ALT · Altimmune, Inc. · Holdings

$2.32 +0.09 (+4.00%)

Russell 2000 member Rebalance outlook locked

Market Cap

$441.56M

194.52M

Volume · Oct 20 2.23M Avg daily vol (3M) 4.25M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ALT: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 211

Total Value: $466,275,085

Total Shares: 153,464,304

Showing 1–100 of 220 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding ALT

All superinvestors →

Andreas Halvorsen $20,368,000

Holder Concentration

Across 211 13F filers

Top Holder

13.3%

of institutional value

Top 5

45.6%

of institutional value

Top 10

66.7%

of institutional value

HHI

593

Broadly held

Who Holds ALT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 210 filers, like-for-like change +116.4%; actively managed books +185.2%; index-like books +53.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	39.3%	109	+103.9%	36	9
Exempt adviser	4.8%	3	+77.0%	1	1
Adviser	13.4%	8	+2716.4%	2	0
Bank	11.3%	12	+61.1%	0	1
Insurer	0.0%	1	+61.5%	0	0
Broker-dealer	0.1%	1	+10.4%	0	1
Benefit plan	0.0%	1	-61.6%	0	0
Non-US	0.4%	4	+6.5%	0	0
Holding company	16.4%	8	+54.5%	1	0
Unknown	14.1%	63	+154.2%	18	6

Style	Share	Filers	Change	New	Exited
Index-like	37.0%	23	+53.4%	1	0
Systematic-like	12.6%	25	+29.9%	12	2
Concentrated	5.5%	22	+403.4%	6	2
Diversified active	44.9%	140	+297.3%	39	14
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.0%	117	+92.8%	21	5
Medium turnover	18.3%	40	+726.8%	12	4
High turnover	20.5%	39	+86.5%	20	8
Unknown	13.2%	14	+62.8%	5	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.4%	31	+92.4%	16	5
Medium horizon	35.9%	36	+234.3%	13	2
Long horizon	31.9%	125	+61.3%	19	9
Unknown	15.8%	18	+120.4%	10	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.0%	35	+346.5%	15	4
$1B to $10B	25.4%	64	+1713.7%	25	4
$10B to $100B	18.3%	56	+181.7%	16	8
$100B or more	52.3%	55	+39.8%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.4%	51	+0.1%	14	6
Pooled investment vehicles	21.4%	30	+219.7%	19	3
Registered funds and BDCs	15.1%	12	+40.2%	0	0
Pension and profit sharing plans	0.0%	2	+26063.2%	1	0
Insurance companies	0.1%	3	+68.1%	0	0
Governments and sovereign funds	0.2%	1	+98.9%	0	0
Other investment advisers	0.1%	4	+32.8%	2	0
Diversified	1.0%	6	+589.1%	0	0
Unknown	60.7%	101	+125.3%	22	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	20.5%	28	+115.6%	14	5
Private equity funds	2.3%	9	+2160.9%	4	0
Venture capital funds	4.3%	2	+50004138.5%	1	0
Real estate funds	0.0%	2	-14.0%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.9%	10	-4.3%	5	0
Mixed private funds	0.1%	2	+78.5%	0	0
Private funds, type not stated	0.3%	4	+726.7%	3	0
No private funds	15.7%	54	+38.3%	10	4
Unknown	55.9%	98	+130.8%	21	8

Location	Share	Filers	Change	New	Exited
United States	93.6%	184	+124.2%	54	16
Outside the US	6.4%	26	+43.2%	4	2
Unknown	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

210 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

22.7%

of shares outstanding, 65th percentile

Mar 31, 2026: 14.2%

Private-fund advisers

21.9%

of shares outstanding

Institutional ownership

77.2%

77.5% of the estimated free float

Top 10 holders

68.2%

of 13F shares, Herfindahl 0.061

Active holders

+185.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 10 13G (4 institutional, 6 passive, 0 exempt)

How long holders have held it value-weighted 7.6 quarters

Under 1 year 56.3% 1 to 3 years 20.6% 3 years or more 23.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.68

estimated per share

Mar 31, 2026: $5.28

Quarter-end price

$3.04

implied by 13F values

Estimated gain or loss

-17.3%

price against the estimated cost

Estimated at a loss

40.7%

of costed 13F value

Estimated cost covers 64.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ALT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LBRX Lb Pharmaceuticals Inc	6	0.310
2	ZLAB Zai Lab Ltd	5	0.303
3	IPSC Century Therapeutics, Inc.	5	0.286
4	KLRA Kailera Therapeutics, Inc.	5	0.286
5	JANX Janux Therapeutics, Inc.	4	0.269
6	XNCR Xencor Inc	4	0.269
7	SLN Silence Therapeutics plc	4	0.243
8	PMN ProMIS Neurosciences Inc.	3	0.230
9	LENZ LENZ Therapeutics, Inc.	3	0.219
10	AMLX Amylyx Pharmaceuticals, Inc.	5	0.214

Shareholder Targets

13F filers that own its peers but not ALT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LBRX, ZLAB, IPSC, KLRA, JANX, XNCR, SLN, PMN, LENZ, AMLX, CAPR, JATT, NAMS, VOR, COAG, NGNE, AGMB, DMRA, OLMA, OCUL. 492 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Bain Capital Life Sciences Investors, LLC Unknown, Concentrated	$777,891,857 4 held	46.3%	KLRA, NAMS, OLMA
2	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$730,936,000 4 held	15.9%	NAMS, VOR, ZLAB
3	Bain Capital Investors LLC Unknown, Concentrated	$578,410,449 1 held	12.0%	KLRA
4	RTW INVESTMENTS, LP Registered adviser, Diversified active	$541,610,662 6 held	4.62%	KLRA, ZLAB, XNCR
5	FCPM III SERVICES B.V. Unknown, Concentrated	$427,028,959 3 held	57.0%	NAMS, VOR, DMRA
6	Capital World Investors Adviser, Diversified active	$414,493,576 1 held	0.050%	NAMS
7	Jupiter Topco LLC Unknown, Diversified active	$376,732,472 12 held	0.150%	AMLX, OLMA, NAMS
8	Avoro Capital Advisors LLC Registered adviser, Concentrated	$292,249,389 3 held	2.62%	OCUL, DMRA, COAG
9	Siren, L.L.C. Unknown, Diversified active	$277,888,501 7 held	5.64%	COAG, OLMA, KLRA
10	Venrock Adviser, LLC Registered adviser, Concentrated	$272,638,711 4 held	8.27%	OCUL, DMRA, VOR

Fund Ownership of ALT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 17.04% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.89%	+1.30 pp	5,614,794	55
Index ETFs	14.15%	+5.49 pp	27,533,367	26
Active ETFs	0.58%	+0.22 pp	1,134,501	9
Active funds	5.04%	+2.50 pp	9,804,858	42
Unclassified	0.00%	0.00 pp	1,116	2
All registered funds	22.67%	+9.50 pp	44,088,636	134

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 108 Exempt adviser 4 Adviser 8 Bank 12 Insurer 1 Broker-dealer 1 Benefit plan 1 Non-US 4 Holding company 8 Unknown 64

Showing 100 of 220

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$61,971,257

13.29%

20,385,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	720,594	$2,190,605	3.5%	Sole
BlackRock Asset Management Canada Ltd	448	$1,361	0.0%	Sole
BlackRock Investment Management, LLC	635,357	$1,931,485	3.1%	Sole
BLACKROCK ADVISORS LLC	2,090,207	$6,354,229	10.3%	Sole
BlackRock Fund Advisors	9,483,914	$28,831,098	46.5%	Sole
BlackRock Institutional Trust Company, N.A.	7,083,148	$21,532,769	34.7%	Sole
BlackRock Japan Co. Ltd	27,472	$83,514	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	108,114	$328,666	0.5%	Sole
BlackRock Asset Management Ireland Ltd	144,172	$438,282	0.7%	Sole
Aperio Group, LLC	91,858	$279,248	0.5%	Sole

Deep Track Capital, LP

$58,520,000

12.55%

19,250,000

STATE STREET CORP

$36,779,561

7.89%

12,098,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	12,098,540	$36,779,561	100.0%	Defined

TCG Crossover Management, LLC

$30,400,000

6.52%

10,000,000

VANGUARD CAPITAL MANAGEMENT LLC

$24,860,366

5.33%

8,177,752

VANGUARD PORTFOLIO MANAGEMENT LLC

$22,284,005

4.78%

7,330,265

MARSHALL WACE, LLP

$20,796,806

4.46%

6,841,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	6,841,055	$20,796,806	100.0%	Other

VIKING GLOBAL INVESTORS LP

$20,368,000

4.37%

6,700,000

RA CAPITAL MANAGEMENT, L.P.

$19,760,000

4.24%

6,500,000

GEODE CAPITAL MANAGEMENT, LLC

$15,234,394

3.27%

5,011,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	722,125	$2,195,260	14.4%	Defined
Held directly	4,289,189	$13,039,134	85.6%	Defined

Woodline Partners LP

$10,336,948

2.22%

3,400,312

MILLENNIUM MANAGEMENT LLC

$10,059,730

2.16%

3,309,122

Trails Edge Capital Partners, LP

$8,086,400

1.73%

2,660,000

Nuveen, LLC

$7,312,275

1.57%

2,405,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	7,686	$23,365	0.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	141,468	$430,062	5.9%	Defined
TEACHERS ADVISORS, LLC joint	2,256,200	$6,858,848	93.8%	Defined

TWO SIGMA INVESTMENTS, LP

$7,238,671

1.55%

2,381,142

GOLDMAN SACHS GROUP INC

$6,731,927

1.44%

2,214,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,879,472	$5,713,594	84.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	334,978	$1,018,333	15.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,469,872

1.17%

1,799,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,799,300	$5,469,872	100.0%	Other

GREAT POINT PARTNERS LLC

$5,293,345

1.14%

1,741,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JAY JEFFREY R joint	1,741,232	$5,293,345	100.0%	Defined

NORTHERN TRUST CORP

$4,861,645

1.04%

1,599,226

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,568,031	$4,766,813	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	31,195	$94,832	2.0%	Other

Weiss Asset Management LP

$4,653,641

1.00%

1,530,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	1,530,803	$4,653,641	100.0%	Defined

Nantahala Capital Management, LLC

$4,560,000

0.98%

1,500,000

VANGUARD FIDUCIARY TRUST CO

$3,930,723

0.84%

1,293,001

Cormorant Asset Management, LP

$3,800,000

0.81%

1,250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Chen Bihua	1,250,000	$3,800,000	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,711,682

0.80%

1,220,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	8,841	$26,876	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	5,422	$16,482	0.4%	Other
Stokes Family Office, LLC	44	$133	0.0%	Other
Held directly	1,206,642	$3,668,191	98.8%	Defined

CITADEL ADVISORS LLC

$2,990,018

0.64%

983,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	966,172	$2,937,162	98.2%	Defined
Held directly	17,387	$52,856	1.8%	Defined

UBS Group AG

$2,633,808

0.56%

866,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	21,011	$63,873	2.4%	Defined
UBS AG	512,929	$1,559,304	59.2%	Defined
UBS Switzerland AG	319,496	$971,267	36.9%	Defined
UBS Securities LLC	12,949	$39,364	1.5%	Defined

MORGAN STANLEY

$2,305,640

0.49%

758,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	8,368	$25,438	1.1%	Defined
MORGAN STANLEY & CO. LLC	57,030	$173,371	7.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	354,654	$1,078,148	46.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	270,386	$821,973	35.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	67,997	$206,710	9.0%	Defined

BANK OF AMERICA CORP /DE/

$2,304,072

0.49%

757,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	563,097	$1,711,814	74.3%	Defined
BOFA SECURITIES, INC.	194,822	$592,258	25.7%	Defined

Ghisallo Capital Management LLC

$2,280,000

0.49%

750,000

FMR LLC

$2,276,880

0.49%

748,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	748,782	$2,276,297	100.0%	Defined
STRATEGIC ADVISERS LLC	192	$583	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,222,476

0.48%

731,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	720,004	$2,188,812	98.5%	Other
G1 EXECUTION SERVICES, LLC	11,074	$33,664	1.5%	Other

Hennion & Walsh Asset Management, Inc.

$2,130,691

0.46%

744,997

Bank of New York Mellon Corp

$2,096,726

0.45%

689,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	226,972	$689,994	32.9%	Defined
The Bank of New York Mellon	394,131	$1,198,158	57.1%	Defined
BNY Mellon, NA joint	800	$2,432	0.1%	Defined
Newton Investment Management North America, LLC	67,808	$206,136	9.8%	Defined
Held directly	2	$6	0.0%	Defined

TANG CAPITAL MANAGEMENT LLC

$2,024,706

0.43%

666,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	666,022	$2,024,706	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$1,943,884

0.42%

639,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,479	$10,576	0.5%	Defined
DFA Australia Ltd.	22,332	$67,889	3.5%	Defined
Dimensional Ireland Ltd	24,947	$75,838	3.9%	Defined
Held directly	588,678	$1,789,581	92.1%	Sole

CITADEL ADVISORS LLC

$1,918,240

0.41%

631,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	631,000	$1,918,240	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,898,476

0.41%

624,499

Point72 Asset Management, L.P.

$1,480,127

0.32%

486,884

Rock Springs Capital Management LP

$1,433,253

0.31%

471,465

WELLINGTON MANAGEMENT GROUP LLP

$1,277,710

0.27%

420,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	133,899	$407,052	31.9%	Defined
Wellington Trust Company, NA joint	269,344	$818,805	64.1%	Defined
Wellington Management Australia Pty Ltd	17,057	$51,853	4.1%	Defined

Beirne Wealth Consulting Services, LLC

$1,206,513

0.26%

421,858

BNP PARIBAS ARBITRAGE, SA

$1,128,375

0.24%

371,176

BARCLAYS PLC

$1,068,824

0.23%

351,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	335,958	$1,021,312	95.6%	Defined
BARCLAYS CAPITAL INC.	15,629	$47,512	4.4%	Defined

Invesco Ltd.

$1,011,079

0.22%

332,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	24,157	$73,437	7.3%	Defined
Invesco Trust Co joint	79,482	$241,625	23.9%	Defined
Invesco Capital Management LLC	228,953	$696,017	68.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$990,128

0.21%

325,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	325,700	$990,128	100.0%	Other

RHUMBLINE ADVISERS

$941,202

0.20%

309,606

Janney Montgomery Scott LLC

$919,934

0.20%

302,610

LMR Partners LLP

$912,000

0.20%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	300,000	$912,000	100.0%	Sole

CITIGROUP INC

$893,601

0.19%

293,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	293,948	$893,601	100.0%	Defined

Steward Partners Investment Advisory, LLC

$810,679

0.17%

266,671

MANGROVE PARTNERS IM, LLC

$727,411

0.16%

239,280

Baird Financial Group, Inc.

$722,066

0.15%

237,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD TRUST Co	237,522	$722,066	100.0%	Defined

BROWN WEALTH MANAGEMENT, LLC

$717,853

0.15%

236,136

JANE STREET GROUP, LLC

$691,296

0.15%

227,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	227,400	$691,296	100.0%	Defined

Rafferty Asset Management, LLC

$684,182

0.15%

225,060

Creative Planning

$663,573

0.14%

218,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	3,893	$11,834	1.8%	Defined
Held directly	214,388	$651,739	98.2%	Sole

WELLS FARGO & COMPANY/MN

$660,986

0.14%

217,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	166,468	$506,062	76.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	23,650	$71,896	10.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	27,312	$83,028	12.6%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$652,304

0.14%

214,574

Squarepoint Ops LLC

$615,235

0.13%

202,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	202,380	$615,235	100.0%	Defined

D. E. Shaw & Co., Inc.

$612,979

0.13%

201,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	111,936	$340,285	55.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	89,702	$272,694	44.5%	Defined

ALPS ADVISORS INC

$600,016

0.13%

197,374

DEUTSCHE BANK AG\

$592,841

0.13%

195,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	924	$2,808	0.5%	Defined
DWS Investments UK Ltd	194,090	$590,033	99.5%	Defined

STIFEL FINANCIAL CORP

$584,798

0.13%

192,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	192,368	$584,798	100.0%	Defined

Jump Financial, LLC

$577,600

0.12%

190,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	190,000	$577,600	100.0%	Defined

Man Group plc

$528,570

0.11%

173,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	173,872	$528,570	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$502,785

0.11%

165,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	165,390	$502,785	100.0%	Defined

Knoll Capital Management, LLC

$486,400

0.10%

160,000

Birchview Capital, LP

$464,150

0.10%

152,681

ALLIANCEBERNSTEIN L.P.

$428,184

0.09%

140,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	140,850	$428,184	100.0%	Defined

Brevan Howard Capital Management LP

$397,574

0.09%

130,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	130,781	$397,574	100.0%	Defined

XTX Topco Ltd

$389,387

0.08%

128,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	128,088	$389,387	100.0%	Defined

CITADEL ADVISORS LLC

$389,120

0.08%

128,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	128,000	$389,120	100.0%	Defined

Virtus Investment Advisers, LLC

$381,103

0.08%

125,363

WEALTH EFFECTS LLC

$372,856

0.08%

122,650

LPL Financial LLC

$370,734

0.08%

121,952

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$357,752

0.08%

117,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	91,538	$278,275	77.8%	Defined
Global X Management (AUS) Ltd joint	26,144	$79,477	22.2%	Defined

MetLife Investment Management, LLC

$355,242

0.08%

116,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	116,856	$355,242	100.0%	Defined

PROFUND ADVISORS LLC

$345,337

0.07%

113,598

Jefferies Financial Group Inc.

$334,400

0.07%

110,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Investment Advisers LLC	110,000	$334,400	100.0%	Defined

JPMORGAN CHASE & CO

$324,137

0.07%

106,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	86,244	$262,181	80.9%	Defined
J.P. Morgan Investment Management Inc.	3,474	$10,560	3.3%	Defined
J.P. Morgan Securities LLC	2,508	$7,624	2.4%	Defined
J.P. Morgan Securities plc	14,399	$43,772	13.5%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$314,640

0.07%

103,500

Susquehanna Portfolio Strategies, LLC

$314,256

0.07%

103,374

ADAR1 Capital Management, LLC

$312,581

0.07%

102,823

Mariner, LLC

$307,413

0.07%

101,123

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$304,000

0.07%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	100,000	$304,000	100.0%	Defined

Summit Financial Wealth Advisors, LLC

$295,403

0.06%

103,288

CANADA PENSION PLAN INVESTMENT BOARD

$265,392

0.06%

87,300

Grantham, Mayo, Van Otterloo & Co. LLC

$254,864

0.05%

83,837

Vanguard Global Advisers, LLC

$228,136

0.05%

75,045

KINGSWOOD WEALTH ADVISORS, LLC

$226,480

0.05%

74,500

RENAISSANCE TECHNOLOGIES LLC

$217,664

0.05%

71,600

AMERIPRISE FINANCIAL INC

$208,455

0.04%

68,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	44,618	$135,638	65.1%	Defined
Threadneedle Asset Management Holdings LTD	23,953	$72,817	34.9%	Defined

IEQ CAPITAL, LLC

$203,540

0.04%

66,954

HSBC HOLDINGS PLC

$195,958

0.04%

64,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	64,460	$195,958	100.0%	Defined

Leonteq Securities AG

$194,560

0.04%

64,000

Police & Firemen's Retirement System of New Jersey

$178,220

0.04%

58,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	58,625	$178,220	100.0%	Defined

AXQ CAPITAL, LP

$172,702

0.04%

56,810

ENVESTNET ASSET MANAGEMENT INC

$172,498

0.04%

56,743

Corient Private Wealth LLC

$164,847

0.04%

54,226

MERCER GLOBAL ADVISORS INC /ADV

$161,469

0.03%

53,115

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Key facts CIK 1326190 CUSIP 02155H200 13F (30d) 19 filings 19 filers Visit website Investor relations