Retirement Group, LLC

CIK

1740491

Location

SAN DIEGO, CA

Portfolio Value

Small $207,247,793

Diversification

Diversified

Filing Date

Global Rank

#4,431 / 7,429 ▼ 11 · as of Mar 2024

Top Industry

Insurance - Diversified 45.0%

Period ended 2 years ago

Filed Apr 30, 2024 · 2y

16 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.5% of the book (60%+)

Turnover

Low turnover

16.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.1 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 81.8%; sector active share 63.4% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

813 tracked positions · as of Mar 31, 2024 · Δ vs Dec 31, 2023

Top Position

26.1%

+5.5 pts

Top 5

59.4%

+2.8 pts

Top 10

72.5%

+1.0 pts

HHI

1,055

Diversified+215

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2024

Sector	% Portfolio	Value	Positions
Unclassified	42.0%	$86,965,416	341
Financial Services	33.4%	$69,244,127	88
Energy	10.8%	$22,482,249	32
Technology	6.2%	$12,934,442	62
Consumer Cyclical	2.3%	$4,723,193	41
Communication Services	1.6%	$3,390,033	35
Real Estate	1.1%	$2,291,175	31
Healthcare	0.9%	$1,796,018	69
Industrials	0.7%	$1,477,663	51
Consumer Defensive	0.5%	$1,048,748	24
Utilities	0.2%	$480,590	20
Basic Materials	0.2%	$414,139	19

Last Quarter's Activity

Export CSV

Mar 31, 2024 vs Dec 31, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	+166,215	183,023	$0
FLOT	iShares Floating Rate Bond ETF	+20,757	22,731	$0
SCHG	Schwab U.S. Large-Cap Growth ETF	+16,602	20,393	$0
CGDV	Capital Group Dividend Value ETF	+9,881	11,988	$389,610
PFE	Pfizer Inc	+9,852	18,421	$511,182
IJH	iShares Core S&P Mid-Cap ETF	+6,906	9,040	$0
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+5,950	14,570	$729,957
ARTY	iShares Future AI & Tech ETF	+5,585	8,310	$0
HYZD	WisdomTree Interest Rate Hedged High Yield Bond Fund	+4,350	4,975	$0
FDVV	Fidelity High Dividend ETF	+3,578	26,921	$1,219,790
ET	Energy Transfer LP	+3,260	9,787	$0
OCGN	Ocugen, Inc.	+3,200	13,110	$21,500
SHY	iShares 1-3 Year Treasury Bond ETF	+3,137	135,774	$0
OUSA	ALPS \| OShares U.S. Quality Dividend ETF	+3,130	22,587	$0
AGNC	AGNC Investment Corp.	+2,778	7,604	$75,279
BKLN	Invesco Ltd.	+2,630	3,982	$84,219
SCHD	Schwab U.S. Dividend Equity ETF	+2,548	111,521	$0
MPLX	Mplx LP	+2,268	4,455	$185,149
OBDC	Blue Owl Capital Corp	+2,125	3,105	$47,754
ARCC	Ares Capital Corp	+2,085	3,046	$63,417
EPD	Enterprise Products Partners L.P.	+1,653	6,575	$191,858
XLG	Victory Portfolios II	+1,614	585,264	$24,657,172
SOXX	iShares Semiconductor ETF	+1,402	1,726	$0
VRP	Invesco Ltd.	+1,164	9,179	$218,184
VTRS	Viatris Inc	+1,124	1,142	$13,635
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CAT	Caterpillar Inc	−18,467	544	$199,337
T	At&T Inc.	−12,475	90,137	$1,586,411
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−11,811	24,702	$342,616
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	−10,817	25,641	$506,922
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−10,053	7,891	$0
SCHH	Schwab U.S. REIT ETF	−8,717	36,062	$0
SCHP	Schwab U.S. TIPS ETF	−8,604	22,772	$0
TLT	iShares 20+ Year Treasury Bond ETF	−8,593	42,664	$0
PDI	PIMCO Dynamic Income Fund	−6,788	1,311	$25,289
SCHZ	Schwab U.S. Aggregate Bond ETF	−6,302	38,351	$0
XOM	ExxonMobil Holdings Corp	−4,443	99,387	$11,552,744
ETB	Eaton Vance Tax-Managed Buy-Write Income Fund	−4,010	1	$13
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	−3,712	85	$5,123
ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund	−3,635	4,020	$33,567
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−3,214	29	$0
DBMF	iMGP DBI Managed Futures Strategy ETF	−3,000	17,600	$504,768
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−2,889	173	$0
SDOG	ALPS Sector Dividend Dogs ETF	−2,800	1,925	$0
RSPS	Victory Portfolios II	−2,750	905	$29,801
NKE	NIKE, Inc.	−2,501	73	$6,860
GE	General Electric Co	−2,400	24	$4,212
WBD	Warner Bros. Discovery, Inc.	−2,019	15,514	$135,437
—		−1,840	1,295	$0
GDX	VanEck Gold Miners ETF	−1,654	2,849	$0
TDVI	FT Vest Technology Dividend Target Income ETF	−1,565	59,794	$1,353,078
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CGCP	Capital Group Core Plus Income ETF	423,817	$9,518,929
CGGR	Capital Group Growth ETF	33,046	$1,057,141
XSVM	Victory Portfolios II	7,849	$446,922
EWJ	iShares MSCI Japan ETF	6,109	$435,877
CGIE	Capital Group International Equity ETF	14,888	$431,900
LIN	Linde PLC	54	$25,073
AMP	Ameriprise Financial Inc	56	$24,552
XRX	Xerox Holdings Corp	1,341	$24,003
CB	Chubb Ltd	77	$19,953
ARM	Arm Holdings PLC	159	$19,873
QCOM	Qualcomm Inc	100	$16,930
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	115	$16,158
CMI	Cummins Inc	50	$14,732
ACN	Accenture plc	40	$13,864
LOW	Lowes Companies Inc	54	$13,755
UL	Unilever PLC	267	$13,414
AMT	American Tower Corp	66	$13,040
CCOI	Cogent Communications Holdings, Inc.	196	$12,804
TFC	Truist Financial Corp	301	$11,732
EFT	Eaton Vance Floating-Rate Income Trust	850	$11,313
EFR	Eaton Vance Senior Floating-Rate Trust	850	$11,075
HIMS	Hims & Hers Health, Inc.	700	$10,829
BKR	Baker Hughes Co	309	$10,351
FBTC	Fidelity Wise Origin Bitcoin Fund	150	$9,309
LNG	Cheniere Energy, Inc.	56	$9,031
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PFIX	Simplify Interest Rate Hedge ETF	27,089	$1,083,560
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	4,508	$55,583
NTRS	Northern Trust Corp	500	$42,190
MNA	NYLIM Merger Arbitrage ETF	1,000	$31,410
M	Macy's, Inc.	1,000	$20,120
REMX	VanEck Rare Earth and Strategic Metals ETF	300	$18,465
VV	VANGUARD LARGE-CAP INDEX FUND	81	$17,670
HGER	Harbor Commodity All-Weather Strategy ETF	700	$14,658
AVAV	AeroVironment Inc	100	$12,604
INCY	Incyte Corp	200	$12,558
IEI	iShares 3-7 Year Treasury Bond ETF	97	$11,361
BC	Brunswick Corp	100	$9,675
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	91	$8,470
NET	Cloudflare, Inc.	100	$8,326
ACWX	iShares MSCI ACWI ex U.S. ETF	80	$4,083
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	325	$3,292
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	21	$1,970
EMHY	iShares J.P. Morgan EM High Yield Bond ETF	50	$1,817
GPN	Global Payments Inc	13	$1,651
USRT	iShares Core U.S. REIT ETF	25	$1,357
ZVRA	Zevra Therapeutics, Inc.	200	$1,310
EPAM	EPAM Systems, Inc.	4	$1,189
SPGP	Victory Portfolios II	7	$686
GDDY	GoDaddy Inc.	6	$636
CZR	Caesars Entertainment, Inc.	13	$609
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

813 tracked positions · $207,247,793 total · filing declares 847 positions · $279,271,765 · as of Mar 31, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 813 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Added	128,646	+228	$54,098,215	+18.1%	16	before history	26.10%
XLG	Victory Portfolios II	Added	585,264	+1,614	$24,657,172	+12.0%	16	before history	11.90%
XOM	ExxonMobil Holdings Corp Energy	Reduced	99,387	-4,443	$11,552,744	+11.3%	16	before history	5.57%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Reduced	139,556	-717	$10,606,256	+3.0%	16	before history	5.12%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	116,577	+666	$9,672,393	+0.2%	16	before history	4.67%
CGCP	Capital Group Core Plus Income ETF	NEW	423,817	NEW	$9,518,929	NEW	1	$22.50	4.59%
CVX	Chevron Corp Energy	Added	43,760	+29	$6,902,702	+5.8%	16	before history	3.33%
JEF	Jefferies Financial Group Inc. Financial Services	Added	133,962	+458	$5,907,724	+9.5%	16	before history	2.85%
QQQ	Invesco Qqq Trust, Series 1	Reduced	12,819	-81	$5,691,764	+7.7%	16	before history	2.75%
NVDA	Nvidia Corp Technology	Reduced	5,079	-779	$4,589,181	+58.2%	16	before history	2.21%
AAPL	Apple Inc. Technology	Reduced	22,984	-170	$3,941,296	−11.6%	16	before history	1.90%
BN	BROOKFIELD Corp Financial Services	Added	83,382	+433	$3,491,200	+4.9%	6	unpriced	1.68%
VIG	Vanguard Specialized Funds	Reduced	14,912	-302	$2,723,080	+5.0%	16	before history	1.31%
AMZN	Amazon Com Inc Consumer Cyclical	Added	14,023	+40	$2,529,468	+19.1%	16	before history	1.22%
MSFT	Microsoft Corp Technology	Added	4,709	+287	$1,981,170	+19.1%	16	before history	0.96%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	15,090	+193	$1,825,739	+9.8%	16	before history	0.88%
COP	Conocophillips Energy	Held	12,884	0	$1,639,875	+9.7%	16	before history	0.79%
T	At&T Inc. Communication Services	Reduced	90,137	-12,475	$1,586,411	−7.9%	16	before history	0.77%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	20,756	+999	$1,501,904	−1.9%	16	before history	0.72%
SYLD	Cambria Shareholder Yield ETF	Added	20,300	+680	$1,487,381	+12.2%	5	$62.37	0.72%
SGOL	abrdn Gold ETF Trust	Added	69,791	+400	$1,482,360	+8.2%	16	before history	0.72%
TDVI	FT Vest Technology Dividend Target Income ETF	Reduced	59,794	-1,565	$1,353,078	+3.7%	2	$19.93	0.65%
FDVV	Fidelity High Dividend ETF	Added	26,921	+3,578	$1,219,790	+23.6%	7	$40.18	0.59%
SRLN	State Street(R) Blackstone Senior Loan ETF	Reduced	27,212	-1,130	$1,145,897	−3.6%	16	before history	0.55%
CGGR	Capital Group Growth ETF	NEW	33,046	NEW	$1,057,141	NEW	1	$30.07	0.51%
FTSL	First Trust Senior Loan Fund	Added	21,698	+31	$1,002,664	+0.4%	16	before history	0.48%
PSX	Phillips 66 Energy	Added	5,811	+1	$949,168	+22.7%	16	before history	0.46%
ADBE	Adobe Inc. Technology	Added	1,862	+1	$939,565	−15.4%	16	before history	0.45%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	18,539	-627	$930,101	+1.3%	16	before history	0.45%
SPY	Spdr S&P 500 ETF Trust	Added	1,757	+96	$919,033	+16.4%	16	before history	0.44%
BX	Blackstone Inc. Financial Services	Added	6,677	+670	$877,157	+11.5%	16	before history	0.42%
XMHQ	Victory Portfolios II	Added	7,304	+811	$803,805	+39.6%	13	$78.29	0.39%
O	Realty Income Corp Real Estate	Added	14,853	+210	$803,547	−4.4%	16	before history	0.39%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	14,570	+5,950	$729,957	+81.6%	6	unpriced	0.35%
SLV	iShares Silver Trust	Added	29,607	+260	$673,559	+5.4%	16	before history	0.33%
PGX	Invesco Ltd. Financial Services	Added	51,704	+34	$614,243	+3.6%	5	$12.00	0.30%
BBDC	Barings BDC, Inc. Financial Services	Added	63,043	+82	$586,299	+8.5%	9	$9.07	0.28%
SIVR	abrdn Silver ETF Trust	Reduced	24,110	-200	$574,059	+3.7%	16	before history	0.28%
IR	Ingersoll Rand Inc. Industrials	Reduced	5,908	-325	$560,964	+16.4%	11	unpriced	0.27%
GLD	Spdr Gold Trust	Reduced	2,639	-956	$542,895	−21.0%	16	before history	0.26%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,532	-31	$533,084	+7.1%	16	before history	0.26%
PFE	Pfizer Inc Healthcare	Added	18,421	+9,852	$511,182	+107.2%	16	before history	0.25%
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	Reduced	25,641	-10,817	$506,922	−28.2%	8	$27.09	0.24%
DBMF	iMGP DBI Managed Futures Strategy ETF	Reduced	17,600	-3,000	$504,768	−4.9%	6	$27.26	0.24%
XSVM	Victory Portfolios II	NEW	7,849	NEW	$446,922	NEW	1	$53.53	0.22%
RDIV	Invesco Ltd. Financial Services	Held	9,665	0	$442,946	+4.9%	16	before history	0.21%
EWJ	iShares MSCI Japan ETF	NEW	6,109	NEW	$435,877	NEW	1	$67.80	0.21%
WFC	Wells Fargo & Company Financial Services	Held	7,510	0	$435,279	+17.8%	16	before history	0.21%
CGIE	Capital Group International Equity ETF	NEW	14,888	NEW	$431,900	NEW	1	$28.02	0.21%
CGDV	Capital Group Dividend Value ETF	Added	11,988	+9,881	$389,610	+519.7%	3	$30.14	0.19%

Showing the top 50 of 813 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.