Vahanian & Associates Financial Planning Inc.

CIK

1900990

Location

SARATOGA SPRINGS, NY

Portfolio Value

Micro $24,758,252

Diversification

Diversified

Filing Date

Global Rank

#7,304 / 7,461 ▼ 486 · as of Dec 2023

Top Industry

Consumer Electronics 18.7%

Period ended 2 years ago

Filed Jan 25, 2024 · 2y

9 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.5%, 17.5 effective positions, active share 67.1% against the Nasdaq-100 as of 2023-12-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

44.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.7 quarters (4 to under 12)

Closest benchmark: the Nasdaq-100 as of 2023-12-31, active share 67.1%; sector active share 25.9% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

49 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

14.9%

+3.0 pts

Top 5

42.5%

+5.0 pts

Top 10

59.5%

+7.3 pts

HHI

572

Diversified+123

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Technology	39.7%	$9,822,257	12
Unclassified	20.3%	$5,018,292	12
Consumer Cyclical	10.4%	$2,563,758	6
Healthcare	9.1%	$2,259,404	5
Communication Services	7.5%	$1,857,480	3
Industrials	6.8%	$1,693,726	5
Energy	2.0%	$507,065	2
Consumer Defensive	2.0%	$501,217	2
Financial Services	1.5%	$383,433	1
Basic Materials	0.6%	$151,620	1

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

3 positions

Ticker	Company	Δ Shares	Shares	Value
—		+40,750	55,425	$96,994
ITA	iShares U.S. Aerospace & Defense ETF	+1,327	3,970	$502,602
NUSC	Nuveen ESG Small-Cap ETF	+667	12,360	$483,276
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AQST	Aquestive Therapeutics, Inc.	−130,500	591,608	$1,195,048
ARBE	Arbe Robotics Ltd.	−69,500	34,900	$76,082
BARK	Bark, Inc.	−43,534	334,177	$269,346
FRO	Frontline plc	−17,850	13,370	$268,068
VRA	Vera Bradley, Inc.	−14,000	20,367	$156,825
ACHR	Archer Aviation Inc.	−13,050	32,750	$201,085
PLTR	Palantir Technologies Inc.	−9,425	18,315	$314,468
—		−5,300	9,917	$710,256
BOTZ	Global X Robotics & Artificial Intelligence ETF	−4,130	8,255	$235,267
ALT	Altimmune, Inc.	−3,760	10,000	$112,500
SITM	SITIME Corp	−3,175	10,262	$1,252,784
INSW	International Seaways, Inc.	−2,600	5,255	$238,997
ALTO	Alto Ingredients, Inc.	−2,500	57,000	$151,620
AMZN	Amazon Com Inc	−2,430	8,860	$1,346,188
IYF	iShares U.S. Financials ETF	−2,150	3,585	$306,194
AAPL	Apple Inc.	−2,145	19,166	$3,690,029
EFA	iShares MSCI EAFE ETF	−2,000	3,900	$293,865
BAC	Bank Of America Corp	−1,950	11,388	$383,433
GOOG	Alphabet Inc.	−1,778	5,921	$834,446
AMD	Advanced Micro Devices Inc	−1,700	4,375	$644,918
BUD	Anheuser-Busch InBev SA	−1,200	4,424	$285,878
IJH	iShares Core S&P Mid-Cap ETF	−1,150	2,743	$760,222
IYY	iShares Dow Jones U.S. ETF	−1,050	2,595	$302,395
NET	Cloudflare, Inc.	−1,015	2,935	$244,368
CRM	Salesforce, Inc.	−910	3,075	$809,155
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
FSLR	First Solar, Inc.	2,350	$404,858
CRSP	CRISPR Therapeutics AG	4,575	$286,395
SMCI	Super Micro Computer, Inc.	970	$275,732
CMI	Cummins Inc	938	$224,716
LAZR	Luminar Technologies, Inc.	12,310	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	10,742	$448,693
—		939,530	$405,971
ARRY	Array Technologies, Inc.	17,304	$383,975
ANF	Abercrombie & Fitch Co	5,900	$332,583
MAT	Mattel Inc	14,660	$322,959
LULU	lululemon athletica inc.	832	$320,827
ZS	Zscaler, Inc.	1,810	$281,617
TEAM	Atlassian Corp	1,250	$251,887
MELI	Mercadolibre Inc	198	$251,040
SHLS	Shoals Technologies Group, Inc.	13,047	$238,107
GFF	Griffon Corp	5,825	$231,077
—		5,275	$229,779
DGII	Digi International Inc	8,485	$229,095
OII	Oceaneering International Inc	8,450	$217,334
RUN	Sunrun Inc.	12,400	$155,744
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

49 tracked positions · $24,758,252 total · filing declares 50 positions · $25,292,773 · as of Dec 31, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	19,166	-2,145	$3,690,029	+1.1%	9	before history	14.90%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	8,860	-2,430	$1,346,188	−6.2%	9	before history	5.44%
SITM	SITIME Corp Technology	Reduced	10,262	-3,175	$1,252,784	−18.4%	9	before history	5.06%
MSFT	Microsoft Corp Technology	Reduced	3,271	-875	$1,230,026	−6.0%	9	before history	4.97%
AQST	Aquestive Therapeutics, Inc. Healthcare	Reduced	591,608	-130,500	$1,195,048	+8.2%	9	before history	4.83%
GOOG	Alphabet Inc. Communication Services	Reduced	5,921	-1,778	$834,446	−17.8%	9	before history	3.37%
CRM	Salesforce, Inc. Technology	Reduced	3,075	-910	$809,155	+0.1%	4	$185.53	3.27%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	2,743	-1,150	$760,222	−21.7%	9	before history	3.07%
		Reduced	9,917	-5,300	$710,256	−10.4%	9	before history	2.87%
URI	United Rentals, Inc. Industrials	Reduced	1,169	-555	$670,327	−12.5%	9	before history	2.71%
NVDA	Nvidia Corp Technology	Reduced	1,320	-158	$653,690	+1.7%	5	$150.29	2.64%
AMD	Advanced Micro Devices Inc Technology	Reduced	4,375	-1,700	$644,918	+3.2%	4	$85.92	2.60%
NFLX	Netflix Inc Communication Services	Reduced	1,207	-400	$587,664	−3.2%	3	$371.26	2.37%
ITA	iShares U.S. Aerospace & Defense ETF	Added	3,970	+1,327	$502,602	+79.5%	4	unpriced	2.03%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	5,902	-128	$494,823	−9.2%	7	unpriced	2.00%
NUSC	Nuveen ESG Small-Cap ETF	Added	12,360	+667	$483,276	+18.7%	9	before history	1.95%
IVV	iShares Core S&P 500 ETF	Reduced	928	-690	$443,240	−36.2%	9	before history	1.79%
META	Meta Platforms, Inc. Communication Services	Reduced	1,230	-375	$435,370	−9.6%	3	$255.60	1.76%
ULTA	Ulta Beauty, Inc. Consumer Cyclical	Reduced	855	-365	$418,941	−14.0%	4	$503.07	1.69%
FSLR	First Solar, Inc. Technology	NEW	2,350	NEW	$404,858	NEW	1	$152.94	1.64%
UNH	Unitedhealth Group Inc Healthcare	Reduced	741	-330	$390,114	−27.8%	2	$492.14	1.58%
IJR	iShares Core S&P Small-Cap ETF	Reduced	3,595	-434	$389,158	+2.4%	9	before history	1.57%
BAC	Bank Of America Corp Financial Services	Reduced	11,388	-1,950	$383,433	+5.0%	9	before history	1.55%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	105	-45	$372,458	−19.5%	2	$3,027.95	1.50%
HRI	Herc Holdings Inc Industrials	Reduced	2,434	-800	$362,398	−5.8%	9	before history	1.46%
PLTR	Palantir Technologies Inc. Technology	Reduced	18,315	-9,425	$314,468	−29.1%	2	$15.93	1.27%
IYF	iShares U.S. Financials ETF	Reduced	3,585	-2,150	$306,194	−28.6%	6	unpriced	1.24%
IYY	iShares Dow Jones U.S. ETF	Reduced	2,595	-1,050	$302,395	−20.6%	6	unpriced	1.22%
EFA	iShares MSCI EAFE ETF	Reduced	3,900	-2,000	$293,865	−27.7%	6	unpriced	1.19%
CRSP	CRISPR Therapeutics AG Healthcare	NEW	4,575	NEW	$286,395	NEW	1	$55.02	1.16%
BUD	Anheuser-Busch InBev SA Consumer Defensive	Reduced	4,424	-1,200	$285,878	−8.1%	2	$56.68	1.15%
SMCI	Super Micro Computer, Inc. Technology	NEW	970	NEW	$275,732	NEW	1	$277.18	1.11%
AMGN	Amgen Inc Healthcare	Reduced	956	-8	$275,347	+6.3%	6	$243.54	1.11%
BARK	Bark, Inc. Consumer Cyclical	Reduced	334,177	-43,534	$269,346	−40.6%	9	before history	1.09%
FRO	Frontline plc Energy	Reduced	13,370	-17,850	$268,068	−54.3%	4	$15.62	1.08%
NET	Cloudflare, Inc. Technology	Reduced	2,935	-1,015	$244,368	−1.9%	6	$56.57	0.99%
INSW	International Seaways, Inc. Energy	Reduced	5,255	-2,600	$238,997	−32.4%	4	$40.19	0.97%
BOTZ	Global X Robotics & Artificial Intelligence ETF	Reduced	8,255	-4,130	$235,267	−23.2%	2	unpriced	0.95%
CPRT	Copart Inc Industrials	Held	4,800	0	$235,200	+13.7%	3	$41.46	0.95%
ORCL	Oracle Corp Technology	Reduced	2,145	-600	$226,147	−22.2%	2	$115.75	0.91%
CMI	Cummins Inc Industrials	NEW	938	NEW	$224,716	NEW	1	$227.33	0.91%
TGT	Target Corp Consumer Defensive	Reduced	1,512	-350	$215,339	+4.6%	2	$126.96	0.87%
ACHR	Archer Aviation Inc. Industrials	Reduced	32,750	-13,050	$201,085	−13.2%	2	$5.74	0.81%
VRA	Vera Bradley, Inc. Consumer Cyclical	Reduced	20,367	-14,000	$156,825	−31.0%	9	before history	0.63%
ALTO	Alto Ingredients, Inc. Basic Materials	Reduced	57,000	-2,500	$151,620	−42.3%	9	before history	0.61%
ALT	Altimmune, Inc. Healthcare	Reduced	10,000	-3,760	$112,500	+214.5%	2	$2.87	0.45%
		Added	55,425	+40,750	$96,994	+3.0%	4	unpriced	0.39%
ARBE	Arbe Robotics Ltd. Technology	Reduced	34,900	-69,500	$76,082	−68.7%	4	$4.00	0.31%
LAZR	Luminar Technologies, Inc. Consumer Cyclical	NEW	12,310	NEW	$0	NEW	1	unpriced	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.