RZLT · Rezolute, Inc. · Holdings

$3.90 +0.04 (+0.91%)

Russell 2000 member Rebalance outlook locked

Market Cap

$373.35M

96.72M

Volume · Oct 23 372.08K Avg daily vol (3M) 1.5M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RZLT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 147

Total Value: $465,363,397

Total Shares: 89,501,871

Showing 1–100 of 151 holdings by value · page 1 of 2

Institutional Ownership Trend

24 quarters

Holder Concentration

Across 147 13F filers

Top Holder

14.5%

of institutional value

Top 5

45.9%

of institutional value

Top 10

61.9%

of institutional value

HHI

566

Broadly held

Who Holds RZLT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 144 filers, like-for-like change +0.4%; actively managed books -3.7%; index-like books +15.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	54.3%	78	-0.5%	20	12
Exempt adviser	0.1%	1	-21.2%	0	2
Adviser	16.5%	5	+9.9%	3	0
Bank	5.0%	12	-46.5%	2	0
Insurer	0.0%	1	+4.5%	0	0
Broker-dealer	0.2%	2	+147.7%	1	0
Benefit plan	0.1%	2	+1224.4%	1	0
Non-US	0.3%	7	+151.4%	3	0
Holding company	12.7%	7	+11.7%	2	0
Unknown	10.8%	29	+21.1%	7	5

Style	Share	Filers	Change	New	Exited
Index-like	24.8%	17	+15.5%	0	0
Systematic-like	10.5%	14	-12.9%	5	4
Concentrated	22.4%	20	+10.6%	6	3
Diversified active	42.3%	93	-7.6%	28	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	38.8%	72	+2.9%	17	8
Medium turnover	38.5%	33	+0.3%	7	3
High turnover	14.9%	29	-0.4%	11	8
Unknown	7.8%	10	-8.4%	4	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.8%	21	-5.1%	9	3
Medium horizon	18.6%	20	+26.0%	3	3
Long horizon	54.1%	88	-2.2%	22	10
Unknown	17.5%	15	-8.8%	5	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.3%	22	+38.0%	7	2
$1B to $10B	17.0%	30	-7.3%	8	6
$10B to $100B	38.0%	38	+13.6%	15	9
$100B or more	39.7%	54	-9.7%	9	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.4%	25	+89.3%	10	5
Pooled investment vehicles	33.5%	26	-6.8%	6	6
Registered funds and BDCs	13.6%	11	-12.3%	0	0
Pension and profit sharing plans	0.0%	2	+94.0%	1	0
Insurance companies	0.1%	3	+12.2%	0	0
Governments and sovereign funds	0.1%	1	-10.0%	0	1
Other investment advisers	0.0%	1	0.0%	0	0
Diversified	6.1%	8	+126.4%	2	0
Other	0.0%	0	—	0	0
Unknown	46.2%	67	+2.6%	20	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	25.6%	30	+4.6%	12	9
Private equity funds	2.2%	8	+5.2%	2	1
Venture capital funds	10.9%	2	+2.9%	0	0
Real estate funds	0.0%	3	+492.2%	1	1
Other private funds	4.1%	7	-14.2%	0	0
Mixed private funds	0.2%	2	+13.3%	0	0
Private funds, type not stated	1.4%	1	-1.2%	0	0
No private funds	9.9%	26	-10.8%	5	3
Unknown	45.6%	65	+1.6%	19	5

Location	Share	Filers	Change	New	Exited
United States	98.2%	127	+2.4%	34	16
Outside the US	1.7%	16	-52.8%	5	3
Unknown	0.1%	1	0.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

144 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.39% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

43.0%

of shares outstanding, 94th percentile

Mar 31, 2026: 42.6%

Private-fund advisers

40.0%

of shares outstanding

Institutional ownership

90.0%

100.9% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

64.0%

of 13F shares, Herfindahl 0.060

Active holders

-3.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (1 institutional, 2 passive, 0 exempt)

How long holders have held it value-weighted 8.5 quarters

Under 1 year 38.9% 1 to 3 years 37.8% 3 years or more 23.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.31

estimated per share

Mar 31, 2026: $5.66

Quarter-end price

$5.20

implied by 13F values

Estimated gain or loss

-2.1%

price against the estimated cost

Estimated at a loss

44.6%

of costed 13F value

Estimated cost covers 76.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RZLT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SLGL Sol-Gel Technologies Ltd.	4	0.344
2	NMRA Neumora Therapeutics, Inc.	5	0.333
3	QTTB Q32 Bio Inc.	5	0.323
4	CGEM Cullinan Therapeutics, Inc.	6	0.316
5	NXTC NextCure, Inc.	3	0.316
6	EPRX Eupraxia Pharmaceuticals Inc.	5	0.313
7	RLMD Relmada Therapeutics, Inc.	6	0.310
8	PALI Palisade Bio, Inc.	6	0.298
9	TENX Tenax Therapeutics, Inc.	5	0.296
10	SGP SpyGlass Pharma, Inc.	3	0.293

Shareholder Targets

13F filers that own its peers but not RZLT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SLGL, NMRA, QTTB, CGEM, NXTC, EPRX, RLMD, PALI, TENX, SGP, MGNX, ELVN, COAG, ZURA, FBRX, AMAN, AVR, SLDB, MNPR, DMRA. 397 filers in all.

#	Filer	In peers	Of book	Largest peers
1	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$480,026,382 8 held	9.50%	ELVN, QTTB, FBRX
2	Polar Capital Holdings Plc Registered adviser, Diversified active	$355,488,222 3 held	1.01%	ELVN, MNPR, RLMD
3	Fairmount Funds Management LLC Registered adviser, Concentrated	$320,799,063 2 held	21.2%	DMRA, ELVN
4	Commodore Capital LP Registered adviser, Concentrated	$245,675,640 4 held	14.7%	ELVN, DMRA, ZURA
5	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$234,608,110 6 held	3.78%	SLDB, AVR, DMRA
6	Venrock Adviser, LLC Registered adviser, Concentrated	$230,898,996 5 held	7.00%	DMRA, RLMD, ZURA
7	MPM BIOIMPACT LLC Adviser, Diversified active	$224,580,762 3 held	13.7%	CGEM, ZURA, FBRX
8	NOVO HOLDINGS A/S Unknown, Concentrated	$204,301,601 2 held	11.9%	COAG, ELVN
9	Deep Track Capital, LP Adviser, Diversified active	$179,338,594 3 held	2.73%	COAG, SLDB, ELVN
10	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$176,759,442 11 held	0.250%	ELVN, RLMD, MNPR

Fund Ownership of RZLT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.45% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.72%	+0.25 pp	2,629,770	52
Index ETFs	8.73%	+0.63 pp	8,445,297	24
Active ETFs	0.79%	+0.64 pp	760,447	11
Active funds	16.43%	+14.25 pp	15,891,012	51
Unclassified	0.03%	+0.03 pp	33,579	1
All registered funds	28.70%	+15.81 pp	27,760,105	139

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 81 Exempt adviser 1 Adviser 5 Bank 12 Insurer 1 Broker-dealer 2 Benefit plan 2 Non-US 7 Holding company 7 Unknown 29

Showing 100 of 151

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FEDERATED HERMES, INC.

$67,551,426

14.52%

12,990,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	12,990,659	$67,551,426	100.0%	Defined

RA CAPITAL MANAGEMENT, L.P.

$49,114,202

10.55%

9,445,039

BlackRock, Inc.

$40,135,111

8.62%

7,718,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	357,328	$1,858,105	4.6%	Sole
BlackRock Investment Management, LLC	249,330	$1,296,516	3.2%	Sole
BLACKROCK ADVISORS LLC	751,190	$3,906,188	9.7%	Sole
BlackRock Fund Advisors	3,225,912	$16,774,742	41.8%	Sole
BlackRock Institutional Trust Company, N.A.	2,916,685	$15,166,762	37.8%	Sole
BlackRock Japan Co. Ltd	13,787	$71,692	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	19,984	$103,916	0.3%	Sole
Aperio Group, LLC	184,075	$957,190	2.4%	Sole

Opaleye Management Inc.

$32,760,000

7.04%

6,300,000

Balyasny Asset Management L.P.

$24,242,602

5.21%

4,662,039

VANGUARD CAPITAL MANAGEMENT LLC

$19,946,300

4.29%

3,835,827

Siren, L.L.C.

$17,307,092

3.72%

3,328,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invus Group, LLC	3,328,287	$17,307,092	100.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$13,320,600

2.86%

2,561,654

JENNISON ASSOCIATES LLC

$12,788,401

2.75%

2,459,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	2,459,308	$12,788,401	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$11,284,800

2.42%

2,170,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	308,688	$1,605,177	14.2%	Defined
Held directly	1,861,466	$9,679,623	85.8%	Defined

STATE STREET CORP

$9,620,665

2.07%

1,850,128

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,850,128	$9,620,665	100.0%	Defined

D. E. Shaw & Co., Inc.

$9,564,656

2.06%

1,839,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,731,515	$9,003,878	94.1%	Defined
D. E. Shaw Investment Management, L.L.C. joint	107,842	$560,778	5.9%	Defined

MORGAN STANLEY

$8,417,670

1.81%

1,618,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	381	$1,981	0.0%	Defined
MORGAN STANLEY & CO. LLC	737,218	$3,833,533	45.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	730,770	$3,800,004	45.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,227	$16,780	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	147,187	$765,372	9.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,772,960

1.67%

1,494,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,494,800	$7,772,960	100.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$7,179,879

1.54%

1,380,746

GOLDMAN SACHS GROUP INC

$6,847,265

1.47%

1,316,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	794,698	$4,132,429	60.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	522,084	$2,714,836	39.6%	Defined

Nuveen, LLC

$6,735,086

1.45%

1,295,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	25,681	$133,541	2.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	239,040	$1,243,008	18.5%	Defined
TEACHERS ADVISORS, LLC joint	1,030,488	$5,358,537	79.6%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$6,352,725

1.37%

1,221,678

Blackstone Inc.

$5,631,220

1.21%

1,082,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	1,082,927	$5,631,220	100.0%	Other

AQR CAPITAL MANAGEMENT LLC

$5,241,400

1.13%

1,007,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	36	$187	0.0%	Other
Compound Planning, Inc.	101	$525	0.0%	Other
Arax Advisory Partners	11,238	$58,437	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	6,115	$31,798	0.6%	Other
Stokes Family Office, LLC	1,948	$10,129	0.2%	Other
Held directly	988,524	$5,140,324	98.1%	Defined

Affinity Asset Advisors, LLC

$5,200,000

1.12%

1,000,000

GREAT POINT PARTNERS LLC

$4,949,406

1.06%

951,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JAY JEFFREY R joint	951,809	$4,949,406	100.0%	Defined

Ikarian Capital, LLC

$4,862,062

1.04%

935,012

Squadron Capital Management LLC

$4,680,000

1.01%

900,000

DIMENSIONAL FUND ADVISORS LP

$4,631,809

1.00%

890,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,134	$11,096	0.2%	Defined
DFA Australia Ltd.	26,118	$135,813	2.9%	Defined
Dimensional Ireland Ltd	41,304	$214,780	4.6%	Defined
Held directly	821,177	$4,270,120	92.2%	Sole

22NW, LP

$4,267,395

0.92%

820,653

Velan Capital Investment Management LP

$3,900,000

0.84%

750,000

BANK OF AMERICA CORP /DE/

$3,797,726

0.82%

730,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	56,217	$292,328	7.7%	Defined
BOFA SECURITIES, INC.	674,115	$3,505,398	92.3%	Defined

NORTHERN TRUST CORP

$3,771,408

0.81%

725,271

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	712,978	$3,707,485	98.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	12,293	$63,923	1.7%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,762,657

0.81%

723,588

Woodline Partners LP

$3,181,344

0.68%

611,797

VANGUARD FIDUCIARY TRUST CO

$2,969,392

0.64%

571,037

MILLENNIUM MANAGEMENT LLC

$2,689,616

0.58%

517,234

J. Goldman & Co LP

$2,602,106

0.56%

500,405

Integral Health Asset Management, LLC

$2,600,000

0.56%

500,000

UBS Group AG

$2,579,371

0.55%

496,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	956	$4,971	0.2%	Defined
UBS AG	495,077	$2,574,400	99.8%	Defined

TWO SIGMA INVESTMENTS, LP

$2,241,579

0.48%

431,073

Squadron Capital Management LLC

$2,097,732

0.45%

403,410

Vestal Point Capital, LP

$1,991,594

0.43%

382,999

Knott David M Jr

$1,924,000

0.41%

370,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dorset Partners LLC	370,000	$1,924,000	100.0%	Defined

XTX Topco Ltd

$1,839,084

0.40%

353,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	353,670	$1,839,084	100.0%	Defined

Jupiter Topco LLC

$1,728,214

0.37%

332,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	332,349	$1,728,214	100.0%	Defined

Driehaus Capital Management LLC

$1,505,498

0.32%

289,519

BOOTHBAY FUND MANAGEMENT, LLC

$1,492,166

0.32%

286,955

Susquehanna Portfolio Strategies, LLC

$1,454,133

0.31%

279,641

JANE STREET GROUP, LLC

$1,372,170

0.29%

263,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	263,879	$1,372,170	100.0%	Defined

Schonfeld Strategic Advisors LLC

$1,371,479

0.29%

263,746

FMR LLC

$1,123,808

0.24%

216,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	213,917	$1,112,368	99.0%	Defined
STRATEGIC ADVISERS LLC	2,200	$11,440	1.0%	Defined

Bank of New York Mellon Corp

$1,103,803

0.24%

212,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	78,750	$409,500	37.1%	Defined
The Bank of New York Mellon	131,372	$683,134	61.9%	Defined
BNY Mellon, NA joint	2,145	$11,154	1.0%	Defined
Held directly	3	$15	0.0%	Defined

Russell Investments Group, Ltd.

$1,092,227

0.23%

210,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	127,835	$664,741	60.9%	Defined
Russell Investments Capital, LLC joint	17,229	$89,590	8.2%	Other
Russell Investments Japan Co., LTD. joint	35,400	$184,080	16.9%	Other
Russell Investments Trust Company joint	29,580	$153,816	14.1%	Other

CITADEL ADVISORS LLC

$957,320

0.21%

184,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	184,100	$957,320	100.0%	Defined

Centiva Capital, LP

$822,640

0.18%

158,200

BARCLAYS PLC

$813,222

0.17%

156,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	153,082	$796,026	97.9%	Defined
BARCLAYS CAPITAL INC.	3,307	$17,196	2.1%	Defined

GROUP ONE TRADING LLC

$790,306

0.17%

151,982

PFM Health Sciences, LP

$661,902

0.14%

127,289

Pavaki Capital Management LLC

$624,000

0.13%

120,000

Creative Planning

$610,282

0.13%

117,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	437	$2,272	0.4%	Defined
Held directly	116,925	$608,010	99.6%	Sole

Walleye Capital LLC

$564,480

0.12%

108,554

FRANKLIN RESOURCES INC

$544,466

0.12%

104,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	590	$3,068	0.6%	Defined
FRANKLIN ADVISERS INC	104,115	$541,398	99.4%	Defined

SIMPLEX TRADING, LLC

$526,463

0.11%

101,243

Caption Management, LLC

$520,000

0.11%

100,000

CITADEL ADVISORS LLC

$512,148

0.11%

98,490

ALPS ADVISORS INC

$508,164

0.11%

97,724

AMERIPRISE FINANCIAL INC

$507,790

0.11%

97,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	97,652	$507,790	100.0%	Defined

RHUMBLINE ADVISERS

$490,349

0.11%

94,298

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$488,280

0.10%

93,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	93,900	$488,280	100.0%	Other

SEI INVESTMENTS CO

$486,070

0.10%

93,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	93,475	$486,070	100.0%	Sole

Virtus Investment Advisers, LLC

$425,360

0.09%

81,800

Jain Global LLC

$420,882

0.09%

80,939

DEUTSCHE BANK AG\

$420,055

0.09%

80,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,417	$22,968	5.5%	Defined
DWS Investments UK Ltd	76,363	$397,087	94.5%	Defined

NATIXIS

$405,600

0.09%

78,000

LOS ANGELES CAPITAL MANAGEMENT LLC

$404,679

0.09%

77,823

MARSHALL WACE, LLP

$394,362

0.08%

75,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	75,839	$394,362	100.0%	Other

AlphaCentric Advisors LLC

$375,726

0.08%

72,255

ACADIAN ASSET MANAGEMENT LLC

$364,670

0.08%

70,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	70,129	$364,670	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$355,056

0.08%

68,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	68,280	$355,056	100.0%	Defined

WELLS FARGO & COMPANY/MN

$353,224

0.08%

67,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	65,984	$343,116	97.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,600	$8,320	2.4%	Defined
Wells Fargo Securities, LLC	344	$1,788	0.5%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$330,761

0.07%

63,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	63,608	$330,761	100.0%	Defined

Mariner, LLC

$321,178

0.07%

61,765

HSBC HOLDINGS PLC

$278,704

0.06%

53,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	53,597	$278,704	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$275,740

0.06%

53,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	17,327	$90,100	32.7%	Defined
Wellington Trust Company, NA joint	35,700	$185,640	67.3%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$266,760

0.06%

51,300

ADAR1 Capital Management, LLC

$253,130

0.05%

48,679

MetLife Investment Management, LLC

$245,476

0.05%

47,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	47,207	$245,476	100.0%	Defined

Invesco Ltd.

$211,509

0.05%

40,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,752	$50,710	24.0%	Defined
Invesco Trust Co joint	30,923	$160,799	76.0%	Defined

CITADEL ADVISORS LLC

$208,000

0.04%

40,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	40,000	$208,000	100.0%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$205,400

0.04%

39,500

CITIGROUP INC

$188,135

0.04%

36,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	36,180	$188,135	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$187,413

0.04%

36,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	36,041	$187,413	100.0%	Defined

JPMORGAN CHASE & CO

$185,924

0.04%

35,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	32,448	$168,729	90.8%	Defined
J.P. Morgan Investment Management Inc.	13	$67	0.0%	Defined
J.P. Morgan Securities LLC	2,000	$10,400	5.6%	Defined
J.P. Morgan Securities plc	1,294	$6,728	3.6%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$185,109

0.04%

35,598

Vanguard Global Advisers, LLC

$182,951

0.04%

35,183

IEQ CAPITAL, LLC

$160,087

0.03%

30,786

Cerity Partners LLC

$149,982

0.03%

28,843

Integrated Wealth Concepts LLC

$142,708

0.03%

27,444

Quadrature Capital Ltd

$131,950

0.03%

25,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	25,375	$131,950	100.0%	Other

AMERICAN CENTURY COMPANIES INC

$129,984

0.03%

24,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	24,997	$129,984	100.0%	Defined

SG Americas Securities, LLC

$122,454

0.03%

23,549

CAPTRUST FINANCIAL ADVISORS

$120,692

0.03%

23,210

Virtu Financial LLC

$118,580

0.03%

22,804

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	22,804	$118,580	100.0%	Defined

Showing the top 100 of 151 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1509261 CUSIP 76200L309 13F (30d) 13 filings 13 filers Visit website Investor relations