COLTON GROOME FINANCIAL ADVISORS, LLC

Registered adviser

CIK

1780330

Location

ASHEVILLE, NC

Portfolio Value

Small $408,257,808

Diversification

Highly concentrated

Filing Date

Global Rank

#4,334 / 8,827 ▲ 106 · as of Jun 2026

Top Industry

Consumer Electronics 14.6%

Period ended 38 days ago

Filed Oct 6, 2026 · 32d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 128365

Roster of Nov 1, 2026

Regulatory AUM

$724,883,187

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$724,883,187	Individuals and high net worth (90%)
Apr 2025 to Feb 2026	$444,012,621	Individuals and high net worth (88%)
Apr 2024 to Mar 2025	$350,847,808	Individuals and high net worth (92%)
May 2023 to Mar 2024	$282,264,183	Individuals and high net worth (95%)
Mar 2023 to Apr 2023	$282,264,183	Individuals and high net worth (95%)
Mar 2022 to Feb 2023	$283,499,800	Individuals and high net worth (93%)

3 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Value, Growth, Fixed income / rates, Multi-asset, Private markets, Wealth management / planning Form ADV Part 2A, Apr 1, 2026 · original

In the firm's words

Index / passive: This means that CGFA will use index Funds, ETF’s, individual securities, bonds, as well as actively managed Funds, third- party Managers or a combination of the foregoing.
Quantitative / systematic: CGFA may manage the portfolios’ with internally built allocation models or may choose to utilize a 3rd party Manager.
Value: CGFA offers investment advice with respect to a number of different assets classes, including, but not limited to: large-cap, mid-cap, small-cap and micro-cap assets; foreign and emerging market assets; fixed income investments, including investment grade, high yield (“junk bonds”), money market, stable value and municipal investments; MLPs and REITs; and asset allocation strategies, including value, growth, asset preservation, balanced and target-date strategies.
Growth: CGFA offers investment advice with respect to a number of different assets classes, including, but not limited to: large-cap, mid-cap, small-cap and micro-cap assets; foreign and emerging market assets; fixed income investments, including investment grade, high yield (“junk bonds”), money market, stable value and municipal investments; MLPs and REITs; and asset allocation strategies, including value, growth, asset preservation, balanced and target-date strategies.
Fixed income / rates: CGFA offers investment advice with respect to a number of different assets classes, including, but not limited to: large-cap, mid-cap, small-cap and micro-cap assets; foreign and emerging market assets; fixed income investments, including investment grade, high yield (“junk bonds”), money market, stable value and municipal investments; MLPs and REITs; and asset allocation strategies, including value, growth, asset preservation, balanced and target-date strategies.
Multi-asset: CGFA’s primary investment strategy for client accounts is strategic asset allocation using passive and/or active Managers.
Private markets: These investments may include Private Credit, Private Equity, Private Real Estate, and other Alternative investment strategies that diversify the portfolio from the publicly traded market.
Wealth management / planning: CGFA uses financial planning software that it licenses from eMoney Advisor, LLC (Conshohocken, PA) to gather and maintain facts about clients, analyze their current situation, evaluate alternative scenarios, make recommendations and monitor progress.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.8% of the book (60%+)

Turnover

Low turnover

9.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.9 quarters (12+), a floor since 13.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 75.7%; sector active share 67.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

162 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

50.0%

+1.7 pts

Top 5

71.5%

+2.7 pts

Top 10

82.2%

+3.5 pts

HHI

2,677

Highly concentrated+183

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.7%	$325,244,473	100
Technology	9.8%	$40,030,210	9
Financial Services	4.0%	$16,518,499	19
Healthcare	1.9%	$7,716,829	9
Communication Services	1.4%	$5,529,782	3
Consumer Cyclical	1.0%	$3,891,749	6
Industrials	0.9%	$3,834,874	5
Consumer Defensive	0.9%	$3,513,652	5
Energy	0.2%	$1,011,365	3
Basic Materials	0.1%	$540,879	1
Utilities	0.1%	$425,496	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+22,747	31,666	$1,295,456
EEM	iShares MSCI Emerging Markets ETF	+22,315	337,725	$22,556,652
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+19,242	280,456	$14,120,959
EFA	iShares MSCI EAFE ETF	+18,999	330,827	$34,369,617
IJH	iShares Core S&P Mid-Cap ETF	+11,653	183,798	$13,224,266
AGG	iShares Core U.S. Aggregate Bond ETF	+10,322	280,863	$26,552,788
QLTA	iShares Aaa - A Rated Corporate Bond ETF	+8,977	167,672	$7,543,563
KLAC	Kla Corp	+8,225	28,728	$5,599,949
IVV	iShares Core S&P 500 ETF	+7,317	101,747	$77,922,939
—		+5,936	108,955	$0
IBTI	iShares iBonds Dec 2028 Term Treasury ETF	+5,596	189,213	$4,145,656
IEFA	iShares Core MSCI EAFE ETF	+5,467	38,344	$3,714,766
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+5,397	10,871	$4,959,241
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+5,129	76,830	$8,362,177
JNJ	Johnson & Johnson	+4,906	7,145	$1,891,567
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	+4,504	59,419	$6,593,726
EWC	iShares Trust	+3,729	71,565	$0
AAPL	Apple Inc.	+3,450	36,373	$12,112,936
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+2,906	44,297	$2,724,265
AVGO	Broadcom Inc.	+2,782	18,240	$6,405,705
ABBV	AbbVie Inc.	+2,767	8,274	$2,164,395
IEMG	iShares Trust	+1,636	17,591	$0
XLF	State Street Corp	+1,532	65,665	$0
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	+1,300	41,855	$3,802,108
CRWD	CrowdStrike Holdings, Inc.	+1,262	1,667	$441,338
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	−18,111	27,916	$1,879,025
—		−6,205	9,970	$0
MRK	Merck & Co., Inc.	−5,235	13,895	$2,019,082
AMGN	Amgen Inc	−3,524	970	$408,864
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−2,018	19,482	$1,793,318
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−2,001	35,886	$7,024,684
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−2,000	15,840	$385,862
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−1,913	62,390	$3,229,306
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−1,509	46,523	$1,834,867
USEP		−1,221	5,100	$214,353
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−1,166	34,493	$4,245,398
ACWX	iShares MSCI ACWI ex U.S. ETF	−1,112	9,420	$712,340
EFAX	State Street(R) SPDR(R) MSCI EAFE Fossil Fuel Reserves Free ETF	−1,100	4,425	$237,047
AAAU	Goldman Sachs Physical Gold ETF	−1,009	309,570	$12,679,987
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−765	36,596	$2,237,113
—		−759	24,206	$0
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−736	8,504	$787,895
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−666	100,103	$5,026,171
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−574	2,628	$330,260
BAC	Bank Of America Corp	−434	5,488	$298,711
LOW	Lowes Companies Inc	−390	2,279	$419,996
SCHF	Schwab International Equity ETF	−300	27,004	$741,799
MCD	Mcdonalds Corp	−275	963	$222,395
USHY	iShares Broad USD High Yield Corporate Bond ETF	−273	15,677	$559,982
QUAL	iShares MSCI USA Quality Factor ETF	−259	7,807	$1,735,027
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
AIA	iShares Asia 50 ETF	7,409	$1,053,337
IAU	Ishares Gold Trust	5,398	$421,583
SPCX	Space Exploration Technologies Corp	2,091	$315,448
IWR	iShares Russell Mid-Cap ETF	2,596	$277,019
EPD	Enterprise Products Partners L.P.	6,000	$213,660
LLY	ELI LILLY & Co	177	$204,803
AVDV	Avantis International Small Cap Value ETF	1,844	$201,696
IOO	iShares Global 100 ETF	1,400	$201,614
CVX	Chevron Corp	983	$200,738
HYPR	Hyperfine, Inc.	14,247	$11,511
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
NXPI	NXP Semiconductors N.V.	5,824	$1,636,718
QCOM	Qualcomm Inc	7,876	$1,455,406
AMT	American Tower Corp	6,143	$1,004,810
—		3,330	$967,764
—		6,374	$670,289
MBB	iShares MBS ETF	4,965	$469,291
ORCL	Oracle Corp	3,194	$468,080
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	7,975	$409,037
IWS	iShares Russell Mid-Cap Value ETF	1,886	$310,435
MS	Morgan Stanley	1,025	$214,266
TFC	Truist Financial Corp	4,106	$204,560
WFC	Wells Fargo & Company	2,427	$200,567
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

162 tracked positions · $408,257,808 total · filing declares 162 positions · $426,894,169 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 162 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	101,747	+7,317	$77,922,939	+10.2%	19.09%
EFA	iShares MSCI EAFE ETF	Added	330,827	+18,999	$34,369,617	+6.1%	8.42%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	280,863	+10,322	$26,552,788	−0.8%	6.50%
EEM	iShares MSCI Emerging Markets ETF	Added	337,725	+22,315	$22,556,652	+4.5%	5.53%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	280,456	+19,242	$14,120,959	+1.7%	3.46%
IJH	iShares Core S&P Mid-Cap ETF	Added	183,798	+11,653	$13,224,266	−0.4%	3.24%
AAAU	Goldman Sachs Physical Gold ETF	Reduced	309,570	-1,009	$12,679,987	+3.2%	3.11%
AAPL	Apple Inc. Technology	Added	36,373	+3,450	$12,112,936	+27.1%	2.97%
MSFT	Microsoft Corp Technology	Reduced	17,894	-2	$9,177,832	+37.5%	2.25%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	76,830	+5,129	$8,362,177	−0.6%	2.05%
QLTA	iShares Aaa - A Rated Corporate Bond ETF	Added	167,672	+8,977	$7,543,563	+0.0%	1.85%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	35,886	-2,001	$7,024,684	−2.7%	1.72%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	59,419	+4,504	$6,593,726	+12.1%	1.62%
AVGO	Broadcom Inc. Technology	Added	18,240	+2,782	$6,405,705	+9.7%	1.57%
KLAC	Kla Corp Technology	Added	28,728	+8,225	$5,599,949	−9.5%	1.37%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	31,653	+1,129	$5,285,417	−6.5%	1.29%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	56,957	+860	$5,112,460	+3.7%	1.25%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	100,103	-666	$5,026,171	−1.0%	1.23%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	10,871	+5,397	$4,959,241	+89.7%	1.21%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	25,878	+837	$4,358,372	+9.7%	1.07%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	34,493	-1,166	$4,245,398	+0.1%	1.04%
IBTI	iShares iBonds Dec 2028 Term Treasury ETF	Added	189,213	+5,596	$4,145,656	+2.0%	1.02%
GOOGL	Alphabet Inc. Communication Services	Added	11,871	+505	$4,084,573	+0.6%	1.00%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Added	41,855	+1,300	$3,802,108	−2.8%	0.93%
IEFA	iShares Core MSCI EAFE ETF	Added	38,344	+5,467	$3,714,766	+17.0%	0.91%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	62,390	-1,913	$3,229,306	−3.0%	0.79%
V	Visa Inc. Financial Services	Reduced	8,748	-215	$3,143,418	+2.2%	0.77%
MUB	iShares National Muni Bond ETF	Added	30,205	+180	$3,053,725	−5.5%	0.75%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,862	-33	$2,856,991	−0.4%	0.70%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	7,444	0	$2,785,842	+1.1%	0.68%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	44,297	+2,906	$2,724,265	+23.9%	0.67%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	36,596	-765	$2,237,113	−1.5%	0.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	6,619	-237	$2,189,763	−2.4%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	8,274	+2,767	$2,164,395	+56.2%	0.53%
MRK	Merck & Co., Inc. Healthcare	Reduced	13,895	-5,235	$2,019,082	−17.9%	0.49%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,907	+2	$1,945,490	−0.4%	0.48%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,630	+1,033	$1,901,014	+20.9%	0.47%
JNJ	Johnson & Johnson Healthcare	Added	7,145	+4,906	$1,891,567	+232.6%	0.46%
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	Reduced	27,916	-18,111	$1,879,025	−40.6%	0.46%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	46,523	-1,509	$1,834,867	−15.7%	0.45%
IWB	iShares Russell 1000 ETF	Reduced	4,360	-50	$1,814,326	+0.5%	0.44%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	19,482	-2,018	$1,793,318	−8.1%	0.44%
ETN	Eaton Corp plc Industrials	Added	4,086	+37	$1,755,795	+1.8%	0.43%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	7,807	-259	$1,735,027	−2.0%	0.42%
WMT	Walmart Inc. Consumer Defensive	Added	16,573	+230	$1,722,266	−7.0%	0.42%
BLK	BlackRock, Inc. Financial Services	Added	1,513	+24	$1,601,192	+11.8%	0.39%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	6,673	+181	$1,483,140	−7.2%	0.36%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Held	60,469	0	$1,465,768	+0.0%	0.36%
SUB	iShares Short-Term National Muni Bond ETF	Added	13,221	+1,120	$1,382,123	+7.3%	0.34%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	31,666	+22,747	$1,295,456	+229.9%	0.32%

Showing the top 50 of 162 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.