SWAN Capital LLC

Registered adviser

CIK

1952722

Location

PENSACOLA, FL

Portfolio Value

Small $292,150,286

Diversification

Diversified

Filing Date

Global Rank

#5,323 / 8,818 ▲ 254

Top Industry

Insurance - Diversified 35.0%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

13 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 305793

Roster of Oct 1, 2026

Regulatory AUM

$351,424,782

Main clients

Individuals and high net worth (91% of AUM)

Private funds

6 funds · Private equity funds

Focus by gross assets, Schedule D of Nov 25, 2024

$48,921,259 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 25, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$26,541,291 gross assets in 2 funds Private equity funds $13,541,291 (1) Real estate funds $13,000,000 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$351,424,782	Individuals and high net worth (91%)
Apr 2025 to Mar 2026	$268,895,818	Individuals and high net worth (89%)
Dec 2024 to Mar 2025	$190,671,290	Individuals and high net worth (93%)
Apr 2024 to Nov 2024	$190,671,290	Individuals and high net worth (93%)
May 2023 to Mar 2024	$102,412,391	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.5% of the book (60%+)

Turnover

Low turnover

26.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 87.1%; sector active share 78.5% against the combined 13F book's sector weights.

Over time 13 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

578 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

24.4%

−2.4 pts

Top 5

69.7%

−2.4 pts

Top 10

93.5%

−0.3 pts

HHI

1,271

Diversified−117

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.3%	$266,848,485	117
Financial Services	3.3%	$9,590,064	59
Technology	2.5%	$7,331,633	80
Utilities	0.7%	$1,915,581	14
Consumer Cyclical	0.5%	$1,571,430	43
Communication Services	0.4%	$1,064,946	29
Healthcare	0.4%	$1,063,864	39
Industrials	0.3%	$995,922	65
Energy	0.3%	$974,306	39
Consumer Defensive	0.2%	$538,736	24
Basic Materials	0.1%	$157,657	54
Real Estate	0.0%	$97,662	15

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+74,433	89,157	$10,656,044
PFF	iShares Preferred and Income Securities ETF	+71,207	575,662	$17,551,934
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	+46,869	187,705	$12,621,284
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+39,842	422,205	$21,207,357
—		+15,520	293,502	$22,086,025
VIGI	Vanguard Whitehall Funds	+13,499	134,663	$12,574,830
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+10,031	115,374	$18,232,553
VPU	VANGUARD UTILITIES INDEX FUND	+9,904	83,344	$16,312,921
VNQ	VANGUARD REAL ESTATE INDEX FUND	+7,908	230,437	$22,221,039
VIG	Vanguard Specialized Funds	+7,018	77,910	$18,435,064
VO	VANGUARD MID-CAP INDEX FUND	+2,244	2,542	$204,808
OMAH	VistaShares Target 15 Berkshire Select Income ETF	+1,822	3,063	$56,481
DRKY		+1,716	2,913	$60,418
TSPY	TappAlpha S&P 500 Growth & Daily Income ETF	+1,358	2,316	$0
DYLG	Global X Dow 30 Covered Call & Growth ETF	+1,273	2,154	$60,029
IGLD	FT Vest Gold Strategy Target Income ETF	+951	1,605	$33,801
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+837	283,514	$27,841,074
EFAS	Global X MSCI SuperDividend EAFE ETF	+825	1,410	$30,117
KQQQ	Kurv Technology Titans Select ETF	+798	1,636	$49,685
WTPI	WisdomTree Equity Premium Income Fund	+685	1,151	$37,741
QQQI	NEOS Nasdaq-100(R) High Income ETF	+625	1,186	$67,352
RUM	RUM Group Inc.	+600	742	$4,704
IDVO	Amplify CWP International Enhanced Dividend Income ETF	+423	723	$30,366
SHOP	Shopify Inc.	+393	868	$99,108
DIVO	Amplify CWP Enhanced Dividend Income ETF	+204	312	$14,258
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−10,481	58,509	$7,478,035
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	−7,739	52,018	$5,530,033
VDE	VANGUARD ENERGY INDEX FUND	−7,494	76,808	$11,531,185
UP	Wheels Up Experience Inc.	−5,710	300	$2,691
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−4,866	33,960	$6,710,496
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−4,408	27,930	$6,786,710
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	−4,257	21,783	$7,966,043
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	−4,017	27,713	$4,275,838
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−3,859	46,936	$3,879,260
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	−3,848	25,316	$7,754,290
BRK-B	Berkshire Hathaway Inc	−1,689	17,674	$8,843,892
F	Ford Motor Co	−1,206	523	$7,269
QQQ	Invesco Qqq Trust, Series 1	−829	944	$695,161
XOM	ExxonMobil Holdings Corp	−704	3,618	$494,652
AMZN	Amazon Com Inc	−659	1,775	$423,053
ET	Energy Transfer LP	−638	30	$574
FSSL	FS Specialty Lending Fund	−586	413	$4,604
PFE	Pfizer Inc	−583	11,171	$268,997
AAPL	Apple Inc.	−479	11,888	$3,439,911
CVS	CVS HEALTH Corp	−436	42	$4,344
EPD	Enterprise Products Partners L.P.	−404	202	$7,425
KMI	Kinder Morgan, Inc.	−400	2,742	$87,661
RVI	Robinhood Ventures Fund I	−378	6	$196
INTC	Intel Corp	−357	806	$112,541
VZ	Verizon Communications Inc	−343	1,218	$51,570
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FBCG	Fidelity Covington Trust	5,488	$340,859
VTV	VANGUARD VALUE INDEX FUND	1,115	$242,991
VB	Vanguard Index Funds	448	$135,797
VUG	VANGUARD GROWTH INDEX FUND	1,110	$95,615
COWZ	Pacer US Cash Cows 100 ETF	1,212	$75,386
VXUS	Vanguard Total International Stock ETF	701	$59,928
VEA	Vanguard FTSE Developed Markets ETF	749	$53,366
SPCX	Space Exploration Technologies Corp	271	$46,303
BIV	Vanguard Bond Index Funds	597	$45,789
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	610	$44,780
FDXF	FedEx Freight Holding Company, Inc.	258	$38,958
V	Visa Inc.	100	$34,309
DFCF	Dimensional Core Fixed Income ETF	743	$31,362
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	490	$29,248
CBRS	Cerebras Systems Inc.	100	$22,100
IVV	iShares Core S&P 500 ETF	23	$17,224
PH	Parker-Hannifin Corp	11	$10,759
FIX	Comfort Systems USA Inc	5	$9,909
IONQ	IonQ, Inc.	160	$8,521
EQT	EQT Corp	121	$6,433
ABBV	AbbVie Inc.	23	$5,787
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	139	$5,580
XLRI	State Street(R) Real Estate Select Sector SPDR(R) Premium Income ETF	213	$5,035
SCHF	Schwab International Equity ETF	168	$4,653
AMP	Ameriprise Financial Inc	10	$4,587
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MA	Mastercard Inc	125	$62,457
UNM	Unum Group	300	$21,909
ROAD	Construction Partners, Inc.	150	$16,668
SIL	Global X Silver Miners ETF	168	$15,133
WDC	Western Digital Corp	52	$14,065
GDX	VanEck Gold Miners ETF	145	$13,306
AEP	American Electric Power Co Inc	100	$13,108
DDOG	Datadog, Inc.	100	$11,805
SNDK	Sandisk Corp	17	$10,800
XOVR	EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF	500	$8,445
IWV	iShares Russell 3000 ETF	22	$8,154
KMB	Kimberly Clark Corp	84	$8,103
WHR	Whirlpool Corp	150	$8,088
PPL	PPL Corp	200	$7,640
PKG	Packaging Corp Of America	33	$7,003
PM	Philip Morris International Inc.	40	$6,613
—		256	$6,328
IAU	Ishares Gold Trust	56	$4,936
BAC	Bank Of America Corp	100	$4,875
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	51	$4,667
VAC	MARRIOTT VACATIONS WORLDWIDE Corp	43	$2,800
GDXJ	VanEck Junior Gold Miners ETF	20	$2,400
CHRS	Coherus Oncology, Inc.	1,300	$2,197
ICVT	iShares Convertible Bond ETF	21	$2,137
BOIL		65	$2,095
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

578 tracked positions · $292,150,286 total · filing declares 580 positions · $292,213,158 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 578 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	283,514	+837	$27,841,074	+4.5%	14	before history	9.53%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	230,437	+7,908	$22,221,039	+12.6%	14	before history	7.61%
		Added	293,502	+15,520	$22,086,025	+6.3%	12	before history	7.56%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	422,205	+39,842	$21,207,357	+11.0%	14	before history	7.26%
VIG	Vanguard Specialized Funds	Added	77,910	+7,018	$18,435,064	+20.9%	14	before history	6.31%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	115,374	+10,031	$18,232,553	+16.9%	14	before history	6.24%
PFF	iShares Preferred and Income Securities ETF	Added	575,662	+71,207	$17,551,934	+14.8%	14	before history	6.01%
VPU	VANGUARD UTILITIES INDEX FUND	Added	83,344	+9,904	$16,312,921	—	14	before history	5.58%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	187,705	+46,869	$12,621,284	+36.4%	11	$65.90	4.32%
VIGI	Vanguard Whitehall Funds	Added	134,663	+13,499	$12,574,830	+17.3%	14	before history	4.30%
VDE	VANGUARD ENERGY INDEX FUND	Reduced	76,808	-7,494	$11,531,185	—	14	before history	3.95%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	89,157	+74,433	$10,656,044	—	14	before history	3.65%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	17,674	-1,689	$8,843,892	−4.7%	14	before history	3.03%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	21,783	-4,257	$7,966,043	+1.2%	14	before history	2.73%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	25,316	-3,848	$7,754,290	+3.3%	14	before history	2.65%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	58,509	-10,481	$7,478,035	−1.2%	14	before history	2.56%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	27,930	-4,408	$6,786,710	−3.4%	14	before history	2.32%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	33,960	-4,866	$6,710,496	−6.2%	14	before history	2.30%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Reduced	52,018	-7,739	$5,530,033	−1.3%	7	$82.13	1.89%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Reduced	27,713	-4,017	$4,275,838	−7.6%	14	before history	1.46%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	46,936	-3,859	$3,879,260	−7.7%	14	before history	1.33%
AAPL	Apple Inc. Technology	Reduced	11,888	-479	$3,439,911	+9.6%	14	before history	1.18%
SO	Southern Co Utilities	Reduced	18,332	-45	$1,754,555	−1.1%	14	before history	0.60%
NVDA	Nvidia Corp Technology	Reduced	6,150	-115	$1,230,553	+12.6%	10	unpriced	0.42%
QQQ	Invesco Qqq Trust, Series 1	Reduced	944	-829	$695,161	−32.1%	3	$609.39	0.24%
VOO	VANGUARD 500 INDEX FUND	Held	992	0	$681,315	+14.9%	10	unpriced	0.23%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,661	0	$614,636	+15.3%	10	unpriced	0.21%
GOOG	Alphabet Inc. Communication Services	Reduced	1,665	-60	$588,294	+18.9%	12	before history	0.20%
XOM	ExxonMobil Holdings Corp Energy	Reduced	3,618	-704	$494,652	−32.5%	9	$110.86	0.17%
MCD	Mcdonalds Corp Consumer Cyclical	Held	1,617	0	$437,091	−13.0%	9	$296.35	0.15%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,775	-659	$423,053	−16.5%	12	before history	0.14%
MSFT	Microsoft Corp Technology	Added	1,131	+38	$421,885	+4.3%	12	before history	0.14%
FBCG	Fidelity Covington Trust	NEW	5,488	NEW	$340,859	NEW	1	$59.37	0.12%
MU	Micron Technology Inc Technology	Reduced	257	-209	$296,652	+88.4%	6	$228.08	0.10%
LLY	ELI LILLY & Co Healthcare	Added	240	+90	$287,863	+108.6%	9	$881.87	0.10%
MSI	Motorola Solutions, Inc. Technology	Held	655	0	$272,014	−4.3%	6	$445.99	0.09%
PFE	Pfizer Inc Healthcare	Reduced	11,171	-583	$268,997	−18.5%	12	before history	0.09%
AMD	Advanced Micro Devices Inc Technology	Reduced	426	-89	$247,467	+136.2%	9	$144.36	0.08%
VTV	VANGUARD VALUE INDEX FUND	NEW	1,115	NEW	$242,991	NEW	1	unpriced	0.08%
GE	General Electric Co Industrials	Held	627	0	$234,328	+31.7%	9	unpriced	0.08%
BLK	BlackRock, Inc. Financial Services	Added	224	+3	$215,389	+1.3%	7	$1,013.67	0.07%
VO	VANGUARD MID-CAP INDEX FUND	Added	2,542	+2,244	$204,808	+139.3%	9	unpriced	0.07%
SOXX	iShares Semiconductor ETF	Reduced	312	-156	$199,917	+30.0%	3	unpriced	0.07%
HD	Home Depot, Inc. Consumer Cyclical	Held	557	0	$196,442	+7.2%	12	before history	0.07%
NTNX	Nutanix, Inc. Technology	Held	3,832	0	$195,278	+34.1%	14	before history	0.07%
WMT	Walmart Inc. Consumer Defensive	Reduced	1,542	-90	$174,646	−13.9%	9	$84.98	0.06%
FDX	Fedex Corp Industrials	Held	518	0	$162,201	−12.1%	9	unpriced	0.06%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Held	1,827	0	$161,762	+7.4%	9	$67.74	0.06%
SMH	VanEck Semiconductor ETF	Reduced	236	-1	$154,790	+70.4%	3	$351.07	0.05%
PLTR	Palantir Technologies Inc. Technology	Reduced	1,239	-105	$144,554	−26.5%	9	$105.53	0.05%

Showing the top 50 of 578 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.