RBBN · Ribbon Communications Inc. · Holdings

$1.40 +0.01 (+0.72%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$250.35M

178.82M

Volume · Oct 23 778.35K Avg daily vol (3M) 1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RBBN: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 163

Total Value: $300,612,432

Total Shares: 128,641,192

Showing 1–100 of 166 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 160 13F filers

Top Holder

40.5%

of institutional value

Top 5

69.2%

of institutional value

Top 10

81.0%

of institutional value

HHI

1,957

Moderately concentrated

Who Holds RBBN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 160 filers, like-for-like change -0.7%; actively managed books -0.8%; index-like books -0.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	29.7%	84	-7.7%	14	5
Exempt adviser	0.8%	3	+22.8%	2	2
Adviser	0.3%	3	-9.9%	0	0
Bank	43.4%	13	+0.2%	0	0
Insurer	0.1%	1	+466.6%	0	0
Broker-dealer	0.0%	2	+77.3%	0	0
Benefit plan	0.1%	4	-3.1%	0	0
Non-US	0.4%	7	+116.5%	1	1
Holding company	20.5%	7	+3.9%	0	0
Unknown	4.8%	36	+11.2%	5	4

Style	Share	Filers	Change	New	Exited
Index-like	14.4%	18	-0.3%	1	0
Systematic-like	4.0%	17	+40.0%	4	2
Concentrated	2.9%	19	-56.4%	3	4
Diversified active	78.7%	106	+2.6%	14	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	76.0%	90	-3.8%	9	7
Medium turnover	12.6%	35	+7.8%	4	1
High turnover	5.1%	28	+38.7%	9	4
Unknown	6.4%	7	-1.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.3%	18	-0.2%	2	2
Medium horizon	6.3%	19	+3.6%	4	4
Long horizon	85.4%	115	-1.3%	13	4
Unknown	1.0%	8	+22.6%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.0%	24	+0.8%	5	6
$1B to $10B	3.4%	36	-54.1%	5	4
$10B to $100B	9.1%	43	+12.9%	9	2
$100B or more	85.5%	57	+2.6%	3	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.0%	42	+4.6%	7	4
Pooled investment vehicles	3.4%	15	+38.9%	7	1
Registered funds and BDCs	17.8%	12	+1.1%	0	0
Insurance companies	0.2%	3	+8.1%	0	0
Governments and sovereign funds	0.1%	1	-1.7%	0	0
Diversified	6.1%	11	-37.9%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Other investment advisers	0.0%	0	—	0	0
Unknown	70.3%	76	+2.5%	8	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	10.8%	24	-20.0%	8	3
Private equity funds	0.5%	8	+17.7%	1	0
Venture capital funds	0.0%	1	+27.4%	0	0
Real estate funds	0.0%	2	+112.6%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	9.3%	12	+1.6%	1	0
Mixed private funds	0.1%	1	+15.0%	0	0
Private funds, type not stated	0.0%	1	new	1	0
No private funds	9.7%	37	+1.2%	5	3
Unknown	69.6%	73	+2.3%	6	5

Location	Share	Filers	Change	New	Exited
United States	96.2%	136	-1.3%	15	8
Outside the US	3.8%	24	+15.6%	7	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

160 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

16.6%

of shares outstanding, 49th percentile

Mar 31, 2026: 18.2%

Private-fund advisers

15.1%

of shares outstanding

Institutional ownership

72.8%

76.0% of the estimated free float

Top 10 holders

81.1%

of 13F shares, Herfindahl 0.196

Active holders

-0.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.9 quarters

Under 1 year 8.70% 1 to 3 years 11.4% 3 years or more 79.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.15

estimated per share

Mar 31, 2026: $3.25

Quarter-end price

$2.34

implied by 13F values

Estimated gain or loss

-25.7%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 14.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RBBN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PFE Pfizer Inc	3	0.033
2	JNJ Johnson & Johnson	4	0.027
3	IBM International Business Machines Corp	3	0.024
4	XOM ExxonMobil Holdings Corp	3	0.021
5	AAPL Apple Inc.	3	0.017
6	MSFT Microsoft Corp	3	0.017
7	GOOGL Alphabet Inc.	3	0.017

Shareholder Targets

13F filers that own its peers but not RBBN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PFE, JNJ, IBM, XOM, AAPL, MSFT, GOOGL. 6,847 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$169,128,057,248 7 held	16.9%	GOOGL, AAPL, MSFT
2	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
3	Capital Research Global Investors Adviser, Diversified active	$98,517,104,682 5 held	13.8%	GOOGL, MSFT, AAPL
4	Capital World Investors Adviser, Diversified active	$87,283,918,597 7 held	10.4%	GOOGL, MSFT, AAPL
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$67,469,674,450 7 held	11.7%	GOOGL, MSFT, AAPL
6	Amundi Holding company, Index-like	$65,871,743,034 7 held	15.9%	AAPL, GOOGL, MSFT
7	Capital International Investors Adviser, Diversified active	$57,684,368,007 5 held	11.9%	GOOGL, MSFT, AAPL
8	Fisher Asset Management, LLC Adviser, Diversified active	$51,800,119,099 7 held	15.6%	AAPL, GOOGL, MSFT
9	Swiss National Bank Unknown, Index-like	$34,336,667,761 7 held	18.0%	AAPL, GOOGL, MSFT
10	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$33,315,862,770 6 held	11.4%	GOOGL, AAPL, MSFT

Fund Ownership of RBBN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.36% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.81%	+0.16 pp	3,236,382	55
Index ETFs	6.55%	-0.31 pp	11,715,972	25
Active ETFs	1.63%	-0.07 pp	2,912,578	13
Active funds	7.11%	-0.40 pp	12,706,553	55
Unclassified	0.79%	+0.75 pp	1,409,501	8
All registered funds	17.88%	+0.13 pp	31,980,986	156

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 88 Exempt adviser 3 Adviser 3 Bank 13 Insurer 1 Broker-dealer 2 Benefit plan 4 Non-US 7 Holding company 7 Unknown 35

Showing 100 of 166

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JPMORGAN CHASE & CO

$121,780,468

40.51%

52,042,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	5,359	$12,540	0.0%	Other
JPMorgan Chase Bank, N.A.	52,021,211	$121,729,633	100.0%	Defined
J.P. Morgan Investment Management Inc.	1,005	$2,351	0.0%	Defined
J.P. Morgan Securities LLC	15,361	$35,944	0.0%	Defined

NEUBERGER BERMAN GROUP LLC

$42,847,910

14.25%

18,311,073

BlackRock, Inc.

$16,723,015

5.56%

7,146,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	53,643	$125,524	0.8%	Sole
BlackRock Asset Management Canada Ltd	1,124	$2,630	0.0%	Sole
BlackRock Investment Management, LLC	285,058	$667,035	4.0%	Sole
BLACKROCK ADVISORS LLC	186,902	$437,350	2.6%	Sole
BlackRock Fund Advisors	3,934,937	$9,207,752	55.1%	Sole
BlackRock Institutional Trust Company, N.A.	2,418,141	$5,658,449	33.8%	Sole
BlackRock Investment Management (UK) Ltd.	1,177	$2,754	0.0%	Sole
Aperio Group, LLC	263,932	$617,600	3.7%	Sole
SpiderRock Advisors, LLC	1,676	$3,921	0.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$14,709,995

4.89%

6,286,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	20,683	$48,398	0.3%	Defined
DFA Australia Ltd.	20,695	$48,426	0.3%	Defined
Dimensional Ireland Ltd	154,939	$362,557	2.5%	Defined
Held directly	6,090,006	$14,250,614	96.9%	Sole

ROYCE & ASSOCIATES LP

$11,912,769

3.96%

5,090,927

VANGUARD CAPITAL MANAGEMENT LLC

$9,185,964

3.06%

3,925,626

VANGUARD PORTFOLIO MANAGEMENT LLC

$8,220,576

2.73%

3,513,067

PARADIGM CAPITAL MANAGEMENT INC/NY

$7,105,171

2.36%

3,036,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paradigm Funds Advisor LLC	3,036,398	$7,105,171	100.0%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$5,815,049

1.93%

2,485,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	351,905	$823,457	14.2%	Defined
Held directly	2,133,159	$4,991,592	85.8%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$5,178,733

1.72%

2,213,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,164,333	$5,064,539	97.8%	Sole
Held directly	48,801	$114,194	2.2%	Sole

STATE STREET CORP

$4,516,558

1.50%

1,930,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,930,153	$4,516,558	100.0%	Defined

D. E. Shaw & Co., Inc.

$4,189,477

1.39%

1,790,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,702,036	$3,982,764	95.1%	Defined
D. E. Shaw Investment Management, L.L.C. joint	88,339	$206,713	4.9%	Defined

ACADIAN ASSET MANAGEMENT LLC

$4,137,651

1.38%

1,768,227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,768,227	$4,137,651	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,298,917

1.10%

1,409,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	28	$65	0.0%	Other
Compound Planning, Inc.	19	$44	0.0%	Other
Arax Advisory Partners	2,020	$4,726	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	749	$1,752	0.1%	Other
Stokes Family Office, LLC	600	$1,404	0.0%	Other
Held directly	1,406,379	$3,290,926	99.8%	Defined

FIRST WILSHIRE SECURITIES MANAGEMENT INC

$3,286,513

1.09%

1,404,493

CITADEL ADVISORS LLC

$2,904,407

0.97%

1,241,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	77,264	$180,797	6.2%	Defined
Held directly	1,163,936	$2,723,610	93.8%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$2,843,638

0.95%

1,215,230

MARSHALL WACE, LLP

$1,905,068

0.63%

814,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	814,132	$1,905,068	100.0%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,872,372

0.62%

800,159

NORTHERN TRUST CORP

$1,754,585

0.58%

749,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	734,923	$1,719,719	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	14,900	$34,866	2.0%	Other

MILLENNIUM MANAGEMENT LLC

$1,634,391

0.54%

698,458

VANGUARD FIDUCIARY TRUST CO

$1,433,888

0.48%

612,773

JACOBS LEVY EQUITY MANAGEMENT, INC

$1,362,097

0.45%

582,093

VICTORY CAPITAL MANAGEMENT INC

$1,068,025

0.36%

456,421

GOLDMAN SACHS GROUP INC

$972,104

0.32%

415,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	137,019	$320,624	33.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	241,394	$564,861	58.1%	Defined
Goldman Sachs Trust Company, N.A.	37,017	$86,619	8.9%	Defined

Russell Investments Group, Ltd.

$901,425

0.30%

385,226

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	370,503	$866,975	96.2%	Defined
Russell Investments Capital, LLC joint	6,308	$14,760	1.6%	Other
Russell Investments France SAS	2,984	$6,982	0.8%	Defined
Russell Investments Trust Company joint	5,431	$12,708	1.4%	Other

Bank of New York Mellon Corp

$888,731

0.30%

379,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	235,109	$550,155	61.9%	Defined
The Bank of New York Mellon	144,689	$338,572	38.1%	Defined
Held directly	2	$4	0.0%	Defined

MORGAN STANLEY

$888,705

0.30%

379,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,984	$9,322	1.0%	Defined
MORGAN STANLEY & CO. LLC	26,515	$62,045	7.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	188,516	$441,127	49.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	8,247	$19,297	2.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	152,528	$356,914	40.2%	Defined

XTX Topco Ltd

$756,538

0.25%

323,307

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	323,307	$756,538	100.0%	Defined

Silverberg Bernstein Capital Management LLC

$725,512

0.24%

412,223

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$710,421

0.24%

303,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AXA INVESTMENT MANAGERS UK LIMITED	303,599	$710,421	100.0%	Defined

Pacific Ridge Capital Partners, LLC

$669,738

0.22%

286,213

COMMONWEALTH EQUITY SERVICES, LLC

$666,251

0.22%

284,723

VOYA INVESTMENT MANAGEMENT LLC

$502,816

0.17%

214,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	214,879	$502,816	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$493,917

0.16%

211,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	211,076	$493,917	100.0%	Defined

Squarepoint Ops LLC

$447,880

0.15%

191,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	191,402	$447,880	100.0%	Defined

BANK OF AMERICA CORP /DE/

$440,942

0.15%

188,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	188,437	$440,942	100.0%	Defined

Nuveen, LLC

$414,650

0.14%

177,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	1,903	$4,453	1.1%	Defined
TEACHERS ADVISORS, LLC joint	175,298	$410,197	98.9%	Defined

GSA CAPITAL PARTNERS LLP

$407,262

0.14%

174,044

EntryPoint Capital, LLC

$404,539

0.13%

172,880

ExodusPoint Capital Management, LP

$403,919

0.13%

172,615

UBS Group AG

$386,970

0.13%

165,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,721	$27,427	7.1%	Defined
UBS AG	153,412	$358,984	92.8%	Defined
UBS Securities LLC	239	$559	0.1%	Defined

Invesco Ltd.

$380,644

0.13%

162,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	11,405	$26,687	7.0%	Defined
Invesco Trust Co joint	37,108	$86,832	22.8%	Defined
Invesco Capital Management LLC	114,156	$267,125	70.2%	Defined

WINTON GROUP Ltd

$349,605

0.12%

149,404

UBS Group AG

$331,110

0.11%

141,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	141,500	$331,110	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$323,324

0.11%

138,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	138,173	$323,324	100.0%	Defined

Qube Research & Technologies Ltd

$322,683

0.11%

137,899

LSV ASSET MANAGEMENT

$317,772

0.11%

135,800

Vanguard Global Advisers, LLC

$295,443

0.10%

126,258

RHUMBLINE ADVISERS

$295,275

0.10%

126,186

Dynamic Technology Lab Private Ltd

$245,377

0.08%

104,862

AMERIPRISE FINANCIAL INC

$241,924

0.08%

103,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	103,367	$241,878	100.0%	Defined
Ameriprise Financial Services, LLC	20	$46	0.0%	Defined

TWO SIGMA INVESTMENTS, LP

$239,117

0.08%

102,187

Creative Planning

$235,464

0.08%

100,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	6,542	$15,308	6.5%	Defined
Held directly	94,084	$220,156	93.5%	Sole

BARCLAYS PLC

$221,127

0.07%

94,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	92,871	$217,318	98.3%	Defined
BARCLAYS CAPITAL INC.	1,628	$3,809	1.7%	Defined

Empowered Funds, LLC

$220,938

0.07%

94,418

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	94,418	$220,938	100.0%	Other

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$220,938

0.07%

94,418

FRANKLIN RESOURCES INC

$216,561

0.07%

92,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	228	$533	0.2%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	653	$1,528	0.7%	Defined
FRANKLIN ADVISERS INC	91,667	$214,500	99.0%	Defined

Hillsdale Investment Management Inc.

$212,970

0.07%

91,013

CITIGROUP INC

$205,701

0.07%

87,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	6,516	$15,247	7.4%	Defined
Citigroup Financial Products Inc. joint	81,391	$190,454	92.6%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$200,640

0.07%

85,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	85,744	$200,640	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$194,074

0.06%

82,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	82,938	$194,074	100.0%	Defined

DEUTSCHE BANK AG\

$191,727

0.06%

81,935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	81,935	$191,727	100.0%	Defined

WELLS FARGO & COMPANY/MN

$190,727

0.06%

81,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	78,841	$184,487	96.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	167	$390	0.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,500	$5,850	3.1%	Defined

SEI INVESTMENTS CO

$183,334

0.06%

78,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	76,445	$178,881	97.6%	Sole
SEI TRUST CO	1,903	$4,453	2.4%	Sole

SIMPLEX TRADING, LLC

$172,867

0.06%

73,875

INDEPENDENT FINANCIAL GROUP, LLC

$163,975

0.05%

93,168

HighMark Wealth Management LLC

$161,460

0.05%

69,000

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$141,909

0.05%

60,645

Virtu Financial LLC

$135,486

0.05%

57,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	57,900	$135,486	100.0%	Defined

MetLife Investment Management, LLC

$124,050

0.04%

53,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	53,013	$124,050	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$122,002

0.04%

52,138

Vident Advisory, LLC

$117,449

0.04%

50,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acuitas Investments, LLC	50,192	$117,449	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$110,389

0.04%

47,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	47,175	$110,389	100.0%	Other

SEVEN MILE ADVISORY

$110,045

0.04%

62,526

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$109,186

0.04%

46,661

Mariner, LLC

$101,387

0.03%

43,328

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$101,013

0.03%

43,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	43,168	$101,013	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$87,850

0.03%

37,543

Worth Venture Partners, LLC

$81,900

0.03%

35,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Lion Capital Management LLC	35,000	$81,900	100.0%	Other

SG Americas Securities, LLC

$81,427

0.03%

34,798

Focus Partners Wealth

$76,578

0.03%

32,726

Assenagon Asset Management S.A.

$66,751

0.02%

37,927

Polymer Capital Management (US) LLC

$66,350

0.02%

28,355

CITADEL ADVISORS LLC

$64,818

0.02%

27,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,700	$64,818	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$64,801

0.02%

27,693

HSBC HOLDINGS PLC

$63,158

0.02%

26,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	26,991	$63,158	100.0%	Defined

Brevan Howard Capital Management LP

$61,200

0.02%

26,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	26,154	$61,200	100.0%	Defined

Abacus Wealth Partners, LLC

$61,052

0.02%

26,091

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$59,826

0.02%

25,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	25,567	$59,826	100.0%	Defined

Essex Financial Services, Inc.

$58,055

0.02%

24,810

Police & Firemen's Retirement System of New Jersey

$57,779

0.02%

24,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	24,692	$57,779	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$56,953

0.02%

24,339

Global Retirement Partners, LLC

$56,864

0.02%

24,301

NEW YORK STATE COMMON RETIREMENT FUND

$52,764

0.02%

22,549

JONES FINANCIAL COMPANIES LLLP

$52,612

0.02%

22,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	22,484	$52,612	100.0%	Sole

MACKENZIE FINANCIAL CORP

$52,327

0.02%

22,362

JANE STREET GROUP, LLC

$51,201

0.02%

21,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	21,881	$51,201	100.0%	Defined

State of Alaska, Department of Revenue

$48,902

0.02%

27,786

INTECH INVESTMENT MANAGEMENT LLC

$48,531

0.02%

20,740

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Key facts CIK 1708055 CUSIP 762544104 13F (30d) 21 filings 21 filers Visit website Investor relations