Harborview Advisors, LLC

CIK

1730890

Location

Portland, ME

Portfolio Value

Small $123,717,577

Diversification

Diversified

Filing Date

Global Rank

#5,117 / 6,028 ▲ 34 · as of Sep 2021

Top Industry

Asset Management 56.1%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

44 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

16.9%

−0.0 pts

Top 5

66.8%

−0.3 pts

Top 10

87.5%

−0.2 pts

HHI

1,052

Diversified−15

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	85.2%	$105,402,492	21
Financial Services	8.8%	$10,849,389	11
Technology	2.6%	$3,160,288	2
Healthcare	2.0%	$2,475,857	6
Consumer Cyclical	0.6%	$722,708	1
Communication Services	0.6%	$698,330	2
Consumer Defensive	0.3%	$408,513	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	+12,797	557,362	$17,131,703
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	+10,427	168,203	$15,779,946
NCLO	Nuveen AA-BBB CLO ETF	+8,198	134,416	$5,747,396
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+8,169	249,697	$20,959,159
CWI	State Street SPDR MSCI ACWI ex-US ETF	+4,308	103,861	$3,698,341
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+2,434	290,653	$19,947,312
RMT	Royce Micro-Cap Trust, Inc.	+2,110	33,529	$382,901
VB	Vanguard Morningstar Small-Cap ETF	+1,997	56,570	$8,789,604
T	At&T Inc.	+1,595	11,898	$321,364
AGNG	Global X Funds Global X Aging Population ETF	+1,367	20,308	$476,724
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+1,217	34,199	$507,171
PFE	Pfizer Inc	+1,006	8,557	$368,036
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	+942	22,497	$638,464
IVZ	Invesco Ltd.	+839	307,946	$7,400,698
ECNS	iShares MSCI China Small-Cap ETF	+431	8,852	$889,649
BAB	Invesco Taxable Municipal Bond ETF	+369	28,427	$553,757
STT	State Street Corp	+365	18,775	$704,625
BGY	BlackRock Enhanced International Dividend Trust	+333	23,413	$143,989
GLD	Spdr Gold Trust	+290	35,469	$5,824,719
BRK-B	Berkshire Hathaway Inc	+258	1,048	$286,041
AAPL	Apple Inc.	+158	20,818	$2,945,747
RVT	Royce Small-Cap Trust, Inc.	+91	11,105	$200,112
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	+15	2,185	$362,862
GOOGL	Alphabet Inc.	+10	241	$376,966
CVS	CVS HEALTH Corp	+6	3,778	$320,601
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
VEU	Vanguard FTSE All-World Ex-US ETF	−3,893	5,972	$364,053
AFK	VanEck Africa Index ETF	−3,189	32,177	$945,038
FNDA	Schwab Fundamental U.S. Small Company ETF	−1,938	802,830	$0
BILZ	PIMCO Ultra Short Government Active ETF	−1,188	15,123	$1,015,027
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	−1,008	23,699	$1,222,157
ABI	VictoryShares Pioneer Asset-Based Income ETF	−96	25,539	$521,598
CVY	Invesco Zacks Multi-Asset Income ETF	−54	8,547	$361,766
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
DGX	Quest Diagnostics Inc	2,303	$334,648
IGA	Voya Global Advantage & Premium Opportunity Fund	14,575	$144,438
BDJ	BlackRock Enhanced Equity Dividend Trust	14,729	$144,344
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

44 tracked positions · $123,717,577 total · filing declares 106 positions · $178,538,000 · as of Sep 30, 2021

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	249,697	+8,169	$20,959,159	+0.4%	16.94%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	290,653	+2,434	$19,947,312	−1.9%	16.12%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Added	557,362	+12,797	$17,131,703	−4.1%	13.85%
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	Added	168,203	+10,427	$15,779,946	+6.2%	12.75%
VB	Vanguard Morningstar Small-Cap ETF	Added	56,570	+1,997	$8,789,604	+1.6%	7.10%
IVZ	Invesco Ltd. Financial Services	Added	307,946	+839	$7,400,698	−1.9%	5.98%
GLD	Spdr Gold Trust	Added	35,469	+290	$5,824,719	−0.0%	4.71%
NCLO	Nuveen AA-BBB CLO ETF	Added	134,416	+8,198	$5,747,396	+3.8%	4.65%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Added	103,861	+4,308	$3,698,341	+1.4%	2.99%
AAPL	Apple Inc. Technology	Added	20,818	+158	$2,945,747	+4.1%	2.38%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Reduced	23,699	-1,008	$1,222,157	−5.1%	0.99%
BILZ	PIMCO Ultra Short Government Active ETF	Reduced	15,123	-1,188	$1,015,027	−6.6%	0.82%
AFK	VanEck Africa Index ETF	Reduced	32,177	-3,189	$945,038	−11.3%	0.76%
ECNS	iShares MSCI China Small-Cap ETF	Added	8,852	+431	$889,649	+4.8%	0.72%
IDXX	Idexx Laboratories Inc /De Healthcare	Held	1,245	0	$774,265	−1.5%	0.63%
AMZN	Amazon Com Inc Consumer Cyclical	Added	220	+5	$722,708	−2.3%	0.58%
STT	State Street Corp Financial Services	Added	18,775	+365	$704,625	+4.3%	0.57%
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund Financial Services	Added	22,497	+942	$638,464	+0.8%	0.52%
BAB	Invesco Taxable Municipal Bond ETF	Added	28,427	+369	$553,757	+1.0%	0.45%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	25,539	-96	$521,598	−1.4%	0.42%
NFJ	Virtus Dividend, Interest & Premium Strategy Fund Financial Services	Added	34,199	+1,217	$507,171	+2.0%	0.41%
AGNG	Global X Funds Global X Aging Population ETF	Added	20,308	+1,367	$476,724	+4.9%	0.39%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	900	0	$432,792	−2.1%	0.35%
PEP	Pepsico Inc Consumer Defensive	Held	2,716	0	$408,513	+1.5%	0.33%
RMT	Royce Micro-Cap Trust, Inc. Financial Services	Added	33,529	+2,110	$382,901	−1.7%	0.31%
ANEW	ProShares MSCI Transformational Changes ETF	Held	8,200	0	$378,889	+0.7%	0.31%
GOOGL	Alphabet Inc. Communication Services	Added	241	+10	$376,966	+17.8%	0.30%
BMY	Bristol Myers Squibb Co Healthcare	Added	6,286	+5	$371,942	−11.4%	0.30%
PFE	Pfizer Inc Healthcare	Added	8,557	+1,006	$368,036	+24.5%	0.30%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	5,972	-3,893	$364,053	−38.4%	0.29%
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	Added	2,185	+15	$362,862	−3.1%	0.29%
CVY	Invesco Zacks Multi-Asset Income ETF	Reduced	8,547	-54	$361,766	−1.0%	0.29%
DGX	Quest Diagnostics Inc Healthcare	NEW	2,303	NEW	$334,648	NEW	0.27%
T	At&T Inc. Communication Services	Added	11,898	+1,595	$321,364	+8.4%	0.26%
CVS	CVS HEALTH Corp Healthcare	Added	3,778	+6	$320,601	+1.9%	0.26%
JNJ	Johnson & Johnson Healthcare	Held	1,897	0	$306,365	−2.0%	0.25%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,812	+3	$296,606	+5.4%	0.24%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,048	+258	$286,041	+30.3%	0.23%
MSFT	Microsoft Corp Technology	Held	761	0	$214,541	+4.1%	0.17%
RVT	Royce Small-Cap Trust, Inc. Financial Services	Added	11,105	+91	$200,112	−4.2%	0.16%
IGA	Voya Global Advantage & Premium Opportunity Fund Financial Services	NEW	14,575	NEW	$144,438	NEW	0.12%
BDJ	BlackRock Enhanced Equity Dividend Trust Financial Services	NEW	14,729	NEW	$144,344	NEW	0.12%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Added	23,413	+333	$143,989	−4.8%	0.12%
FNDA	Schwab Fundamental U.S. Small Company ETF	Reduced	802,830	-1,938	$0	—	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.