PATRICK M SWEENEY & ASSOCIATES, INC

Registered adviser

CIK

2010453

Location

LIBERTYVILLE, IL

Portfolio Value

Small $176,702,074

Diversification

Diversified

Filing Date

Global Rank

#6,952 / 8,827 ▼ 65 · as of Jun 2026

Top Industry

Drug Manufacturers - General 15.5%

Period ended 38 days ago

Filed Oct 22, 2026 · 16d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 112802

Roster of Nov 1, 2026

Regulatory AUM

$252,538,390

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$252,538,390	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$217,183,226	Individuals and high net worth (100%)
Mar 2024 to Feb 2025	$184,591,496	Individuals and high net worth (100%)
May 2023 to Feb 2024	$137,417,992	Individuals and high net worth (100%)
Apr 2023	$137,417,992	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$161,031,772	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 35.3%, 53.0 effective positions, active share 52.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

5.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.3 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 52.3%; sector active share 25.8% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

177 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.9%

+0.8 pts

Top 5

22.7%

+1.2 pts

Top 10

37.1%

+1.8 pts

HHI

202

Diversified+13

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	22.5%	$39,710,023	18
Technology	17.4%	$30,794,444	24
Financial Services	16.8%	$29,763,221	25
Industrials	14.4%	$25,421,851	30
Unclassified	9.6%	$16,911,070	30
Communication Services	5.0%	$8,821,485	6
Consumer Defensive	4.2%	$7,490,656	10
Consumer Cyclical	4.1%	$7,170,407	9
Energy	3.7%	$6,513,982	10
Utilities	1.0%	$1,850,621	6
Real Estate	0.6%	$1,128,525	5
Basic Materials	0.6%	$1,125,789	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+9,157	132,471	$3,778,072
CRWD	CrowdStrike Holdings, Inc.	+1,381	1,847	$488,993
BMY	Bristol Myers Squibb Co	+885	9,171	$572,270
SCHG	Schwab U.S. Large-Cap Growth ETF	+850	15,413	$553,789
SCHD	Schwab U.S. Dividend Equity ETF	+817	25,332	$824,049
NVDA	Nvidia Corp	+538	5,941	$1,356,805
SCHM	Schwab U.S. Mid-Cap ETF	+529	14,586	$496,215
TSCO	Tractor Supply Co	+507	7,902	$247,253
SCHA	Schwab U.S. Small-Cap ETF	+493	17,136	$559,147
SCHB	Schwab U.S. Broad Market ETF	+336	7,646	$224,104
PAYX	Paychex Inc	+261	3,212	$316,382
NFLX	Netflix Inc	+245	3,879	$269,900
WFC	Wells Fargo & Company	+202	6,944	$555,867
INTC	Intel Corp	+140	7,835	$942,002
IBM	International Business Machines Corp	+133	2,555	$561,921
EUSA	iShares Trust	+130	1,965	$0
BP	Bp PLC	+129	8,403	$369,647
NEE	Nextera Energy Inc	+129	5,227	$395,892
DUK	Duke Energy CORP	+121	2,277	$259,600
MSFT	Microsoft Corp	+117	10,552	$5,412,120
J	Jacobs Solutions Inc.	+115	3,137	$424,341
USB	US Bancorp De	+110	4,212	$243,285
ES	Eversource Energy	+107	5,022	$322,211
MDT	Medtronic plc	+100	7,094	$612,141
TXN	Texas Instruments Inc	+85	1,779	$498,280
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BX	Blackstone Inc.	−961	12,081	$1,354,159
IP	International Paper Co	−393	6,893	$228,640
DIS	Walt Disney Co	−279	6,630	$695,487
TSN	Tyson Foods, Inc.	−270	4,215	$212,983
CVS	CVS HEALTH Corp	−259	33,961	$2,910,118
TFC	Truist Financial Corp	−136	5,700	$263,910
VLO	Valero Energy Corp	−80	4,528	$1,755,098
OKE	Oneok Inc	−75	4,159	$354,637
ADM	Archer-Daniels-Midland Co	−74	6,630	$526,289
CSX	Csx Corp	−63	34,821	$1,619,524
CRM	Salesforce, Inc.	−58	1,735	$398,303
AAPL	Apple Inc.	−58	36,771	$12,245,478
JPM	Jpmorgan Chase & Co	−57	19,511	$6,454,824
DAL	Delta Air Lines, Inc.	−44	5,931	$495,001
FCX	Freeport-Mcmoran Inc	−39	4,708	$329,560
JNJ	Johnson & Johnson	−34	9,092	$2,407,016
MRK	Merck & Co., Inc.	−33	48,177	$7,000,599
ABT	Abbott Laboratories	−29	74,837	$7,396,140
AMT	American Tower Corp	−25	1,257	$205,758
ORCL	Oracle Corp	−24	4,811	$660,550
BA	Boeing Co	−22	4,509	$838,899
TRV	Travelers Companies, Inc.	−22	1,975	$704,107
CAT	Caterpillar Inc	−21	3,601	$2,919,654
CSCO	Cisco Systems, Inc.	−20	8,963	$964,687
ETN	Eaton Corp plc	−19	3,581	$1,538,791
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
CGDV	Capital Group Dividend Value ETF	6,198	$302,772
VMRK	Vivmark Residential	4,410	$267,951
TGT	Target Corp	1,521	$238,325
BDX	Becton Dickinson & Co	1,304	$233,416
CGXU	Capital Group International Focus Equity ETF	6,376	$218,633
MPC	Marathon Petroleum Corp	531	$209,968
MET	Metlife Inc	2,225	$209,506
PLTR	Palantir Technologies Inc.	1,100	$205,755
PANW	Palo Alto Networks Inc	505	$200,641
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
—		1,434	$270,581
FDXF	FedEx Freight Holding Company, Inc.	1,441	$217,591
CTVA	Corteva, Inc.	2,558	$216,637
TJX	Tjx Companies Inc	1,386	$209,979
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

177 tracked positions · $176,702,074 total · filing declares 177 positions · $177,400,103 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 177 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	36,771	-58	$12,245,478	+14.9%	6.93%
ABT	Abbott Laboratories Healthcare	Reduced	74,837	-29	$7,396,140	+8.9%	4.19%
MRK	Merck & Co., Inc. Healthcare	Reduced	48,177	-33	$7,000,599	+13.0%	3.96%
ABBV	AbbVie Inc. Healthcare	Added	26,613	+13	$6,961,694	+4.0%	3.94%
BAC	Bank Of America Corp Financial Services	Added	120,586	+73	$6,563,495	−4.4%	3.71%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	19,511	-57	$6,454,824	+0.8%	3.65%
MSFT	Microsoft Corp Technology	Added	10,552	+117	$5,412,120	+39.0%	3.06%
GOOG	Alphabet Inc. Communication Services	Added	14,590	+1	$4,971,396	−3.6%	2.81%
PFE	Pfizer Inc Healthcare	Added	132,471	+9,157	$3,778,072	+27.2%	2.14%
LLY	ELI LILLY & Co Healthcare	Added	3,049	+22	$3,527,936	−2.8%	2.00%
AMZN	Amazon Com Inc Consumer Cyclical	Added	12,638	+67	$3,148,757	+5.1%	1.78%
CAT	Caterpillar Inc Industrials	Reduced	3,601	-21	$2,919,654	−24.3%	1.65%
CVS	CVS HEALTH Corp Healthcare	Reduced	33,961	-259	$2,910,118	−17.8%	1.65%
QQQ	Invesco Qqq Trust, Series 1	Added	3,896	+11	$2,882,143	+0.7%	1.63%
V	Visa Inc. Financial Services	Added	7,092	+13	$2,548,368	+4.9%	1.44%
JNJ	Johnson & Johnson Healthcare	Reduced	9,092	-34	$2,407,016	+3.9%	1.36%
COST	Costco Wholesale Corp Consumer Defensive	Added	2,575	+4	$2,344,125	−2.5%	1.33%
WM	Waste Management Inc Industrials	Added	9,289	+1	$1,894,212	−8.5%	1.07%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,544	+9	$1,764,734	−0.2%	1.00%
VLO	Valero Energy Corp Energy	Reduced	4,528	-80	$1,755,098	+46.2%	0.99%
CSX	Csx Corp Industrials	Reduced	34,821	-63	$1,619,524	−2.3%	0.92%
AVGO	Broadcom Inc. Technology	Reduced	4,446	-2	$1,561,390	−7.1%	0.88%
AMAT	Applied Materials Inc Technology	Added	3,012	+7	$1,540,276	−29.1%	0.87%
ETN	Eaton Corp plc Industrials	Reduced	3,581	-19	$1,538,791	+0.3%	0.87%
UNP	Union Pacific Corp Industrials	Added	5,603	+5	$1,524,744	+0.1%	0.86%
DE	Deere & Co Industrials	Reduced	2,205	-8	$1,480,767	+5.5%	0.84%
SPY	Spdr S&P 500 ETF Trust	Held	1,899	0	$1,448,234	+2.1%	0.82%
SCHW	Schwab Charles Corp Financial Services	Added	14,116	+28	$1,379,697	+6.1%	0.78%
NVDA	Nvidia Corp Technology	Added	5,941	+538	$1,356,805	+25.5%	0.77%
BX	Blackstone Inc. Financial Services	Reduced	12,081	-961	$1,354,159	−11.8%	0.77%
RTX	RTX Corp Industrials	Added	7,271	+7	$1,349,861	−2.1%	0.76%
GS	Goldman Sachs Group Inc Financial Services	Held	1,455	0	$1,310,023	−11.0%	0.74%
GOOGL	Alphabet Inc. Communication Services	Added	3,773	+64	$1,298,213	−2.1%	0.73%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	10,189	+1	$1,280,451	+5.2%	0.72%
XOM	ExxonMobil Holdings Corp Energy	Added	7,224	+31	$1,175,706	+19.6%	0.67%
META	Meta Platforms, Inc. Communication Services	Added	1,613	+19	$1,169,715	+30.3%	0.66%
URI	United Rentals, Inc. Industrials	Added	1,094	+1	$1,094,853	−11.6%	0.62%
HD	Home Depot, Inc. Consumer Cyclical	Added	3,756	+62	$1,068,544	−18.0%	0.60%
VIG	Vanguard Specialized Funds	Added	4,480	+25	$1,045,228	−0.8%	0.59%
WMT	Walmart Inc. Consumer Defensive	Added	10,037	+35	$1,043,045	−7.9%	0.59%
CMI	Cummins Inc Industrials	Held	1,976	0	$1,020,742	−27.6%	0.58%
CSCO	Cisco Systems, Inc. Technology	Reduced	8,963	-20	$964,687	−8.6%	0.55%
INTC	Intel Corp Technology	Added	7,835	+140	$942,002	−12.3%	0.53%
MMM	3M Co Industrials	Added	5,618	+28	$922,194	+1.9%	0.52%
PEP	Pepsico Inc Consumer Defensive	Reduced	7,224	-4	$915,425	−6.5%	0.52%
VOO	VANGUARD 500 INDEX FUND	Held	1,293	0	$906,211	+2.0%	0.51%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	3,782	+1	$840,587	−9.7%	0.48%
BA	Boeing Co Industrials	Reduced	4,509	-22	$838,899	−14.5%	0.47%
EMR	Emerson Electric Co Industrials	Added	5,392	+1	$836,299	+8.4%	0.47%
IVV	iShares Core S&P 500 ETF	Held	1,085	0	$830,947	+2.3%	0.47%

Showing the top 50 of 177 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.