Kozak & Associates, Inc.

CIK

1764970

Location

HIGHLANDS RANCH, CO

Portfolio Value

Small $244,698,010

Diversification

Diversified

Filing Date

Global Rank

#92 / 295 ▲ 3834

Top Industry

Semiconductors 19.3%

3Y Alpha vs SPY

-1.0%

Period ended 9 days ago

Filed Jul 2, 2026 · 7d

21 quarters · since Dec 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+72.1%

SPY

+76.5%

Annualised alpha

-1.0%

Max drawdown

−21.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

336 positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

19.2%

+0.3 pts

Top 5

65.4%

+0.8 pts

Top 10

84.4%

+0.4 pts

HHI

1,089

Diversified+38

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.0%	$105,168,059	9
Technology	30.7%	$75,008,718	63
Consumer Cyclical	8.6%	$20,999,554	37
Consumer Defensive	5.5%	$13,533,227	22
Financial Services	4.4%	$10,872,084	49
Industrials	3.7%	$9,056,832	40
Communication Services	1.2%	$3,054,538	13
Healthcare	1.2%	$2,988,717	44
Energy	0.8%	$2,012,603	15
Utilities	0.6%	$1,459,969	14
Real Estate	0.2%	$407,026	14
Basic Materials	0.1%	$136,683	16

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SKYX	SKYX Platforms Corp.	+10,000	20,000	$22,100
DIA	Spdr Dow Jones Industrial Average ETF Trust	+4,350	21,352	$11,154,071
MSFT	Microsoft Corp	+3,565	53,589	$19,989,768
SBS	Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp	+1,756	2,195	$12,687
WDAY	Workday, Inc.	+538	2,416	$295,766
NOW	ServiceNow, Inc.	+287	4,785	$475,054
AVGO	Broadcom Inc.	+225	7,102	$2,682,780
GE	General Electric Co	+180	1,977	$738,864
HTGC	Hercules Capital, Inc.	+92	3,702	$58,380
BRSP	BrightSpire Capital, Inc.	+82	3,123	$17,020
CAT	Caterpillar Inc	+79	1,893	$2,015,855
BX	Blackstone Inc.	+52	5,673	$667,541
CSX	Csx Corp	+48	16,182	$769,130
CVX	Chevron Corp	+46	4,545	$753,379
JPM	Jpmorgan Chase & Co	+40	7,459	$2,441,554
CSCO	Cisco Systems, Inc.	+35	4,899	$575,436
TSLA	Tesla, Inc.	+30	446	$187,587
CION	CION Investment Corp	+29	687	$4,280
WMB	Williams Companies, Inc.	+28	4,040	$300,333
V	Visa Inc.	+26	4,697	$1,611,493
EPD	Enterprise Products Partners L.P.	+25	2,795	$102,744
QCOM	Qualcomm Inc/De	+25	2,052	$379,189
MO	Altria Group, Inc.	+24	3,672	$264,200
XEL	Xcel Energy Inc	+23	3,521	$282,736
KO	Coca Cola Co	+23	3,895	$316,546
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−13,956	116,352	$23,280,871
AAPL	Apple Inc.	−6,908	79,317	$22,951,167
QQQ	Invesco Qqq Trust, Series 1	−5,935	63,600	$46,835,040
AMZN	Amazon Com Inc	−3,850	75,508	$17,996,576
ETHA	iShares Ethereum Trust ETF	−3,093	2,100	$24,969
SPY	Spdr S&P 500 ETF Trust	−2,789	63,062	$47,092,809
IBIT	iShares Bitcoin Trust ETF	−1,870	1,048	$34,887
SCHW	Schwab Charles Corp	−1,762	25,933	$2,392,837
FSCO	FS Credit Opportunities Corp.	−1,750	1	$4
CMG	Chipotle Mexican Grill Inc	−1,712	1,500	$51,000
COST	Costco Wholesale Corp /New	−1,650	13,058	$12,215,367
UBER	Uber Technologies, Inc	−1,360	477	$34,420
GOF	Guggenheim Strategic Opportunities Fund	−1,296	1	$10
PG	PROCTER & GAMBLE Co	−777	2,133	$312,783
CMCSA	Comcast Corp	−698	1,924	$47,234
TSCO	Tractor Supply Co /De/	−688	632	$19,977
SHOP	Shopify Inc.	−466	1,659	$189,424
PFE	Pfizer Inc	−273	637	$15,338
BAC	Bank Of America Corp /De/	−237	4,930	$280,911
LOW	Lowes Companies Inc	−213	379	$83,565
T	At&T Inc.	−209	5,465	$113,125
META	Meta Platforms, Inc.	−167	736	$414,581
BMY	Bristol Myers Squibb Co	−162	125	$7,202
ELV	Elevance Health, Inc.	−149	64	$24,750
ADP	Automatic Data Processing Inc	−137	17	$3,807
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
MRP	Millrose Properties, Inc.	3,848	$115,632
EL	Estee Lauder Companies Inc	365	$28,816
SNDK	Sandisk Corp	6	$13,642
FSSL	FS Specialty Lending Fund	657	$7,325
ADI	Analog Devices Inc	6	$2,383
CWEN	Clearway Energy, Inc.	33	$1,127
ITW	Illinois Tool Works Inc	4	$1,081
GD	General Dynamics Corp	3	$1,062
CMS	Cms Energy Corp	8	$612
WEC	Wec Energy Group, Inc.	5	$583
SPGI	S&P Global Inc.	1	$407
PPG	Ppg Industries Inc	2	$242
FDS	Factset Research Systems Inc	1	$230
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
AEM	Agnico Eagle Mines Ltd	1,000	$202,980
HON	Honeywell International Inc	533	$126,349
AHR	American Healthcare REIT, Inc.	1,088	$51,310
SPOT	Spotify Technology S.A.	72	$34,913
FSK	FS KKR Capital Corp	1,711	$17,417
FTNT	Fortinet, Inc.	100	$8,172
CCL	Carnival Corp Ltd.	302	$7,815
ZIM	ZIM Integrated Shipping Services Ltd.	205	$5,401
KMB	Kimberly Clark Corp	36	$3,472
CI	Cigna Group	11	$2,934
BG	Bunge Global SA	6	$763
TRP	Tc Energy Corp	11	$688
CRWV	CoreWeave, Inc.	5	$387
LYB	LyondellBasell Industries N.V.	3	$241
SOBO	South Bow Corp	2	$66
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

336 positions · $244,698,010 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 336 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	63,062	-2,789	$47,092,809	+10.0%	19.25%
QQQ	Invesco Qqq Trust, Series 1	Reduced	63,600	-5,935	$46,835,040	+16.7%	19.14%
NVDA	Nvidia Corp Technology	Reduced	116,352	-13,956	$23,280,871	+2.4%	9.51%
AAPL	Apple Inc. Technology	Reduced	79,317	-6,908	$22,951,167	+4.9%	9.38%
MSFT	Microsoft Corp Technology	Added	53,589	+3,565	$19,989,768	+8.0%	8.17%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	75,508	-3,850	$17,996,576	+8.9%	7.35%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	13,058	-1,650	$12,215,367	−16.6%	4.99%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	21,352	+4,350	$11,154,071	+41.6%	4.56%
AVGO	Broadcom Inc. Technology	Added	7,102	+225	$2,682,780	+26.0%	1.10%
JPM	Jpmorgan Chase & Co Financial Services	Added	7,459	+40	$2,441,554	+11.9%	1.00%
SCHW	Schwab Charles Corp Financial Services	Reduced	25,933	-1,762	$2,392,837	−8.1%	0.98%
CAT	Caterpillar Inc Industrials	Added	1,893	+79	$2,015,855	+56.9%	0.82%
V	Visa Inc. Financial Services	Added	4,697	+26	$1,611,493	+14.1%	0.66%
LMT	Lockheed Martin Corp Industrials	Added	2,573	+17	$1,310,840	−15.1%	0.54%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,466	-82	$1,238,644	+21.4%	0.51%
ABBV	AbbVie Inc. Healthcare	Added	4,766	+11	$1,199,316	+16.0%	0.49%
ORCL	Oracle Corp Technology	Added	7,723	+3	$1,131,805	−0.3%	0.46%
NFLX	Netflix Inc Communication Services	Reduced	13,153	-20	$939,124	−25.9%	0.38%
WM	Waste Management Inc Industrials	Held	4,052	0	$903,109	−3.0%	0.37%
DE	Deere & Co Industrials	Added	1,382	+4	$876,644	+12.9%	0.36%
GEV	GE Vernova Inc. Industrials	Reduced	707	-33	$830,626	+28.6%	0.34%
CSX	Csx Corp Industrials	Added	16,182	+48	$769,130	+16.1%	0.31%
AXP	American Express Co Financial Services	Added	2,234	+4	$755,650	+12.0%	0.31%
CVX	Chevron Corp Energy	Added	4,545	+46	$753,379	−19.1%	0.31%
GE	General Electric Co Industrials	Added	1,977	+180	$738,864	+44.9%	0.30%
MAR	Marriott International Inc /Md/ Consumer Cyclical	Added	1,898	+3	$703,379	+13.5%	0.29%
BX	Blackstone Inc. Financial Services	Added	5,673	+52	$667,541	+3.3%	0.27%
FSLR	First Solar, Inc. Technology	Held	2,650	0	$625,294	+19.6%	0.26%
CSCO	Cisco Systems, Inc. Technology	Added	4,899	+35	$575,436	+52.5%	0.24%
MCD	Mcdonalds Corp Consumer Cyclical	Added	2,032	+14	$549,269	−12.4%	0.22%
DRI	Darden Restaurants Inc Consumer Cyclical	Added	2,604	+20	$536,450	+5.9%	0.22%
NOW	ServiceNow, Inc. Technology	Added	4,785	+287	$475,054	+1.0%	0.19%
NEE	Nextera Energy Inc Utilities	Reduced	5,382	-14	$472,378	−5.7%	0.19%
GS	Goldman Sachs Group Inc Financial Services	Reduced	460	-10	$465,230	+17.0%	0.19%
VLO	Valero Energy Corp/Tx Energy	Added	1,686	+8	$439,101	+5.9%	0.18%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,216	-94	$428,858	−0.5%	0.18%
META	Meta Platforms, Inc. Communication Services	Reduced	736	-167	$414,581	−19.8%	0.17%
LRCX	Lam Research Corp Technology	Held	930	0	$402,996	+102.8%	0.16%
QCOM	Qualcomm Inc/De Technology	Added	2,052	+25	$379,189	+45.3%	0.15%
GILD	Gilead Sciences, Inc. Healthcare	Held	3,000	0	$379,020	−9.3%	0.15%
COF	Capital One Financial Corp Financial Services	Added	1,888	+2	$378,770	+10.1%	0.15%
DUK	Duke Energy CORP Utilities	Added	2,634	+7	$333,411	−3.1%	0.14%
KO	Coca Cola Co Consumer Defensive	Added	3,895	+23	$316,546	+7.5%	0.13%
IBM	International Business Machines Corp Technology	Added	1,124	+7	$316,080	+16.7%	0.13%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,133	-777	$312,783	−25.6%	0.13%
JNJ	Johnson & Johnson Healthcare	Reduced	1,219	-4	$309,589	+3.6%	0.13%
WMB	Williams Companies, Inc. Energy	Added	4,040	+28	$300,333	+2.9%	0.12%
WDAY	Workday, Inc. Technology	Added	2,416	+538	$295,766	+21.2%	0.12%
XEL	Xcel Energy Inc Utilities	Added	3,521	+23	$282,736	+1.7%	0.12%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	4,930	-237	$280,911	+11.5%	0.11%