New England Professional Planning Group Inc.

Registered adviser

CIK

1540867

Location

Westerly, RI

Portfolio Value

Small $262,244,741

Diversification

Highly concentrated

Filing Date

Global Rank

#5,582 / 8,827 ▼ 58 · as of Jun 2026

Top Industry

Asset Management 37.3%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108868

Roster of Nov 1, 2026

Regulatory AUM

$1,316,426,626

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,316,426,626	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$1,166,383,072	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$1,055,252,906	Individuals and high net worth (99%)
May 2023 to Mar 2024	$937,180,405	Individuals and high net worth (99%)
Apr 2023	$937,180,405	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$1,152,732,109	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.0% of the book (60%+)

Turnover

Low turnover

2.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.1 quarters (12+), a floor since 71.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.0%; sector active share 79.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

49 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

66.9%

−0.2 pts

Top 5

94.2%

+0.0 pts

Top 10

96.4%

+0.3 pts

HHI

5,023

Highly concentrated−40

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	92.1%	$241,595,050	22
Financial Services	3.7%	$9,601,574	8
Technology	1.8%	$4,803,975	7
Industrials	1.0%	$2,507,931	6
Healthcare	0.8%	$2,215,425	3
Energy	0.5%	$1,223,717	1
Basic Materials	0.1%	$223,038	1
Consumer Defensive	0.0%	$74,031	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+39,405	58,572	$1,670,473
RJF	Raymond James Financial Inc	+151	47,150	$7,450,643
LFVN	Lifevantage Corp	+93	11,751	$74,031
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+50	2,854	$1,068,080
OR	OR Royalties Inc.	+13	6,495	$223,038
QUAL	iShares MSCI USA Quality Factor ETF	+6	4,051	$900,294
IWR	iShares Russell Mid-Cap ETF	+5	8,063	$860,402
SPHB	Invesco Ltd.	+4	3,619	$0
IWM	iShares Russell 2000 ETF	+1	3,367	$935,655
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
JIRE	JPMorgan International Research Enhanced Equity ETF	−19,112	742,797	$61,028,201
IJH	iShares Core S&P Mid-Cap ETF	−5,225	663,896	$47,767,317
IJR	iShares Core S&P Small-Cap ETF	−2,332	175,157	$23,828,358
IVV	iShares Core S&P 500 ETF	−220	126,635	$96,983,414
RTX	RTX Corp	−147	1,959	$363,688
IXUS	iShares Core MSCI Total International Stock ETF	−14	22,709	$2,157,127
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
MRK	Merck & Co., Inc.	1,500	$217,965
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
GEV	GE Vernova Inc.	210	$246,720
IBM	International Business Machines Corp	850	$239,028
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

49 tracked positions · $262,244,741 total · filing declares 49 positions · $263,121,856 · as of Sep 30, 2026

All sectors Basic Materials Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	126,635	-220	$96,983,414	+2.1%	36.98%
JIRE	JPMorgan International Research Enhanced Equity ETF	Reduced	742,797	-19,112	$61,028,201	−2.9%	23.27%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	663,896	-5,225	$47,767,317	−7.4%	18.21%
IJR	iShares Core S&P Small-Cap ETF	Reduced	175,157	-2,332	$23,828,358	−9.5%	9.09%
RJF	Raymond James Financial Inc Financial Services	Added	47,150	+151	$7,450,643	+4.3%	2.84%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	22,709	-14	$2,157,127	−0.5%	0.82%
PFE	Pfizer Inc Healthcare	Added	58,572	+39,405	$1,670,473	+261.9%	0.64%
AAPL	Apple Inc. Technology	Held	4,860	0	$1,618,477	+15.1%	0.62%
XOM	ExxonMobil Holdings Corp Energy	Held	7,519	0	$1,223,717	+19.0%	0.47%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Held	7,574	0	$1,195,555	+0.6%	0.46%
UNP	Union Pacific Corp Industrials	Held	4,047	0	$1,101,310	+0.0%	0.42%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,854	+50	$1,068,080	+2.9%	0.41%
SLV	iShares Silver Trust	Held	17,774	0	$968,860	+1.9%	0.37%
IWM	iShares Russell 2000 ETF	Added	3,367	+1	$935,655	−7.5%	0.36%
QUAL	iShares MSCI USA Quality Factor ETF	Added	4,051	+6	$900,294	+1.4%	0.34%
IWR	iShares Russell Mid-Cap ETF	Added	8,063	+5	$860,402	−3.2%	0.33%
NVDA	Nvidia Corp Technology	Held	3,299	0	$753,425	+14.1%	0.29%
IWF	iShares Russell 1000 Growth ETF	Held	5,720	0	$716,487	+0.9%	0.27%
ACWX	iShares MSCI ACWI ex U.S. ETF	Held	8,801	0	$665,531	−0.6%	0.25%
CSCO	Cisco Systems, Inc. Technology	Held	5,945	0	$639,860	−8.4%	0.24%
ADI	Analog Devices Inc Technology	Held	1,432	0	$568,088	−0.1%	0.22%
AVGO	Broadcom Inc. Technology	Held	1,556	0	$546,451	−7.0%	0.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,092	0	$543,761	−0.5%	0.21%
SPY	Spdr S&P 500 ETF Trust	Held	631	0	$481,219	+2.1%	0.18%
TXN	Texas Instruments Inc Technology	Held	1,654	0	$463,268	−6.0%	0.18%
QQQ	Invesco Qqq Trust, Series 1	Held	611	0	$451,999	+0.5%	0.17%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,341	0	$443,643	+1.1%	0.17%
BAC	Bank Of America Corp Financial Services	Held	7,816	0	$425,424	−4.5%	0.16%
RTX	RTX Corp Industrials	Reduced	1,959	-147	$363,688	−9.0%	0.14%
DE	Deere & Co Industrials	Held	500	0	$335,775	+5.9%	0.13%
ABBV	AbbVie Inc. Healthcare	Held	1,250	0	$326,987	+4.0%	0.12%
SMH	VanEck Semiconductor ETF	Held	484	0	$294,756	−7.1%	0.11%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	1,869	0	$290,068	−1.8%	0.11%
CB	Chubb Ltd Financial Services	Held	877	0	$285,244	−4.5%	0.11%
IWB	iShares Russell 1000 ETF	Held	678	0	$282,136	+1.6%	0.11%
IWO	iShares Russell 2000 Growth ETF	Held	743	0	$265,176	−9.4%	0.10%
CMI	Cummins Inc Industrials	Held	500	0	$258,285	−27.6%	0.10%
BN	BROOKFIELD Corp Financial Services	Held	6,750	0	$246,105	−14.4%	0.09%
TTEK	Tetra Tech Inc Industrials	Held	7,415	0	$244,324	+14.1%	0.09%
IAU	Ishares Gold Trust	Held	3,025	0	$236,252	+3.4%	0.09%
OR	OR Royalties Inc. Basic Materials	Added	6,495	+13	$223,038	+8.8%	0.09%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Held	1,736	0	$218,163	+5.1%	0.08%
MRK	Merck & Co., Inc. Healthcare	NEW	1,500	NEW	$217,965	NEW	0.08%
QCOM	Qualcomm Inc Technology	Held	1,165	0	$214,406	−0.4%	0.08%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	1,211	0	$206,754	+2.4%	0.08%
GE	General Electric Co Industrials	Held	655	0	$204,549	−16.4%	0.08%
LFVN	Lifevantage Corp Consumer Defensive	Added	11,751	+93	$74,031	+1.8%	0.03%
		Held	2,410	0	$0	−100.0%	0.00%
SPHB	Invesco Ltd. Financial Services	Added	3,619	+4	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.