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QQQX · Nuveen NASDAQ 100 Dynamic Overwrite Fund · Holdings

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$31.41 +0.31 (+1.00%)
Rebalance outlook locked
Market Cap
$1.52B
Shares
48.83M
Volume · Oct 12 178.92K Avg daily vol (3M) 100.47K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 151
Total Value: $396,071,316
Total Shares: 13,140,252
Showing 1–100 of 151 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 152 13F filers
Top Holder
14.3%
Sep 2023 → Jun 2026 · range 11.7% – 16.6%
of institutional value
Top 5
45.5%
Sep 2023 → Jun 2026 · range 41.6% – 50.2%
of institutional value
Top 10
69.5%
Sep 2023 → Jun 2026 · range 64.2% – 70.0%
of institutional value
HHI
619
Sep 2023 → Jun 2026 · range 527 – 679
Broadly held
Showing 100 of 151
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
MORGAN STANLEY $56,594,148 14.29% 1,877,709
Karpus Management, Inc. $42,010,639 10.61% 1,393,850
WELLS FARGO & COMPANY/MN $36,781,137 9.29% 1,220,343
UBS Group AG $22,372,258 5.65% 742,278
LPL Financial LLC $22,319,242 5.64% 740,519
Allspring Global Investments Holdings, LLC $22,268,215 5.62% 738,826
ROYAL BANK OF CANADA $22,162,061 5.60% 735,304
GUGGENHEIM CAPITAL LLC $19,517,578 4.93% 647,564
Invesco Ltd. $18,483,535 4.67% 613,256
RAYMOND JAMES FINANCIAL INC $12,822,942 3.24% 425,446
BANK OF AMERICA CORP /DE/ $10,348,237 2.61% 343,339
HighTower Advisors, LLC $7,885,739 1.99% 261,637
Advisors Asset Management, Inc. $7,870,669 1.99% 261,137
1607 Capital Partners, LLC $7,388,218 1.87% 245,130
Janney Montgomery Scott LLC $7,140,557 1.80% 236,913
OSAIC HOLDINGS, INC. $6,460,749 1.63% 214,358
Cypress Capital Management LLC (WY) $5,807,465 1.47% 192,683
AMERIPRISE FINANCIAL INC $5,225,582 1.32% 173,377
D.A. DAVIDSON & CO. $3,235,800 0.82% 107,359
Advisor OS, LLC $2,184,456 0.55% 72,477
Huntleigh Advisors, Inc. $1,890,260 0.48% 62,716
COMMONWEALTH EQUITY SERVICES, LLC $1,843,995 0.47% 61,181
PMG Family Office LLC $1,833,687 0.46% 60,839
Cetera Investment Advisers $1,807,525 0.46% 59,971
MONECO ADVISORS, LLC $1,800,623 0.45% 59,742
NewEdge Advisors, LLC $1,735,581 0.44% 57,584
FIRST TRUST ADVISORS LP $1,688,442 0.43% 56,020
High Point Wealth Management, LLC $1,621,652 0.41% 53,804
IHT Wealth Management, LLC $1,589,312 0.40% 52,731
AXXCESS WEALTH MANAGEMENT, LLC $1,399,098 0.35% 46,420
SCHNIEDERS CAPITAL MANAGEMENT, LLC. $1,386,892 0.35% 46,015
Shaker Financial Services, LLC $1,358,379 0.34% 45,069
Shulman DeMeo Asset Management LLC $1,341,415 0.34% 44,082
Ionic Capital Management LLC $1,309,492 0.33% 43,447
Hennion & Walsh Asset Management, Inc. $1,053,001 0.27% 34,937
Rockefeller Capital Management L.P. $1,045,918 0.26% 34,702
Arkadios Wealth Advisors $955,136 0.24% 31,690
&PARTNERS $954,805 0.24% 31,679
HUB Investment Partners, LLC $863,300 0.22% 28,643
Stratos Wealth Partners, LTD. $855,825 0.22% 28,395
Dakota Wealth Management $845,125 0.21% 28,040
ENVESTNET ASSET MANAGEMENT INC $806,968 0.20% 26,774
Advisory Advocates, LLC $773,030 0.20% 25,648
Kestra Advisory Services, LLC $745,603 0.19% 24,738
Baird Financial Group, Inc. $718,386 0.18% 23,835
PNC FINANCIAL SERVICES GROUP, INC. $709,586 0.18% 23,543
MERCER GLOBAL ADVISORS INC /ADV $684,991 0.17% 22,727
Private Advisor Group, LLC $668,022 0.17% 22,164
Alteri Wealth LLC $626,610 0.16% 20,790
PFG Investments, LLC $594,843 0.15% 19,736
Focus Partners Wealth $570,278 0.14% 18,921
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $550,597 0.14% 18,268
Moors & Cabot, Inc. $547,764 0.14% 18,174
Avory & Company, LLC $517,111 0.13% 17,157
SAPIENT CAPITAL LLC $511,650 0.13% 16,814
GOLDMAN SACHS GROUP INC $498,817 0.13% 16,550
SUSQUEHANNA INTERNATIONAL GROUP, LLP $498,244 0.13% 16,531
DAVENPORT & Co LLC $497,310 0.13% 16,500
Cyndeo Wealth Partners, LLC $494,537 0.12% 16,408
Mutual Advisors, LLC $489,111 0.12% 16,228
Dynamic Advisor Solutions LLC $482,752 0.12% 16,017
WEDBUSH SECURITIES INC $480,461 0.12% 15,941
KINGSWOOD WEALTH ADVISORS, LLC $476,995 0.12% 15,826
TRUIST FINANCIAL CORP $466,687 0.12% 15,484
Pathstone Holdings, LLC $463,945 0.12% 15,393
Sanctuary Advisors, LLC $439,863 0.11% 14,594
Tulsa Wealth Advisors, INC $429,705 0.11% 14,257
NBC SECURITIES, INC. $429,434 0.11% 14,248
Aviance Capital Partners, LLC $424,371 0.11% 14,080
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $410,356 0.10% 13,615
J.W. COLE ADVISORS, INC. $403,574 0.10% 13,390
Diversify Advisory Services, LLC $396,220 0.10% 13,146
DIVERSIFY WEALTH MANAGEMENT, LLC $396,220 0.10% 13,146
CAPTRUST FINANCIAL ADVISORS $392,814 0.10% 13,033
Diversified Enterprises, LLC $383,742 0.10% 12,732
Beacon Pointe Advisors, LLC $367,677 0.09% 12,199
Chancellor Financial Group WB LP $365,537 0.09% 12,128
STIFEL FINANCIAL CORP $338,381 0.09% 11,227
Mariner, LLC $334,855 0.08% 11,110
FIFTH THIRD BANCORP $327,832 0.08% 10,877
Cambridge Investment Research Advisors, Inc. $318,911 0.08% 10,581
MML INVESTORS SERVICES, LLC $316,409 0.08% 10,498
DECISION INVESTMENTS, INC $306,399 0.08% 10,069
Equitable Holdings, Inc. $299,832 0.08% 9,948
Merit Financial Group, LLC $298,235 0.08% 9,895
Creative Planning $293,352 0.07% 9,733
Bay Capital Advisors, LLC $267,040 0.07% 8,860
Summit Financial, LLC $260,168 0.07% 8,632
Register Financial Advisors LLC $259,656 0.07% 8,615
WealthTrust Asset Management, LLC $255,014 0.06% 8,461
Cornerstone Wealth Group, LLC $254,773 0.06% 8,453
Jacobi Capital Management LLC $248,474 0.06% 8,244
GWN SECURITIES INC. $237,714 0.06% 7,887
Compound Planning, Inc. $235,031 0.06% 7,798
Cypress Wealth Services, LLC $232,680 0.06% 7,720
GRIFFIN ASSET MANAGEMENT, INC. $224,241 0.06% 7,440
Aurora Private Wealth, Inc. $223,940 0.06% 7,430
Ameritas Advisory Services, LLC $223,126 0.06% 7,403
GREAT VALLEY ADVISOR GROUP, INC. $218,515 0.06% 7,250
Procyon Advisors, LLC $217,008 0.05% 7,200

Showing the top 100 of 151 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1608741 CUSIP 670699107 13F (30d) 8 filings 8 filers Visit website Investor relations