QQQX · Nuveen NASDAQ 100 Dynamic Overwrite Fund

$30.79 +0.27 (+0.88%) At close · Aug 27

Market Cap

$1.49B

48.83M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 153

Total Value: $396,018,630

Total Shares: 13,139,307

Showing 1–100 of 153 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 153 13F filers · Δ vs Mar 31, 2026

Top Holder

14.3%

−0.3 pts

Top 5

45.5%

−2.3 pts

Top 10

69.5%

−0.4 pts

HHI

619

Broadly held−38

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +16

Institutional value: +11.6%

Shares held: -1.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Allspring Global Investments Holdings, LLC	+140,000	738,826
Mega LPL Financial LLC	+103,632	740,519
Large GUGGENHEIM CAPITAL LLC	+78,866	647,564
Small Huntleigh Advisors, Inc.	+39,663	62,716
Mid Hennion & Walsh Asset Management, Inc.	+20,183	34,937

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Karpus Management, Inc.	−243,109	1,393,850
Mega Invesco Ltd.	−166,186	613,256
Small 1607 Capital Partners, LLC	−90,838	245,130
Mega MORGAN STANLEY	−68,692	1,877,709
Small Advisor OS, LLC	−54,913	72,477

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid IHT Wealth Management, LLC	52,731	$1,589,312
Mid AXXCESS WEALTH MANAGEMENT, LLC	46,420	$1,399,098
Small Shaker Financial Services, LLC	45,069	$1,358,379
Mid J.W. COLE ADVISORS, INC.	13,390	$403,574
Mid Diversify Advisory Services, LLC	13,146	$396,220

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega MILLENNIUM MANAGEMENT LLC	24,688	$658,428
Small WealthShield Partners, LLC	9,196	$245,257
Large CWM, LLC	8,821	$235,256
Mid XTX Topco Ltd	8,633	$230,242
Small Formidable Asset Management, LLC	7,100	$189,357

Filter: New 29 Increased 49 Reduced 47 Sold out 13 Unchanged 28

Showing 100 of 153

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$56,594,148

14.29%

1,877,709

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,865,217	$56,217,640	99.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	12,492	$376,508	0.7%	Defined

Karpus Management, Inc.

$42,010,639

10.61%

1,393,850

WELLS FARGO & COMPANY/MN

$36,781,137

9.29%

1,220,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	542,778	$16,359,328	44.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	673,565	$20,301,249	55.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	4,000	$120,560	0.3%	Defined

UBS Group AG

$22,372,258

5.65%

742,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	704,299	$21,227,571	94.9%	Defined
UBS AG	37,979	$1,144,687	5.1%	Defined

LPL Financial LLC

$22,319,242

5.64%

740,519

Allspring Global Investments Holdings, LLC

$22,268,215

5.62%

738,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	738,826	$22,268,215	100.0%	Defined

ROYAL BANK OF CANADA

$22,162,061

5.60%

735,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	733,270	$22,100,757	99.7%	Defined
RBC Trust Co (Delaware) Ltd	2,034	$61,304	0.3%	Defined

GUGGENHEIM CAPITAL LLC

$19,517,578

4.93%

647,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	647,428	$19,513,479	100.0%	Defined
SECURITY INVESTORS LLC	136	$4,099	0.0%	Defined

Invesco Ltd.

$18,483,535

4.67%

613,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	141,134	$4,253,778	23.0%	Defined
Invesco Capital Management LLC	472,122	$14,229,757	77.0%	Defined

RAYMOND JAMES FINANCIAL INC

$12,822,942

3.24%

425,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	173,879	$5,240,713	40.9%	Defined
Raymond James Financial Services Advisors, Inc.	251,567	$7,582,229	59.1%	Defined

BANK OF AMERICA CORP /DE/

$10,348,237

2.61%

343,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	343,339	$10,348,237	100.0%	Defined

HighTower Advisors, LLC

$7,885,739

1.99%

261,637

Advisors Asset Management, Inc.

$7,870,669

1.99%

261,137

1607 Capital Partners, LLC

$7,388,218

1.87%

245,130

Janney Montgomery Scott LLC

$7,140,557

1.80%

236,913

OSAIC HOLDINGS, INC.

$6,460,749

1.63%

214,358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	206,345	$6,219,238	96.3%	Defined
CW Advisors, LLC	7,802	$235,152	3.6%	Sole
Osaic Advisory Services, LLC	211	$6,359	0.1%	Defined

Cypress Capital Management LLC (WY)

$5,807,465

1.47%

192,683

AMERIPRISE FINANCIAL INC

$5,225,582

1.32%

173,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	170,816	$5,148,394	98.5%	Defined
Ameriprise Bank, FSB	2,561	$77,188	1.5%	Defined

D.A. DAVIDSON & CO.

$3,235,800

0.82%

107,359

Advisor OS, LLC

$2,184,456

0.55%

72,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
INVESTMENT PLANNERS, INC.	5,136	$154,799	7.1%	Sole
Redwood Private Wealth	67,341	$2,029,657	92.9%	Sole

Huntleigh Advisors, Inc.

$1,890,260

0.48%

62,716

COMMONWEALTH EQUITY SERVICES, LLC

$1,843,995

0.47%

61,181

PMG Family Office LLC

$1,833,687

0.46%

60,839

Cetera Investment Advisers

$1,807,525

0.46%

59,971

MONECO ADVISORS, LLC

$1,800,623

0.45%

59,742

NewEdge Advisors, LLC

$1,735,581

0.44%

57,584

FIRST TRUST ADVISORS LP

$1,688,442

0.43%

56,020

High Point Wealth Management, LLC

$1,621,652

0.41%

53,804

IHT Wealth Management, LLC

$1,589,312

0.40%

52,731

AXXCESS WEALTH MANAGEMENT, LLC

$1,399,098

0.35%

46,420

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

$1,386,892

0.35%

46,015

Shaker Financial Services, LLC

$1,358,379

0.34%

45,069

Shulman DeMeo Asset Management LLC

$1,331,283

0.34%

44,170

Ionic Capital Management LLC

$1,309,492

0.33%

43,447

Hennion & Walsh Asset Management, Inc.

$1,053,001

0.27%

34,937

Rockefeller Capital Management L.P.

$1,045,918

0.26%

34,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	34,702	$1,045,918	100.0%	Defined

Arkadios Wealth Advisors

$955,136

0.24%

31,690

&PARTNERS

$954,805

0.24%

31,679

HUB Investment Partners, LLC

$863,300

0.22%

28,643

Stratos Wealth Partners, LTD.

$855,825

0.22%

28,395

Dakota Wealth Management

$845,125

0.21%

28,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	28,040	$845,125	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$806,968

0.20%

26,774

Advisory Advocates, LLC

$773,030

0.20%

25,648

Kestra Advisory Services, LLC

$745,603

0.19%

24,738

Baird Financial Group, Inc.

$718,386

0.18%

23,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	9,751	$293,895	40.9%	Defined
BAIRD TRUST Co	14,084	$424,491	59.1%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$709,586

0.18%

23,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	23,543	$709,586	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$684,991

0.17%

22,727

Private Advisor Group, LLC

$668,022

0.17%

22,164

Alteri Wealth LLC

$626,610

0.16%

20,790

PFG Investments, LLC

$594,843

0.15%

19,736

Focus Partners Wealth

$570,278

0.14%

18,921

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$550,597

0.14%

18,268

Moors & Cabot, Inc.

$547,764

0.14%

18,174

Avory & Company, LLC

$517,111

0.13%

17,157

SAPIENT CAPITAL LLC

$506,773

0.13%

16,814

GOLDMAN SACHS GROUP INC

$498,817

0.13%

16,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	16,550	$498,817	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$498,244

0.13%

16,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	16,531	$498,244	100.0%	Other

DAVENPORT & Co LLC

$497,310

0.13%

16,500

Cyndeo Wealth Partners, LLC

$494,537

0.12%

16,408

Mutual Advisors, LLC

$489,111

0.12%

16,228

Dynamic Advisor Solutions LLC

$482,752

0.12%

16,017

WEDBUSH SECURITIES INC

$480,461

0.12%

15,941

KINGSWOOD WEALTH ADVISORS, LLC

$476,995

0.12%

15,826

TRUIST FINANCIAL CORP

$466,687

0.12%

15,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	15,484	$466,687	100.0%	Defined

Pathstone Holdings, LLC

$463,945

0.12%

15,393

Sanctuary Advisors, LLC

$439,863

0.11%

14,594

Tulsa Wealth Advisors, INC

$429,705

0.11%

14,257

NBC SECURITIES, INC.

$429,434

0.11%

14,248

Aviance Capital Partners, LLC

$424,371

0.11%

14,080

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$410,356

0.10%

13,615

J.W. COLE ADVISORS, INC.

$403,574

0.10%

13,390

Diversify Advisory Services, LLC

$396,220

0.10%

13,146

DIVERSIFY WEALTH MANAGEMENT, LLC

$396,220

0.10%

13,146

CAPTRUST FINANCIAL ADVISORS

$392,814

0.10%

13,033

Diversified Enterprises, LLC

$383,742

0.10%

12,732

Beacon Pointe Advisors, LLC

$367,677

0.09%

12,199

Chancellor Financial Group WB LP

$365,537

0.09%

12,128

STIFEL FINANCIAL CORP

$338,381

0.09%

11,227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	11,227	$338,381	100.0%	Defined

Mariner, LLC

$334,855

0.08%

11,110

FIFTH THIRD BANCORP

$327,832

0.08%

10,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	10,877	$327,832	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$318,911

0.08%

10,581

MML INVESTORS SERVICES, LLC

$316,409

0.08%

10,498

DECISION INVESTMENTS, INC

$303,479

0.08%

10,069

Equitable Holdings, Inc.

$299,832

0.08%

9,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	9,948	$299,832	100.0%	Defined

Merit Financial Group, LLC

$298,235

0.08%

9,895

Creative Planning

$293,352

0.07%

9,733

Bay Capital Advisors, LLC

$267,040

0.07%

8,860

Summit Financial, LLC

$260,168

0.07%

8,632

$259,656

0.07%

8,615

WealthTrust Asset Management, LLC

$255,014

0.06%

8,461

Cornerstone Wealth Group, LLC

$254,773

0.06%

8,453

Jacobi Capital Management LLC

$248,474

0.06%

8,244

GWN SECURITIES INC.

$237,714

0.06%

7,887

Compound Planning, Inc.

$235,031

0.06%

7,798

Cypress Wealth Services, LLC

$232,680

0.06%

7,720

GRIFFIN ASSET MANAGEMENT, INC.

$224,241

0.06%

7,440

Aurora Private Wealth, Inc.

$223,940

0.06%

7,430

Ameritas Advisory Services, LLC

$223,126

0.06%

7,403

GREAT VALLEY ADVISOR GROUP, INC.

$218,515

0.06%

7,250

Procyon Advisors, LLC

$217,008

0.05%

7,200

Key facts CIK 1608741 CUSIP 670699107 13F (30d) 102 filings 101 filers Visit website