Compass Financial Services Inc

Registered adviser

CIK

2039088

Location

WEST DES MOINES, IA

Portfolio Value

Small $239,952,970

Diversification

Diversified

Filing Date

Global Rank

#5,586 / 8,827 ▲ 50 · as of Jun 2026

Top Industry

Consumer Electronics 21.4%

Period ended 38 days ago

Filed Nov 6, 2026 · 1d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 109441

Roster of Nov 1, 2026

Regulatory AUM

$407,449,818

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$407,449,818	Individuals and high net worth (99%)
Mar 2025 to Feb 2026	$333,738,881	Individuals and high net worth (99%)
Feb 2024 to Feb 2025	$288,212,009	Individuals and high net worth (99%)
May 2023 to Jan 2024	$254,485,742	Individuals and high net worth (99%)
Feb 2023 to Apr 2023	$254,485,742	Individuals and high net worth (99%)
Apr 2022 to Jan 2023	$275,281,944	Individuals and high net worth (99%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.1% of the book (60%+)

Turnover

Low turnover

15.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 93.5%; sector active share 72.8% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

60 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

26.7%

+3.8 pts

Top 5

73.6%

+4.4 pts

Top 10

90.7%

+4.5 pts

HHI

1,470

Diversified+295

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.2%	$230,940,240	42
Technology	1.4%	$3,347,690	4
Consumer Cyclical	0.8%	$1,917,257	1
Financial Services	0.4%	$1,040,914	6
Communication Services	0.4%	$895,052	2
Industrials	0.2%	$594,321	1
Consumer Defensive	0.2%	$585,290	2
Healthcare	0.1%	$326,725	1
Energy	0.1%	$305,481	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BUFD	FT Vest Laddered Deep Buffer ETF	+108,942	205,318	$6,235,507
BUFR	FT Vest Laddered Buffer ETF	+101,492	175,742	$6,585,052
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	+88,339	198,100	$13,702,577
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+71,901	306,726	$18,790,034
QYLD	Global X NASDAQ 100 Covered Call ETF	+51,559	273,565	$5,074,630
WTPI	WisdomTree Equity Premium Income Fund	+50,114	225,246	$7,390,321
FGD	First Trust Dow Jones Global Select Dividend Index Fund	+21,967	129,236	$4,286,758
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	+16,371	285,920	$13,764,188
FDL	First Trust Morningstar Dividend Leaders Index Fund	+13,471	187,063	$9,186,663
RDVY	First Trust Rising Dividend Achievers ETF	+12,403	148,868	$11,654,875
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+12,122	498,026	$44,702,813
DIVB	BlackRock, Inc.	+11,395	132,746	$0
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+10,911	171,046	$4,768,762
XYLD	Global X S&P 500 Covered Call ETF	+5,034	151,704	$6,298,750
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+4,371	59,853	$7,366,707
WFC	Wells Fargo & Company	+299	3,741	$299,467
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+263	231,633	$22,523,992
PCEF	Invesco Ltd.	+202	13,126	$0
AIQ	Global X Artificial Intelligence & Technology ETF	+100	6,778	$441,654
DGRO	iShares Core Dividend Growth ETF	+21	11,339	$854,847
VIG	Vanguard Specialized Funds	+11	7,111	$1,659,067
ABBV	AbbVie Inc.	+7	1,249	$326,725
TDIV	First Trust NASDAQ Technology Dividend Index Fund	+5	2,835	$319,844
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+3	706	$264,213
XOM	ExxonMobil Holdings Corp	+2	1,877	$305,481
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	−73,598	322,658	$16,252,283
USFR	WisdomTree Floating Rate Treasury Fund	−9,914	41,413	$2,086,801
RSPA		−8,921	54,459	$2,807,361
—		−2,975	79,234	$0
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−2,281	6,019	$367,941
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−1,728	12,708	$1,972,281
SPMO	Invesco Ltd.	−1,706	89,690	$0
IEFA	iShares Core MSCI EAFE ETF	−1,119	6,618	$641,151
SLV	iShares Silver Trust	−551	4,726	$257,614
QQQM	Invesco Ltd.	−408	58,788	$0
CASY	Caseys General Stores Inc	−252	3,151	$1,917,257
KO	Coca Cola Co	−219	2,405	$207,022
MSFT	Microsoft Corp	−179	1,774	$909,884
AAPL	Apple Inc.	−132	5,804	$1,932,848
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	−22	48,929	$11,693,541
NVDA	Nvidia Corp	−21	1,228	$280,450
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−1	2,091	$409,313
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
HDGE	AdvisorShares Ranger Equity Bear ETF	54,235	$852,031
GLDM	World Gold Trust	3,708	$304,723
CRWD	CrowdStrike Holdings, Inc.	848	$224,508
ITOT	iShares Core S&P Total U.S. Stock Market ETF	1,203	$200,034
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
XMHQ	Victory Portfolios II	2,144	$242,014
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

60 tracked positions · $239,952,970 total · filing declares 60 positions · $289,261,034 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 60 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	498,026	+12,122	$44,702,813	+4.7%	18.63%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	231,633	+263	$22,523,992	+1.8%	9.39%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	306,726	+71,901	$18,790,034	+30.2%	7.83%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	322,658	-73,598	$16,252,283	−18.9%	6.77%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Added	285,920	+16,371	$13,764,188	+1.1%	5.74%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Added	198,100	+88,339	$13,702,577	+84.7%	5.71%
VLU	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF	Reduced	48,929	-22	$11,693,541	+0.3%	4.87%
RDVY	First Trust Rising Dividend Achievers ETF	Added	148,868	+12,403	$11,654,875	+5.4%	4.86%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Added	187,063	+13,471	$9,186,663	+8.8%	3.83%
WTPI	WisdomTree Equity Premium Income Fund	Added	225,246	+50,114	$7,390,321	+28.7%	3.08%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	59,853	+4,371	$7,366,707	+11.6%	3.07%
BUFR	FT Vest Laddered Buffer ETF	Added	175,742	+101,492	$6,585,052	+142.8%	2.74%
XYLD	Global X S&P 500 Covered Call ETF	Added	151,704	+5,034	$6,298,750	+5.3%	2.62%
BUFD	FT Vest Laddered Deep Buffer ETF	Added	205,318	+108,942	$6,235,507	+117.7%	2.60%
QYLD	Global X NASDAQ 100 Covered Call ETF	Added	273,565	+51,559	$5,074,630	+24.0%	2.11%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Added	171,046	+10,911	$4,768,762	+1.3%	1.99%
FGD	First Trust Dow Jones Global Select Dividend Index Fund	Added	129,236	+21,967	$4,286,758	+24.9%	1.79%
QQQ	Invesco Qqq Trust, Series 1	Added	5,076	+2	$3,755,072	+0.5%	1.56%
RSPA		Reduced	54,459	-8,921	$2,807,361	−17.0%	1.17%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	41,413	-9,914	$2,086,801	−19.3%	0.87%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	12,708	-1,728	$1,972,281	−13.5%	0.82%
AAPL	Apple Inc. Technology	Reduced	5,804	-132	$1,932,848	+12.5%	0.81%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	3,151	-252	$1,917,257	−29.1%	0.80%
VIG	Vanguard Specialized Funds	Added	7,111	+11	$1,659,067	−1.2%	0.69%
SPY	Spdr S&P 500 ETF Trust	Added	1,677	+2	$1,278,930	+2.2%	0.53%
VOO	VANGUARD 500 INDEX FUND	Added	1,772	+2	$1,241,923	+2.2%	0.52%
MSFT	Microsoft Corp Technology	Reduced	1,774	-179	$909,884	+24.9%	0.38%
DGRO	iShares Core Dividend Growth ETF	Added	11,339	+21	$854,847	−0.3%	0.36%
HDGE	AdvisorShares Ranger Equity Bear ETF	NEW	54,235	NEW	$852,031	NEW	0.36%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,489	0	$741,447	−0.5%	0.31%
GOOGL	Alphabet Inc. Communication Services	Held	2,019	0	$694,697	−3.7%	0.29%
IEFA	iShares Core MSCI EAFE ETF	Reduced	6,618	-1,119	$641,151	−14.2%	0.27%
DE	Deere & Co Industrials	Added	885	+2	$594,321	+6.1%	0.25%
AIQ	Global X Artificial Intelligence & Technology ETF	Added	6,778	+100	$441,654	+0.8%	0.18%
IVE	iShares S&P 500 Value ETF	Held	1,909	0	$435,786	+0.5%	0.18%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	2,091	-1	$409,313	+2.7%	0.17%
WMT	Walmart Inc. Consumer Defensive	Held	3,640	0	$378,268	−8.2%	0.16%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	6,019	-2,281	$367,941	−27.1%	0.15%
ABBV	AbbVie Inc. Healthcare	Added	1,249	+7	$326,725	+4.5%	0.14%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	2,835	+5	$319,844	−1.6%	0.13%
XOM	ExxonMobil Holdings Corp Energy	Added	1,877	+2	$305,481	+19.2%	0.13%
GLDM	World Gold Trust	NEW	3,708	NEW	$304,723	NEW	0.13%
WFC	Wells Fargo & Company Financial Services	Added	3,741	+299	$299,467	+5.3%	0.12%
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	Held	6,503	0	$292,975	+2.3%	0.12%
NVDA	Nvidia Corp Technology	Reduced	1,228	-21	$280,450	+12.2%	0.12%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	706	+3	$264,213	+1.6%	0.11%
SLV	iShares Silver Trust	Reduced	4,726	-551	$257,614	−8.7%	0.11%
CRWD	CrowdStrike Holdings, Inc. Technology	NEW	848	NEW	$224,508	NEW	0.09%
BSEP		Held	4,062	0	$219,226	+2.4%	0.09%
KO	Coca Cola Co Consumer Defensive	Reduced	2,405	-219	$207,022	−2.9%	0.09%

Showing the top 50 of 60 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.