Neumann Capital Management, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $630,287,808 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $568,518,840 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $506,151,502 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $443,879,566 | Individuals and high net worth (99%) |
| Apr 2023 | $443,879,566 | Individuals and high net worth (99%) |
| Apr 2022 to Mar 2023 | $515,435,206 | Individuals and high net worth (98%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 91.6%; sector active share 71.6% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
105 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 35.0% | $81,657,753 |
| Unclassified | 32.1% | $75,015,240 |
| Healthcare | 7.7% | $18,034,301 |
| Communication Services | 7.7% | $18,029,247 |
| Financial Services | 7.1% | $16,524,073 |
| Consumer Cyclical | 3.3% | $7,697,302 |
| Energy | 2.5% | $5,788,110 |
| Industrials | 2.2% | $5,146,825 |
| Consumer Defensive | 1.2% | $2,875,107 |
| Utilities | 1.2% | $2,866,689 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | +19,060 | 79,759 | $6,093,587 | |
| IJH | iShares Core S&P Mid-Cap ETF | +12,930 | 221,634 | $0 | |
| PFE | Pfizer Inc | +7,875 | 37,711 | $1,075,517 | |
| BIV | Vanguard Bond Index Funds | +6,434 | 224,711 | $16,372,443 | |
| IJR | iShares Core S&P Small-Cap ETF | +4,859 | 123,389 | $0 | |
| FDL | First Trust Morningstar Dividend Leaders Index Fund | +2,600 | 31,750 | $1,559,242 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | +2,195 | 63,987 | $5,735,154 | |
| IUSG | iShares Core S&P U.S. Growth ETF | +2,030 | 29,896 | $0 | |
| IJK | iShares S&P Mid-Cap 400 Growth ETF | +1,690 | 45,360 | $0 | |
| GILD | Gilead Sciences, Inc. | +1,500 | 37,368 | $5,569,700 | |
| IJJ | iShares S&P Mid-Cap 400 Value ETF | +1,497 | 27,245 | $0 | |
| EFA | iShares MSCI EAFE ETF | +1,119 | 30,979 | $0 | |
| CVS | CVS HEALTH Corp | +1,100 | 38,751 | $3,320,573 | |
| SGVT | +870 | 2,900 | $292,233 | ||
| VOO | VANGUARD 500 INDEX FUND | +707 | 8,151 | $5,712,709 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | +414 | 12,850 | $608,576 | |
| DVY | iShares Select Dividend ETF | +182 | 4,001 | $0 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +169 | 4,107 | $1,537,003 | |
| IVE | iShares S&P 500 Value ETF | +155 | 9,164 | $0 | |
| CMF | iShares California Muni Bond ETF | +101 | 10,001 | $0 | |
| MSFT | Microsoft Corp | +80 | 6,122 | $3,139,973 | |
| IWS | iShares Russell Mid-Cap Value ETF | +75 | 1,599 | $0 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +64 | 5,764 | $341,862 | |
| IWD | iShares Russell 1000 Value ETF | +50 | 1,056 | $0 | |
| IJS | iShares S&P Small-Cap 600 Value ETF | +5 | 26,885 | $0 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | −3,198 | 19,493 | $0 | |
| VT | VANGUARD TOTAL WORLD STOCK INDEX FUND | −1,613 | 25,295 | $3,992,815 | |
| PEG | Public Service Enterprise Group Inc | −1,061 | 29,382 | $1,978,583 | |
| IJT | iShares S&P Small-Cap 600 Growth ETF | −327 | 28,913 | $0 | |
| IMCG | iShares Morningstar Mid-Cap Growth ETF | −300 | 14,776 | $0 | |
| DSI | iShares ESG MSCI KLD 400 ETF | −235 | 34,966 | $0 | |
| SCHW | Schwab Charles Corp | −203 | 15,029 | $1,468,934 | |
| PANW | Palo Alto Networks Inc | −200 | 786 | $312,285 | |
| JNJ | Johnson & Johnson | −105 | 14,559 | $3,854,349 | |
| CVX | Chevron Corp | −60 | 11,705 | $2,390,278 | |
| IWM | iShares Russell 2000 ETF | −50 | 5,158 | $0 | |
| IWB | iShares Russell 1000 ETF | −48 | 3,930 | $0 | |
| ROP | Roper Technologies Inc | −31 | 4,020 | $1,404,628 | |
| DIS | Walt Disney Co | −20 | 6,944 | $728,425 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | −10 | 4,965 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NVDA | Nvidia Corp | 162,187 | $37,040,267 | |
| AAPL | Apple Inc. | 72,745 | $24,225,539 | |
| SPY | Spdr S&P 500 ETF Trust | 22,330 | $17,029,527 | |
| GOOGL | Alphabet Inc. | 38,226 | $13,152,802 | |
| ORCL | Oracle Corp | 84,458 | $11,596,083 | |
| BAC | Bank Of America Corp /De/ | 103,111 | $5,612,331 | |
| BNDX | Vanguard Total International Bond ETF | 100,727 | $4,721,074 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | 29,403 | $4,306,951 | |
| GM | General Motors Co | 49,173 | $3,786,321 | |
| AMZN | Amazon Com Inc | 14,698 | $3,662,006 | |
| JPM | Jpmorgan Chase & Co | 10,450 | $3,457,173 | |
| CHRW | C. H. Robinson Worldwide, Inc. | 18,440 | $2,728,382 | |
| VLO | Valero Energy Corp/Tx | 6,830 | $2,647,376 | |
| TGT | Target Corp | 15,680 | $2,456,899 | |
| ALL | Allstate Corp | 10,636 | $2,359,702 | |
| CSCO | Cisco Systems, Inc. | 19,506 | $2,099,430 | |
| VZ | Verizon Communications Inc | 44,623 | $2,046,857 | |
| MCK | Mckesson Corp | 2,160 | $1,844,229 | |
| UNM | Unum Group | 20,250 | $1,776,532 | |
| MMM | 3M Co | 8,161 | $1,339,628 | |
| ACN | Accenture plc | 6,912 | $1,267,453 | |
| MRK | Merck & Co., Inc. | 8,527 | $1,239,058 | |
| NUSC | Nuveen ESG Small-Cap ETF | 22,792 | $1,105,981 | |
| META | Meta Platforms, Inc. | 1,399 | $1,014,526 | |
| GRNB | VanEck Green Bond ETF | 41,911 | $973,173 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
NEW | 162,187 | $37,040,267 | 15.85% | |
| AAPL |
Apple Inc.
Technology
|
NEW | 72,745 | $24,225,539 | 10.37% | |
| SPY |
Spdr S&P 500 ETF Trust
|
NEW | 22,330 | $17,029,527 | 7.29% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 224,711 | $16,372,443 | 7.01% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
NEW | 38,226 | $13,152,802 | 5.63% | |
| ORCL |
Oracle Corp
Technology
|
NEW | 84,458 | $11,596,083 | 4.96% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 79,759 | $6,093,587 | 2.61% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
Added | 63,987 | $5,735,154 | 2.45% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 8,151 | $5,712,709 | 2.45% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
NEW | 103,111 | $5,612,331 | 2.40% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Added | 37,368 | $5,569,700 | 2.38% | |
| BNDX |
Vanguard Total International Bond ETF
|
NEW | 100,727 | $4,721,074 | 2.02% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
NEW | 29,403 | $4,306,951 | 1.84% | |
| VT |
VANGUARD TOTAL WORLD STOCK INDEX FUND
|
Reduced | 25,295 | $3,992,815 | 1.71% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 14,559 | $3,854,349 | 1.65% | |
| GM |
General Motors Co
Consumer Cyclical
|
NEW | 49,173 | $3,786,321 | 1.62% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
NEW | 14,698 | $3,662,006 | 1.57% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
NEW | 10,450 | $3,457,173 | 1.48% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Added | 38,751 | $3,320,573 | 1.42% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 6,122 | $3,139,973 | 1.34% | |
| CHRW |
C. H. Robinson Worldwide, Inc.
Industrials
|
NEW | 18,440 | $2,728,382 | 1.17% | |
| VLO |
Valero Energy Corp/Tx
Energy
|
NEW | 6,830 | $2,647,376 | 1.13% | |
| TGT |
Target Corp
Consumer Defensive
|
NEW | 15,680 | $2,456,899 | 1.05% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 11,705 | $2,390,278 | 1.02% | |
| ALL |
Allstate Corp
Financial Services
|
NEW | 10,636 | $2,359,702 | 1.01% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
NEW | 19,506 | $2,099,430 | 0.90% | |
| VZ |
Verizon Communications Inc
Communication Services
|
NEW | 44,623 | $2,046,857 | 0.88% | |
| PEG |
Public Service Enterprise Group Inc
Utilities
|
Reduced | 29,382 | $1,978,583 | 0.85% | |
| MCK |
Mckesson Corp
Healthcare
|
NEW | 2,160 | $1,844,229 | 0.79% | |
| UNM |
Unum Group
Financial Services
|
NEW | 20,250 | $1,776,532 | 0.76% | |
| FDL |
First Trust Morningstar Dividend Leaders Index Fund
|
Added | 31,750 | $1,559,242 | 0.67% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 4,107 | $1,537,003 | 0.66% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 15,029 | $1,468,934 | 0.63% | |
| ROP |
Roper Technologies Inc
Technology
|
Reduced | 4,020 | $1,404,628 | 0.60% | |
| MMM |
3M Co
Industrials
|
NEW | 8,161 | $1,339,628 | 0.57% | |
| ACN |
Accenture plc
Technology
|
NEW | 6,912 | $1,267,453 | 0.54% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
NEW | 8,527 | $1,239,058 | 0.53% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Held | 18,123 | $1,130,875 | 0.48% | |
| NUSC |
Nuveen ESG Small-Cap ETF
|
NEW | 22,792 | $1,105,981 | 0.47% | |
| WFC |
Wells Fargo & Company/Mn
Financial Services
|
Held | 13,622 | $1,090,441 | 0.47% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 37,711 | $1,075,517 | 0.46% | |
| META |
Meta Platforms, Inc.
Communication Services
|
NEW | 1,399 | $1,014,526 | 0.43% | |
| GRNB |
VanEck Green Bond ETF
|
NEW | 41,911 | $973,173 | 0.42% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
NEW | 11,700 | $916,227 | 0.39% | |
| EMXC |
iShares MSCI Emerging Markets ex China ETF
|
NEW | 8,033 | $795,909 | 0.34% | |
| NFLX |
Netflix Inc
Communication Services
|
NEW | 10,720 | $745,897 | 0.32% | |
| DIS |
Walt Disney Co
Communication Services
|
Reduced | 6,944 | $728,425 | 0.31% | |
| NUMV |
Nuveen ESG Mid-Cap Value ETF
|
NEW | 16,418 | $694,973 | 0.30% | |
| EEMV |
iShares MSCI Emerging Markets Min Vol Factor ETF
|
Held | 8,236 | $609,875 | 0.26% | |
| VTEB |
VANGUARD TAX-EXEMPT BOND INDEX FUND
|
Added | 12,850 | $608,576 | 0.26% |
Showing the top 50 of 105 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.