Spectrum Asset Management, Inc. (NB/CA)

CIK

1632078

Location

NEWPORT BEACH, CA

Portfolio Value

Micro $16,175,270

Diversification

Diversified

Filing Date

Global Rank

#4,419 / 8,232 ▲ 920

Top Industry

Banks - Diversified 24.5%

3Y Alpha vs SPY

-4.8%

Period ended 2 months ago

Filed Apr 22, 2026 · 52d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+56.5%

SPY

+76.5%

Annualised alpha

-4.8%

Max drawdown

−13.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

63 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

21.2%

+9.4 pts

Top 5

42.2%

+13.0 pts

Top 10

55.9%

+9.0 pts

HHI

687

Diversified+299

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Financial Services	26.7%	$41,589,581	7
Industrials	13.9%	$21,685,708	12
Unclassified	13.0%	$20,282,207	4
Healthcare	12.5%	$19,469,368	11
Technology	10.4%	$16,175,270	9
Energy	8.7%	$13,549,886	2
Basic Materials	5.1%	$7,935,575	6
Consumer Defensive	4.5%	$7,010,857	4
Utilities	2.9%	$4,530,535	3
Consumer Cyclical	1.2%	$1,863,180	3
Communication Services	1.1%	$1,744,136	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SOLS	Solstice Advanced Materials Inc.	+10,295	14,993	$1,141,866
AAAU	Goldman Sachs Physical Gold ETF	+6,418	77,204	$3,566,052
AMZN	Amazon Com Inc	+2,366	3,989	$830,789
CVX	Chevron Corp	+2,255	32,319	$6,686,800
XOM	Exxon Mobil Corp	+1,588	40,452	$6,863,086
GE	General Electric Co	+1,472	2,577	$731,275
SPY	Spdr S&P 500 ETF Trust	+612	3,393	$2,206,603
AAPL	Apple Inc.	+475	4,942	$1,254,230
GOOGL	Alphabet Inc.	+336	5,357	$1,540,458
EW	Edwards Lifesciences Corp	+225	35,995	$2,882,479
CAT	Caterpillar Inc	+201	611	$432,869
PFE	Pfizer Inc	+199	18,597	$522,203
MDT	Medtronic plc	+45	36,227	$3,139,069
ABBV	AbbVie Inc.	+45	18,130	$3,943,093
PEP	Pepsico Inc	+39	2,192	$340,395
SRE	Sempra	+36	4,778	$464,278
BAC	Bank Of America Corp /De/	+22	5,002	$243,847
LIN	Linde PLC	+18	4,732	$2,345,936
LHX	L3harris Technologies, Inc. /De/	+9	12,733	$4,394,794
MCD	Mcdonalds Corp	+7	2,152	$668,820
NVDA	Nvidia Corp	+6	17,058	$2,974,915
MORN	Morningstar, Inc.	+5	1,824	$308,347
SCHW	Schwab Charles Corp	+4	40,038	$3,762,771
V	Visa Inc.	+3	3,832	$1,158,183
DE	Deere & Co	+3	1,130	$636,529
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	−8,198	160,326	$14,134,340
CSCO	Cisco Systems, Inc.	−6,797	55,147	$4,278,855
WMT	Walmart Inc.	−4,080	40,544	$5,038,808
HON	Honeywell International Inc	−3,034	17,720	$4,005,251
MSFT	Microsoft Corp	−1,823	10,224	$3,784,617
ORCL	Oracle Corp	−1,814	15,888	$2,337,283
BRK-B	Berkshire Hathaway Inc	−732	6,445	$3,088,444
ESLT	Elbit Systems Ltd	−564	872	$740,406
RTX	RTX Corp	−453	6,519	$1,257,514
ANET	Arista Networks, Inc.	−170	2,029	$249,120
ASML	Asml Holding NV	−146	356	$470,215
GLD	Spdr Gold Trust	−116	872	$375,212
FNV	FRANCO NEVADA Corp	−115	2,344	$579,085
COST	Costco Wholesale Corp /New	−80	1,412	$1,406,959
EMR	Emerson Electric Co	−55	23,818	$3,120,634
EME	EMCOR Group, Inc.	−24	6,349	$4,687,530
LLY	ELI LILLY & Co	−16	449	$412,976
NVS	Novartis AG	−13	26,275	$4,013,506
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
WFC	Wells Fargo & Company/Mn	414,694	$33,013,789
FCX	Freeport-Mcmoran Inc	54,312	$3,192,459
ILMN	Illumina, Inc.	22,436	$2,765,461
GEV	GE Vernova Inc.	825	$720,142
MRVL	Marvell Technology, Inc.	5,403	$535,167
GD	General Dynamics Corp	1,410	$483,939
BWXT	BWX Technologies, Inc.	2,322	$474,825
NEM	NEWMONT Corp /DE/	3,153	$341,312
AEM	Agnico Eagle Mines Ltd	1,650	$334,917
MO	Altria Group, Inc.	3,405	$224,695
META	Meta Platforms, Inc.	356	$203,678
EIX	Edison International	2,749	$201,171
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
ABT	Abbott Laboratories	21,752	$2,725,308
LNG	Cheniere Energy, Inc.	9,917	$1,927,765
CMG	Chipotle Mexican Grill Inc	16,037	$593,369
JOF	Japan Smaller Capitalization Fund Inc	47,055	$521,369
QCOM	Qualcomm Inc/De	3,023	$517,083
RMD	Resmed Inc	1,878	$452,353
PANW	Palo Alto Networks Inc	1,528	$281,457
MELI	Mercadolibre Inc	115	$231,639
VEEV	Veeva Systems Inc	971	$216,756
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

9 positions · $16,175,270 total · Technology only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CSCO	Cisco Systems, Inc. Technology	Reduced	55,147	-6,797	$4,278,855	−10.3%	26.45%
MSFT	Microsoft Corp Technology	Reduced	10,224	-1,823	$3,784,617	−35.0%	23.40%
NVDA	Nvidia Corp Technology	Added	17,058	+6	$2,974,915	−6.5%	18.39%
ORCL	Oracle Corp Technology	Reduced	15,888	-1,814	$2,337,283	−32.3%	14.45%
AAPL	Apple Inc. Technology	Added	4,942	+475	$1,254,230	+3.3%	7.75%
MRVL	Marvell Technology, Inc. Technology	NEW	5,403	NEW	$535,167	NEW	3.31%
ASML	Asml Holding NV Technology	Reduced	356	-146	$470,215	−12.4%	2.91%
IBM	International Business Machines Corp Technology	Held	1,200	0	$290,868	−18.2%	1.80%
ANET	Arista Networks, Inc. Technology	Reduced	2,029	-170	$249,120	−13.5%	1.54%