RZLT · Rezolute, Inc. · Shareholders & Ownership

$3.88 +0.02 (+0.39%)

Russell 2000 member Rebalance outlook locked

Market Cap

$373.35M

96.72M

Volume · Oct 23 867.21K Avg daily vol (3M) 1.5M

Every disclosed holder of RZLT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RZLT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	144	86,530,871	89.46%	Yes
Insiders (Forms 3, 4, 5)	10	10,460,580	10.82%	Yes
13D/G-only blocks	4	14,219,683	14.70%	Yes
Remaining	—	14,488,801	-14.98%	Negative
Registered funds (N-PORT, not summed)	143	27,856,342	28.80%	No

Shares outstanding: 96,722,333, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RZLT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,990,659	13.43%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
2	RA CAPITAL MANAGEMENT, L.P. 13F CIK 1346824 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,445,039	9.77%	+265,039	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Kim Young-Jin Insider CIK 1768406 · Nov 19, 2025 Director, issuer-wide	8,594,336	8.89%	+21,000	Nov 19, 2025	Director, issuer-wide
4	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	7,718,291	7.98%	+1,404,788	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,065,733	2.14%	+271,174	Jun 30, 2026	iShares Trust, not summed
4.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	636,980	0.66%	+546,371	Jun 30, 2026	iShares Trust, not summed
4.3	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	263,185	0.27%	+80,876	Jun 30, 2026	iShares Trust, not summed
4.4	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · May 29, 2026 BlackRock Funds, not summed	196,603	0.20%	—	May 29, 2026	BlackRock Funds, not summed
4.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	155,100	0.16%	+23,545	Jun 30, 2026	Quantitative Master Series LLC, not summed
5	Federated Hermes Kaufmann Fund Fund S000009729 · Registered fund · Jul 31, 2026 Federated Hermes Equity Funds, not summed	7,484,000	7.74%	0	Jul 31, 2026	Federated Hermes Equity Funds, not summed
6	Opaleye Management Inc. 13F CIK 1595855 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,300,000	6.51%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Dellora Investments LP 13G CIK 1943462 · Registered investment adviser · Aug 5, 2026 Rule 13d-1(c), passive investor	5,721,834	5.92%	—	Aug 5, 2026	Rule 13d-1(c), passive investor
8	Federated Hermes Kaufmann Small Cap Fund Fund S000009730 · Registered fund · Jul 31, 2026 Federated Hermes Equity Funds, not summed	5,340,860	5.52%	0	Jul 31, 2026	Federated Hermes Equity Funds, not summed
9	Balyasny Asset Management L.P. 13F CIK 1218710 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,662,039	4.82%	-386,382	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Balyasny Asset Management L.P. 13G CIK 1218710 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	4,662,039	4.82%	-386,382	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
10	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,835,827	3.97%	+313,747	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Siren, L.L.C. 13F CIK 2005245 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,328,287	3.44%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Nantahala Capital Management, LLC 13G CIK 1472322 · Registered investment adviser · Dec 31, 2024 Rule 13d-1(b), qualified institution	2,857,982	2.95%	-2,108,735	Dec 31, 2024	Rule 13d-1(b), qualified institution
13	Adage Capital Management, L.P. 13G CIK 1535978 · Investment adviser · Sep 30, 2024 Rule 13d-1(b), qualified institution	2,842,163	2.94%	—	Sep 30, 2024	Rule 13d-1(b), qualified institution
14	Vivo Opportunity Fund Holdings, L.P. 13G CIK 1930214 · Unknown · Sep 30, 2024 Rule 13d-1(c), passive investor	2,797,704	2.89%	-445,138	Sep 30, 2024	Rule 13d-1(c), passive investor
15	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,744,647	2.84%	+267,410	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
16	JACOBS LEVY EQUITY MANAGEMENT, INC 13F CIK 884414 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,561,654	2.65%	+2,341,247	Jun 30, 2026	carried, not yet filed for the newest quarter
17	JENNISON ASSOCIATES LLC 13F CIK 53417 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,459,308	2.54%	-979,573	Jun 30, 2026	carried, not yet filed for the newest quarter
18	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,170,154	2.24%	+205,795	Jun 30, 2026	carried, not yet filed for the newest quarter
19	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,850,128	1.91%	+78,287	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	25,200	0.03%	+100	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
19.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	1,976	0.00%	-283	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
20	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,839,357	1.90%	+73,377	Jun 30, 2026	carried, not yet filed for the newest quarter
21	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,618,783	1.67%	-1,128,888	Jun 30, 2026	carried, not yet filed for the newest quarter
22	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,380,746	1.43%	-1,601,019	Jun 30, 2026	carried, not yet filed for the newest quarter
23	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,316,782	1.36%	+714,486	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	117,274	0.12%	+1,560	May 31, 2026	Goldman Sachs ETF Trust, not summed
23.2	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	54,979	0.06%	0	Jul 31, 2026	Goldman Sachs Trust, not summed
23.3	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	42,514	0.04%	0	Jul 31, 2026	Goldman Sachs Trust, not summed
23.4	Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund Fund S000009355 · Registered fund · Jun 30, 2026 Goldman Sachs Variable Insurance Trust, not summed	14,491	0.02%	—	Jun 30, 2026	Goldman Sachs Variable Insurance Trust, not summed
23.5	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	14,320	0.01%	+3,288	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
24	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,295,209	1.34%	+1,197,523	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	239,040	0.25%	—	Jun 30, 2026	College Retirement Equities Fund, not summed
24.2	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	104,184	0.11%	+37,064	Jul 31, 2026	TIAA-CREF Funds, not summed
24.3	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	71,353	0.07%	—	Jul 31, 2026	TIAA-CREF Funds, not summed
24.4	Nuveen Life Small Cap Equity Fund Fund S000005093 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	17,291	0.02%	—	Jun 30, 2026	TIAA-CREF Life Funds, not summed
25	KENNEDY CAPITAL MANAGEMENT LLC 13F CIK 884589 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,221,678	1.26%	-14,420	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Blackstone Inc. 13F CIK 1393818 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,082,927	1.12%	+1,082,927	Jun 30, 2026	carried, not yet filed for the newest quarter
27	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,007,962	1.04%	+211,266	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	16,645	0.02%	—	Mar 31, 2026	AQR Funds, not summed
28	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,005,732	1.04%	+40,401	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
29	Affinity Asset Advisors, LLC 13F CIK 1773195 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,000,000	1.03%	-547,641	Jun 30, 2026	carried, not yet filed for the newest quarter
30	GREAT POINT PARTNERS LLC 13F CIK 1281446 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	951,809	0.98%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Ikarian Capital, LLC 13F CIK 1778253 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	935,012	0.97%	+918,533	Jun 30, 2026	carried, not yet filed for the newest quarter
32	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	890,733	0.92%	+360,504	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	319,926	0.33%	+5,512	Jul 31, 2026	Dimensional ETF Trust, not summed
32.2	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	157,858	0.16%	+61,225	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
32.3	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	144,130	0.15%	+59,403	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
32.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	50,203	0.05%	+35,275	Jul 31, 2026	Dimensional ETF Trust, not summed
32.5	Dimensional US Core Equity Market ETF Fund S000069432 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	19,647	0.02%	+13,881	Jul 31, 2026	Dimensional ETF Trust, not summed
33	22NW, LP 13F CIK 1694297 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	820,653	0.85%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Velan Capital Investment Management LP 13F CIK 1848809 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	750,000	0.78%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
35	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	730,332	0.76%	-2,240,217	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	BANK OF AMERICA CORP /DE/ 13G CIK 70858 · Bank · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,176,889	1.22%	-4,887,597	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
36	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	725,271	0.75%	+92,450	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	40,520	0.04%	+12,067	Jun 30, 2026	Northern Funds, not summed
36.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	21,589	0.02%	-969	Jun 30, 2026	Northern Funds, not summed
37	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	723,588	0.75%	+85,204	Jun 30, 2026	carried, not yet filed for the newest quarter
37.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	411,571	0.43%	-6,540	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
37.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	190,465	0.20%	+31,546	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
37.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	60,257	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
38	VANGUARD STRATEGIC SMALL-CAP EQUITY FUND Fund S000012432 · Registered fund · Jun 30, 2026 VANGUARD HORIZON FUNDS, not summed	629,453	0.65%	-356,996	Jun 30, 2026	VANGUARD HORIZON FUNDS, not summed
39	Woodline Partners LP 13F CIK 1784547 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	611,797	0.63%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Elam Nevan C Insider CIK 1314773 · Jul 2, 2026 Director, CEO, issuer-wide	605,497	0.63%	-8,004	Jul 2, 2026	Director, CEO, issuer-wide
41	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	571,037	0.59%	-28,777	Jun 30, 2026	carried, not yet filed for the newest quarter
42	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	517,234	0.53%	-1,000,445	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Evans Daron Insider CIK 1411726 · Jul 2, 2026 CFO, issuer-wide	508,400	0.53%	-3,062	Jul 2, 2026	CFO, issuer-wide
44	J. Goldman & Co LP 13F CIK 1412741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	500,405	0.52%	-85,487	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Integral Health Asset Management, LLC 13F CIK 1773206 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	500,000	0.52%	-1,500,000	Jun 30, 2026	carried, not yet filed for the newest quarter
46	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	496,033	0.51%	-1,442,021	Jun 30, 2026	carried, not yet filed for the newest quarter
47	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	431,073	0.45%	-399,515	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Squadron Capital Management LLC 13F CIK 2050709 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	403,410	0.42%	+403,410	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Vestal Point Capital, LP 13F CIK 1974915 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	382,999	0.40%	+382,999	Jun 30, 2026	carried, not yet filed for the newest quarter
50	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	372,322	0.38%	-26,697	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed

13 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 229 holders

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Key facts CIK 1509261 CUSIP 76200L309 13F (30d) 13 filings 13 filers Visit website Investor relations