%
AMZN	Amazon Com Inc Consumer Cyclical	Added	31,422	+2,445	$4,096,171	+36.9%	14+	before history	0.64%
PFFD	Global X U.S. Preferred ETF	Added	199,427	+2,888	$3,866,889	−0.9%	4	unpriced	0.60%
POCT		Reduced	112,038	-1,895	$3,749,911	+4.1%	4	$29.48	0.58%
BCE	Bce Inc Communication Services	Reduced	82,157	-859	$3,745,537	+0.7%	14+	before history	0.58%
SCHY	Schwab International Dividend Equity ETF	Reduced	151,616	-2,158	$3,629,687	−0.1%	4	unpriced	0.56%
V	Visa Inc. Financial Services	Added	15,222	+66	$3,614,920	+5.8%	4	$203.60	0.56%
EFAV	iShares MSCI EAFE Min Vol Factor ETF	Reduced	52,740	-6,532	$3,559,950	−11.2%	4	unpriced	0.55%
GOOG	Alphabet Inc. Communication Services	Added	28,576	+608	$3,456,838	+18.8%	14+	before history	0.54%
SRLN	State Street(R) Blackstone Senior Loan ETF	Reduced	81,828	-3,184	$3,426,138	−2.8%	4	$42.31	0.53%
GOOGL	Alphabet Inc. Communication Services	Added	28,394	+1,064	$3,398,761	+19.9%	14+	before history	0.53%
DVY	iShares Select Dividend ETF	Reduced	28,269	-107	$3,202,877	−3.7%	4	unpriced	0.50%
ABBV	AbbVie Inc. Healthcare	Reduced	23,278	-272	$3,136,244	−16.4%	14+	before history	0.49%
MUB	iShares National Muni Bond ETF	Added	28,943	+1,798	$3,089,086	+5.6%	4	unpriced	0.48%
PLTR	Palantir Technologies Inc. Technology	Held	201,126	0	$3,083,261	+81.4%	4	$8.89	0.48%
BX	Blackstone Inc. Financial Services	Reduced	33,113	-993	$3,078,515	+2.8%	14+	before history	0.48%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	42,530	+187	$2,974,973	+4.8%	4	unpriced	0.46%

Showing the top 50 of 306 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.