ALLEN WEALTH MANAGEMENT, LLC

Registered adviser

CIK

2012003

Location

Boone, NC

Portfolio Value

Small $205,180,247

Diversification

Diversified

Filing Date

Global Rank

#6,458 / 8,827 ▼ 372 · as of Jun 2026

Top Industry

Drug Manufacturers - General 12.7%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 133038

Roster of Nov 1, 2026

Regulatory AUM

$664,325,517

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$664,325,517	Individuals and high net worth (99%)
Mar 2025 to Jan 2026	$553,948,253	Individuals and high net worth (99%)
Mar 2024 to Feb 2025	$478,457,556	Individuals and high net worth (99%)
May 2023 to Feb 2024	$382,320,441	Individuals and high net worth (100%)
Feb 2023 to Apr 2023	$382,320,441	Individuals and high net worth (100%)
Mar 2022 to Jan 2023	$369,631,321	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.4% of the book (60%+)

Turnover

Low turnover

23.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.1 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 86.8%; sector active share 55.5% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

52 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.0%

+0.7 pts

Top 5

70.3%

+4.8 pts

Top 10

78.1%

+3.7 pts

HHI

1,267

Diversified+111

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	71.3%	$146,304,907	9
Technology	6.0%	$12,358,945	5
Financial Services	4.9%	$10,053,553	8
Healthcare	4.7%	$9,562,919	7
Industrials	3.4%	$7,032,778	6
Energy	3.2%	$6,525,912	3
Consumer Defensive	2.8%	$5,802,550	7
Basic Materials	1.1%	$2,200,827	2
Consumer Cyclical	1.1%	$2,179,613	2
Real Estate	0.8%	$1,673,281	1
Utilities	0.5%	$1,089,023	1
Communication Services	0.2%	$395,939	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
FNDX	Schwab Fundamental U.S. Large Company ETF	+42,047	1,047,891	$32,977,129
DFIV	Dimensional International Value ETF	+25,612	350,007	$19,551,391
VO	VANGUARD MID-CAP INDEX FUND	+12,219	233,397	$18,302,992
VTV	VANGUARD VALUE INDEX FUND	+5,766	172,058	$37,178,292
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+5,436	108,415	$18,259,254
VDE	VANGUARD ENERGY INDEX FUND	+4,519	104,761	$18,035,653
MDT	Medtronic plc	+2,619	24,474	$2,111,861
PEP	Pepsico Inc	+1,115	14,088	$1,785,231
BAC	Bank Of America Corp	+367	8,476	$461,348
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CSCO	Cisco Systems, Inc.	−8,530	26,686	$2,872,214
PFE	Pfizer Inc	−8,451	14,013	$399,650
AMLP	Alerian MLP ETF	−5,927	28,746	$1,491,055
UL	Unilever PLC	−4,307	7,094	$430,818
LNC	Lincoln National Corp	−3,498	52,407	$2,109,905
C	Citigroup Inc	−3,451	18,386	$2,380,619
RIO	Rio Tinto PLC	−3,431	20,882	$1,966,457
CVX	Chevron Corp	−3,284	19,697	$4,022,324
MRK	Merck & Co., Inc.	−3,085	20,517	$2,981,325
WMT	Walmart Inc.	−3,074	3,315	$344,494
SLB	Slb Limited	−2,438	37,011	$1,803,175
BNY	Bank of New York Mellon Corp	−2,035	12,977	$1,876,863
KO	Coca Cola Co	−1,775	9,691	$834,201
SON	Sonoco Products Co	−1,691	34,536	$1,686,047
SWK	Stanley Black & Decker, Inc.	−1,629	19,662	$1,741,856
TROW	Price T Rowe Group Inc	−1,596	15,183	$1,579,791
DUK	Duke Energy CORP	−1,327	9,552	$1,089,023
NEM	NEWMONT Corp	−1,306	2,032	$234,370
JNJ	Johnson & Johnson	−802	9,958	$2,636,280
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−787	5,972	$2,724,366
FDX	Fedex Corp	−765	1,340	$382,020
V	Visa Inc.	−625	1,647	$591,816
PG	PROCTER & GAMBLE Co	−546	3,292	$478,261
MET	Metlife Inc	−330	2,500	$235,400
JPM	Jpmorgan Chase & Co	−295	2,472	$817,811
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
ACN	Accenture plc	12,709	$2,330,449
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	29,280	$4,003,161
SBUX	Starbucks Corp	3,303	$337,533
GD	General Dynamics Corp	832	$294,727
GNRC	Generac Holdings Inc.	880	$257,672
VZ	Verizon Communications Inc	5,946	$251,753
DFSV	Dimensional US Small Cap Value ETF	6,018	$233,438
ALL	Allstate Corp	904	$215,097
NVO	Novo Nordisk A S	4,272	$204,799
LOW	Lowes Companies Inc	918	$202,409
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

52 tracked positions · $205,180,247 total · filing declares 52 positions · $205,180,598 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 52 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTV	VANGUARD VALUE INDEX FUND	Added	172,058	+5,766	$37,178,292	+2.6%	18.12%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	1,047,891	+42,047	$32,977,129	+5.4%	16.07%
DFIV	Dimensional International Value ETF	Added	350,007	+25,612	$19,551,391	+11.6%	9.53%
VO	VANGUARD MID-CAP INDEX FUND	Added	233,397	+12,219	$18,302,992	+2.7%	8.92%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	108,415	+5,436	$18,259,254	+11.8%	8.90%
VDE	VANGUARD ENERGY INDEX FUND	Added	104,761	+4,519	$18,035,653	+19.8%	8.79%
CVX	Chevron Corp Energy	Reduced	19,697	-3,284	$4,022,324	+5.6%	1.96%
AAPL	Apple Inc. Technology	Reduced	9,769	-272	$3,253,272	+12.0%	1.59%
MRK	Merck & Co., Inc. Healthcare	Reduced	20,517	-3,085	$2,981,325	−1.7%	1.45%
CSCO	Cisco Systems, Inc. Technology	Reduced	26,686	-8,530	$2,872,214	−30.6%	1.40%
LMT	Lockheed Martin Corp Industrials	Reduced	5,468	-143	$2,784,579	−2.6%	1.36%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	5,972	-787	$2,724,366	−15.6%	1.33%
JNJ	Johnson & Johnson Healthcare	Reduced	9,958	-802	$2,636,280	−3.5%	1.28%
C	Citigroup Inc Financial Services	Reduced	18,386	-3,451	$2,380,619	−22.1%	1.16%
ACN	Accenture plc Technology	NEW	12,709	NEW	$2,330,449	NEW	1.14%
MDT	Medtronic plc Healthcare	Added	24,474	+2,619	$2,111,861	+23.5%	1.03%
LNC	Lincoln National Corp Financial Services	Reduced	52,407	-3,498	$2,109,905	+6.8%	1.03%
RIO	Rio Tinto PLC Basic Materials	Reduced	20,882	-3,431	$1,966,457	−14.8%	0.96%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	12,977	-2,035	$1,876,863	−13.5%	0.91%
SLB	Slb Limited Energy	Reduced	37,011	-2,438	$1,803,175	−1.7%	0.88%
PEP	Pepsico Inc Consumer Defensive	Added	14,088	+1,115	$1,785,231	+1.6%	0.87%
SWK	Stanley Black & Decker, Inc. Industrials	Reduced	19,662	-1,629	$1,741,856	−13.1%	0.85%
SON	Sonoco Products Co Consumer Cyclical	Reduced	34,536	-1,691	$1,686,047	−17.4%	0.82%
PSA	Public Storage Real Estate	Reduced	5,916	-249	$1,673,281	−14.7%	0.82%
KMB	Kimberly Clark Corp Consumer Defensive	Reduced	16,849	-279	$1,641,598	−12.7%	0.80%
TROW	Price T Rowe Group Inc Financial Services	Reduced	15,183	-1,596	$1,579,791	−17.2%	0.77%
CAT	Caterpillar Inc Industrials	Reduced	1,891	-260	$1,533,203	−33.1%	0.75%
AMLP	Alerian MLP ETF	Reduced	28,746	-5,927	$1,491,055	−17.1%	0.73%
MSFT	Microsoft Corp Technology	Reduced	2,298	-140	$1,178,644	+29.6%	0.57%
DUK	Duke Energy CORP Utilities	Reduced	9,552	-1,327	$1,089,023	−20.9%	0.53%
KO	Coca Cola Co Consumer Defensive	Reduced	9,691	-1,775	$834,201	−10.5%	0.41%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,472	-295	$817,811	−9.7%	0.40%
AMGN	Amgen Inc Healthcare	Reduced	1,709	-260	$720,360	+1.0%	0.35%
EPD	Enterprise Products Partners L.P. Energy	Held	19,669	0	$700,413	−3.1%	0.34%
V	Visa Inc. Financial Services	Reduced	1,647	-625	$591,816	−24.1%	0.29%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,981	-131	$493,566	−1.9%	0.24%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	3,292	-546	$478,261	−15.0%	0.23%
BAC	Bank Of America Corp Financial Services	Added	8,476	+367	$461,348	−0.2%	0.22%
UL	Unilever PLC Consumer Defensive	Reduced	7,094	-4,307	$430,818	−37.1%	0.21%
NVS	Novartis AG Healthcare	Reduced	2,940	-230	$419,155	−15.6%	0.20%
PFE	Pfizer Inc Healthcare	Reduced	14,013	-8,451	$399,650	−26.1%	0.19%
GOOG	Alphabet Inc. Communication Services	Held	1,162	0	$395,939	−3.6%	0.19%
FDX	Fedex Corp Industrials	Reduced	1,340	-765	$382,020	−42.0%	0.19%
WMT	Walmart Inc. Consumer Defensive	Reduced	3,315	-3,074	$344,494	−52.4%	0.17%
WM	Waste Management Inc Industrials	Held	1,609	0	$328,107	−8.5%	0.16%
GLD	Spdr Gold Trust	Reduced	793	-30	$302,006	−0.4%	0.15%
ABBV	AbbVie Inc. Healthcare	Held	1,125	0	$294,288	+4.0%	0.14%
PM	Philip Morris International Inc. Consumer Defensive	Held	1,509	0	$287,947	+5.5%	0.14%
NOC	Northrop Grumman Corp Industrials	Reduced	544	-101	$263,013	−19.9%	0.13%
MET	Metlife Inc Financial Services	Reduced	2,500	-330	$235,400	−1.7%	0.11%

Showing the top 50 of 52 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.