Cowen Prime Services LLC

CIK

1543830

Location

New York, NY

Portfolio Value

Small $142,488,929

Diversification

Diversified

Filing Date

Global Rank

#3,746 / 5,928 ▲ 44 · as of Jun 2021

Top Industry

Software - Application 33.3%

3Y Alpha vs SPY

-12.6%

Period ended 5 years ago

Filed Jul 16, 2021 · 4y

6 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+20.8%

SPY

+76.5%

Annualised alpha

-14.3%

Max drawdown

−42.0%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

134 positions · as of Jun 30, 2021 · Δ vs Mar 31, 2021

Top Position

24.1%

−0.0 pts

Top 5

46.6%

+5.4 pts

Top 10

60.1%

+5.1 pts

HHI

814

Diversified+55

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2021

Sector	% Portfolio	Value	Positions
Technology	52.7%	$75,126,247	33
Industrials	15.2%	$21,722,028	12
Healthcare	14.0%	$19,990,691	22
Financial Services	6.2%	$8,764,444	16
Basic Materials	4.0%	$5,754,076	5
Consumer Cyclical	2.5%	$3,610,894	9
Energy	2.0%	$2,794,983	14
Real Estate	1.7%	$2,445,416	5
Utilities	0.6%	$904,737	5
Communication Services	0.6%	$882,560	4
Consumer Defensive	0.3%	$489,541	8
Unclassified	0.0%	$3,312	1

Last Quarter's Activity

Export CSV

Jun 30, 2021 vs Mar 31, 2021

Added To

Positions the filer increased

13 positions

Ticker	Company	Δ Shares	Shares	Value
PDFS	Pdf Solutions Inc	+173,200	1,889,528	$34,351,619
ASPN	Aspen Aerogels Inc	+69,700	459,200	$13,739,264
DMRC	Digimarc Corp	+35,600	165,093	$5,530,615
VNRX	Volitionrx Ltd	+22,500	59,200	$194,768
GSIT	Gsi Technology Inc	+12,521	167,177	$939,534
NEOG	Neogen Corp	+10,450	20,900	$962,236
HLIT	Harmonic Inc.	+4,000	369,694	$3,149,792
NEPH	Nephros Inc	+3,700	626,450	$6,358,467
GBDC	GOLUB CAPITAL BDC, Inc.	+1,000	16,500	$254,430
NVEC	Nve Corp /New/	+400	11,837	$876,529
DDD	3D Systems Corp	+400	124,050	$4,958,278
BRK-B	Berkshire Hathaway Inc	+75	13,215	$3,672,712
PENN	PENN Entertainment, Inc.	+50	150	$11,473
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
RSSS	Research Solutions, Inc.	−259,000	1,398,500	$3,999,710
KKR	KKR & Co. Inc.	−6,950	51,800	$3,068,632
BX	Blackstone Inc.	−2,000	4,600	$446,844
KOPN	Kopin Corp	−1,000	206,900	$1,692,442
CCI	Crown Castle Inc.	−850	10,045	$1,959,779
LDOS	Leidos Holdings, Inc.	−450	16,070	$1,624,677
PFE	Pfizer Inc	−400	72,225	$2,828,331
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
INSE	Inspired Entertainment, Inc.	50,000	$637,500
PHAR	Pharming Group N.V.	6,300	$71,001
STX	Seagate Technology Holdings plc	150	$13,189
CGNT	Cognyte Software Ltd.	200	$4,900
OGN	Organon & Co.	40	$1,210
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
LAB	Standard Biotools Inc.	983,000	$4,443,160
CSBR	Champions Oncology, Inc.	13,500	$152,550
EOG	Eog Resources Inc	300	$21,759
HIMX	Himax Technologies, Inc.	1,000	$13,650
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

134 positions · $142,488,929 total · as of Jun 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 134 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
PDFS	Pdf Solutions Inc Technology	Added	1,889,528	+173,200	$34,351,619	+12.6%	24.11%
ASPN	Aspen Aerogels Inc Industrials	Added	459,200	+69,700	$13,739,264	+73.4%	9.64%
KRNT	Kornit Digital Ltd. Industrials	Held	51,994	0	$6,464,414	+25.4%	4.54%
NEPH	Nephros Inc Healthcare	Added	626,450	+3,700	$6,358,467	+53.5%	4.46%
DMRC	Digimarc Corp Technology	Added	165,093	+35,600	$5,530,615	+44.0%	3.88%
DDD	3D Systems Corp Technology	Added	124,050	+400	$4,958,278	+46.1%	3.48%
RSSS	Research Solutions, Inc. Technology	Reduced	1,398,500	-259,000	$3,999,710	+4.0%	2.81%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	13,215	+75	$3,672,712	+9.4%	2.58%
TACT	Transact Technologies Inc Technology	Held	252,567	0	$3,467,744	+26.3%	2.43%
HLIT	Harmonic Inc. Technology	Added	369,694	+4,000	$3,149,792	+9.9%	2.21%
KKR	KKR & Co. Inc. Financial Services	Reduced	51,800	-6,950	$3,068,632	+6.9%	2.15%
JNJ	Johnson & Johnson Healthcare	Held	18,260	0	$3,008,152	+0.2%	2.11%
PFE	Pfizer Inc Healthcare	Reduced	72,225	-400	$2,828,331	+7.5%	1.98%
MTSI	MACOM Technology Solutions Holdings, Inc. Technology	Held	42,708	0	$2,736,728	+10.4%	1.92%
APYX	Apyx Medical Corp Healthcare	Held	248,959	0	$2,566,767	+6.7%	1.80%
SBUX	Starbucks Corp Consumer Cyclical	Held	21,885	0	$2,446,961	+2.3%	1.72%
MSFT	Microsoft Corp Technology	Held	8,875	0	$2,404,237	+14.9%	1.69%
PTC	Ptc Inc. Technology	Held	15,800	0	$2,231,908	+2.6%	1.57%
IFF	International Flavors & Fragrances Inc Basic Materials	Held	13,805	0	$2,062,467	+7.0%	1.45%
CCI	Crown Castle Inc. Real Estate	Reduced	10,045	-850	$1,959,779	+4.5%	1.38%
EPD	Enterprise Products Partners L.P. Energy	Held	74,080	0	$1,787,550	+9.6%	1.25%
DD	DuPont de Nemours, Inc. Basic Materials	Held	17,849	0	$1,734,340	+0.2%	1.22%
KOPN	Kopin Corp Technology	Reduced	206,900	-1,000	$1,692,442	−22.4%	1.19%
LDOS	Leidos Holdings, Inc. Technology	Reduced	16,070	-450	$1,624,677	+2.1%	1.14%
ADI	Analog Devices Inc Technology	Held	9,250	0	$1,592,480	+11.0%	1.12%
DOW	Dow Inc. Basic Materials	Held	24,216	0	$1,532,388	−1.0%	1.08%
CEVA	Ceva Inc Technology	Held	25,656	0	$1,213,528	−15.8%	0.85%
NEO	Neogenomics Inc Healthcare	Held	26,500	0	$1,197,005	−6.3%	0.84%
RBBN	Ribbon Communications Inc. Technology	Held	140,719	0	$1,070,871	−7.3%	0.75%
NEOG	Neogen Corp Healthcare	Added	20,900	+10,450	$962,236	+107.2%	0.68%
GSIT	Gsi Technology Inc Technology	Added	167,177	+12,521	$939,534	−9.2%	0.66%
NVEC	Nve Corp /New/ Technology	Added	11,837	+400	$876,529	+9.3%	0.62%
TEVA	Teva Pharmaceutical Industries Ltd Healthcare	Held	81,294	0	$804,810	−14.2%	0.56%
ARAY	Accuray Inc Healthcare	Held	170,882	0	$772,386	−8.7%	0.54%
IBM	International Business Machines Corp Technology	Held	5,370	0	$752,570	+10.0%	0.53%
TDAY	USA TODAY Co., Inc. Communication Services	Held	134,900	0	$740,601	+2.0%	0.52%
EXC	Exelon Corp Utilities	Held	21,450	0	$677,925	+1.3%	0.48%
NTNX	Nutanix, Inc. Technology	Held	17,530	0	$669,996	+43.9%	0.47%
INSE	Inspired Entertainment, Inc. Consumer Cyclical	NEW	50,000	NEW	$637,500	NEW	0.45%
TXN	Texas Instruments Inc Technology	Held	3,012	0	$579,207	+1.8%	0.41%
DE	Deere & Co Industrials	Held	1,500	0	$529,065	−5.7%	0.37%
AAPL	Apple Inc. Technology	Held	3,580	0	$490,316	+12.1%	0.34%
BX	Blackstone Inc. Financial Services	Reduced	4,600	-2,000	$446,844	−9.2%	0.31%
CTVA	Corteva, Inc. Basic Materials	Held	9,216	0	$408,729	−4.9%	0.29%
TT	Trane Technologies plc Industrials	Held	1,850	0	$340,659	+11.2%	0.24%
NRC	Nrc Health Healthcare	Held	7,000	0	$321,300	−2.0%	0.23%
ALLT	Allot Ltd. Technology	Held	15,600	0	$309,348	+24.2%	0.22%
PYPL	PayPal Holdings, Inc. Financial Services	Held	1,034	0	$301,390	+20.0%	0.21%
KMI	Kinder Morgan, Inc. Energy	Held	16,180	0	$294,961	+9.5%	0.21%
ARCC	Ares Capital Corp Financial Services	Held	15,000	0	$293,850	+4.7%	0.21%