Rossby Financial, LCC
Registered adviserFiling Date
Global Rank
#3,635
/ 8,821
▼ 3
Top Industry
Semiconductors
12.0%
Period ended 4 months ago
Filed Aug 4, 2026 · 3mo
7 quarters · since Dec 2024
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$854,779,566
Main clients
Individuals and high net worth
(99% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jun 2026 to Oct 2026 | $854,779,566 | Individuals and high net worth (99%) |
| Apr 2026 to May 2026 | $565,987,673 | Individuals and high net worth (100%) |
| Mar 2025 to Mar 2026 | $358,627,117 | Individuals and high net worth (100%) |
| Jan 2024 to Feb 2025 | $107,344,613 | Individuals and high net worth (100%) |
| May 2023 to Dec 2023 | $0 | — |
| Mar 2023 to Apr 2023 | $0 | — |
In the firm's words
- Wealth management / planning:
Wealth Management Consulting Financial Planning and Consulting
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 49.0%, 22.3 effective positions, active share 61.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
29.0% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 6.1 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 61.2%; sector active share 52.6% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
2,129 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
14.8%
+1.0 pts
Top 5
39.1%
+4.4 pts
Top 10
49.0%
+4.5 pts
HHI
448
Diversified+72
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 65.5% | $357,332,593 |
| Technology | 10.3% | $56,029,939 |
| Financial Services | 5.1% | $27,757,487 |
| Communication Services | 2.9% | $15,827,151 |
| Healthcare | 2.8% | $15,422,165 |
| Industrials | 2.7% | $14,944,816 |
| Energy | 2.7% | $14,896,264 |
| Consumer Cyclical | 2.5% | $13,392,952 |
| Basic Materials | 2.2% | $11,912,494 |
| Consumer Defensive | 1.6% | $8,868,601 |
| Utilities | 1.0% | $5,216,372 |
| Real Estate | 0.7% | $3,823,164 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHG | Schwab U.S. Large-Cap Growth ETF | +144,761 | 332,494 | $11,251,596 | |
| STEX | Streamex Corp. | +64,000 | 385,030 | $327,275 | |
| SMTK | SmartKem, Inc. | +60,000 | 296,000 | $72,520 | |
| VUG | VANGUARD GROWTH INDEX FUND | +50,005 | 62,505 | $5,384,180 | |
| CVIE | Calvert International Responsible Index ETF | +34,505 | 395,225 | $33,599,262 | |
| SBS | Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp | +34,456 | 43,181 | $249,586 | |
| EAGG | iShares ESG Aware U.S. Aggregate Bond ETF | +29,528 | 148,835 | $7,056,267 | |
| GRNB | VanEck Green Bond ETF | +27,443 | 292,147 | $7,050,967 | |
| VG | Venture Global, Inc. | +25,950 | 58,600 | $652,218 | |
| CVLC | Calvert US Large-Cap Core Responsible Index ETF | +23,762 | 242,957 | $22,952,147 | |
| PPLT | abrdn Platinum ETF Trust | +22,500 | 25,000 | $353,250 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +21,305 | 62,179 | $5,464,290 | |
| JPLD | JPMorgan Limited Duration Bond ETF | +19,829 | 48,568 | $2,534,763 | |
| — | +19,828 | 21,289 | $583,531 | ||
| JOBY | Joby Aviation, Inc. | +16,490 | 16,500 | $147,180 | |
| FNDF | Schwab Fundamental International Equity ETF | +16,357 | 77,089 | $4,067,215 | |
| VEA | Vanguard FTSE Developed Markets ETF | +15,712 | 38,569 | $2,748,041 | |
| SCHJ | Schwab 1-5 Year Corporate Bond ETF | +15,327 | 78,377 | $1,932,776 | |
| CORN | +14,850 | 39,000 | $653,250 | ||
| SCHI | Schwab 5-10 Year Corporate Bond ETF | +13,580 | 23,167 | $524,500 | |
| PBR | Petrobras - Petroleo Brasileiro SA | +11,557 | 24,478 | $395,564 | |
| SCHF | Schwab International Equity ETF | +10,598 | 90,705 | $2,512,528 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | +10,383 | 89,801 | $4,525,072 | |
| SMMD | iShares Russell 2500 ETF | +10,233 | 136,447 | $12,502,638 | |
| SCHO | Schwab Short-Term U.S. Treasury ETF | +9,858 | 42,434 | $1,024,356 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | −27,087 | 2,090 | $33,189 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | −25,388 | 229 | $23,053 | |
| BPRE | Bluerock Private Real Estate Fund | −22,713 | 212,056 | $2,758,848 | |
| TDTT | FlexShares iBoxx 3-Year Target Duration TIPS Index Fund | −13,632 | 46,399 | $1,109,400 | |
| IUSB | iShares Core Universal USD Bond ETF | −13,084 | 41,466 | $1,913,655 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | −11,318 | 16,247 | $2,567,513 | |
| T | At&T Inc. | −10,832 | 37,597 | $778,257 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | −10,262 | 27,867 | $2,303,207 | |
| DON | WisdomTree U.S. Midcap Dividend Fund | −9,480 | 8,106 | $458,151 | |
| IQSI | NYLIM Candriam International Equity ETF | −6,822 | 3,663 | $140,267 | |
| QLV | FlexShares US Quality Low Volatility Index Fund | −6,272 | 19,627 | $1,481,681 | |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | −5,636 | 1,018 | $25,511 | |
| SCHA | Schwab U.S. Small-Cap ETF | −5,345 | 6,207 | $224,258 | |
| KGC | Kinross Gold Corp | −5,257 | 19,800 | $467,676 | |
| GOOG | Alphabet Inc. | −5,219 | 10,916 | $3,856,950 | |
| D | Dominion Energy, Inc | −4,830 | 16,892 | $1,153,554 | |
| COMT | iShares GSCI Commodity Dynamic Roll Strategy ETF | −4,808 | 197 | $5,982 | |
| GLDM | World Gold Trust | −4,763 | 51 | $4,050 | |
| IQSM | NYLIM Candriam U.S. Mid Cap Equity ETF | −4,436 | 1,231 | $48,988 | |
| GBTC | Grayscale Bitcoin Trust ETF | −4,350 | 5 | $227 | |
| OLN | OLIN Corp | −4,250 | 35,788 | $709,318 | |
| GUNR | FlexShares Morningstar Global Upstream Natural Resources Index Fund | −4,057 | 7,822 | $385,468 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | −4,051 | 11,147 | $472,744 | |
| IQDG | WisdomTree International Quality Dividend Growth Fund | −3,910 | 10,756 | $463,368 | |
| BAC | Bank Of America Corp | −3,785 | 3,336 | $190,085 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DBA | Invesco Db Agriculture Fund | 21,450 | $572,071 | |
| FLNG | Flex LNG Ltd. | 13,975 | $392,138 | |
| BIZD | VanEck BDC Income ETF | 27,023 | $342,111 | |
| — | 35,073 | $341,961 | ||
| AMLP | Alerian MLP ETF | 5,892 | $305,500 | |
| DVYE | iShares Trust | 9,365 | $301,833 | |
| SPYI | NEOS S&P 500(R) High Income ETF | 5,550 | $294,649 | |
| MLPA | Global X MLP ETF | 5,395 | $286,366 | |
| — | 6,230 | $268,637 | ||
| MORT | VanEck Mortgage REIT Income ETF | 25,299 | $262,097 | |
| WEAT | 11,250 | $247,837 | ||
| — | 10,306 | $225,907 | ||
| TSAT | Telesat Corp | 4,100 | $207,542 | |
| HONA | Honeywell Aerospace Inc. | 929 | $205,383 | |
| DVYA | iShares Asia/Pacific Dividend ETF | 4,256 | $201,266 | |
| XSMO | Victory Portfolios II | 2,149 | $201,210 | |
| XSHD | Invesco Ltd. | 12,171 | $171,854 | |
| SPCX | Space Exploration Technologies Corp | 545 | $93,118 | |
| HAFN | Hafnia Ltd | 13,500 | $89,640 | |
| RCI | Rogers Communications Inc | 2,225 | $72,312 | |
| XME | State Street(R) SPDR(R) S&P(R) Metals & Mining ETF | 579 | $61,912 | |
| DBMF | iMGP DBI Managed Futures Strategy ETF | 1,655 | $50,659 | |
| — | 1,019 | $48,616 | ||
| DBP | Invesco DB Precious Metals Fund | 493 | $45,587 | |
| AIRR | First Trust Exchange-Traded Fund VI | 297 | $39,575 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HGER | Harbor Commodity All-Weather Strategy ETF | 15,069 | $467,289 | |
| VXX | 9,500 | $339,150 | ||
| GLNG | Golar Lng Ltd | 6,000 | $324,660 | |
| PATH | UiPath, Inc. | 21,500 | $238,650 | |
| JOE | ST JOE Co | 3,225 | $202,530 | |
| — | 4,406 | $149,449 | ||
| PPTA | Perpetua Resources Corp. | 5,000 | $140,600 | |
| HBNC | Horizon Bancorp Inc | 7,291 | $120,811 | |
| DAPP | VanEck Digital Transformation ETF | 8,000 | $119,360 | |
| BITW | Bitwise 10 Crypto Index ETF | 2,450 | $109,287 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | 2,106 | $106,605 | |
| SBR | Sabine Royalty Trust | 1,337 | $100,729 | |
| NEAR | iShares Short Duration Bond Active ETF | 1,852 | $94,155 | |
| ALOY | Realloys Inc. | 9,500 | $92,720 | |
| CRPT | First Trust SkyBridge Crypto Industry and Digital Economy ETF | 7,400 | $86,136 | |
| SBIO | ALPS Medical Breakthroughs ETF | 1,380 | $72,229 | |
| IMCG | iShares Morningstar Mid-Cap Growth ETF | 905 | $71,286 | |
| DCOR | Dimensional ETF Trust | 979 | $70,566 | |
| DSEP | FT Vest U.S. Equity Deep Buffer ETF - September | 1,500 | $65,943 | |
| — | 6,548 | $64,694 | ||
| SRCE | 1St Source Corp | 806 | $55,783 | |
| IWD | iShares Russell 1000 Value ETF | 232 | $49,571 | |
| IJS | iShares S&P Small-Cap 600 Value ETF | 415 | $49,156 | |
| FBND | Fidelity Total Bond ETF | 989 | $45,118 | |
| GNK | Genco Shipping & Trading Ltd | 2,000 | $45,100 | |
| No positions match the current search. | ||||
2,129 tracked positions ·
$545,423,998 total
· filing declares
2,144 positions · $547,124,523
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 2,129 positions by value
· page 1 of 43
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CVIE |
Calvert International Responsible Index ETF
|
Added | 395,225 | $33,599,262 | 6.16% | |
| CVLC |
Calvert US Large-Cap Core Responsible Index ETF
|
Added | 242,957 | $22,952,147 | 4.21% | |
| SMMD |
iShares Russell 2500 ETF
|
Added | 136,447 | $12,502,638 | 2.29% | |
| FRDM |
Freedom 100 Emerging Markets ETF
|
Added | 170,469 | $12,427,190 | 2.28% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Added | 332,494 | $11,251,596 | 2.06% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 50,737 | $10,151,966 | 1.86% | |
| AAPL |
Apple Inc.
Technology
|
Added | 33,562 | $9,711,500 | 1.78% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 11,454 | $8,553,503 | 1.57% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 11,821 | $8,118,781 | 1.49% | |
| EAGG |
iShares ESG Aware U.S. Aggregate Bond ETF
|
Added | 148,835 | $7,056,267 | 1.29% | |
| GRNB |
VanEck Green Bond ETF
|
Added | 292,147 | $7,050,967 | 1.29% | |
| BIV |
Vanguard Bond Index Funds
|
Reduced | 90,084 | $6,909,442 | 1.27% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 9,151 | $6,853,092 | 1.26% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 16,739 | $6,243,981 | 1.14% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
Added | 27,069 | $5,939,750 | 1.09% | |
| VDC |
VANGUARD CONSUMER STAPLES INDEX FUND
|
Reduced | 25,075 | $5,654,161 | 1.04% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Added | 62,179 | $5,464,290 | 1.00% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 62,505 | $5,384,180 | 0.99% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 21,909 | $5,221,791 | 0.96% | |
| FNDB |
Schwab Fundamental U.S. Broad Market ETF
|
Reduced | 166,973 | $5,085,997 | 0.93% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 65,845 | $5,077,307 | 0.93% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 13,972 | $4,993,173 | 0.92% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Added | 89,801 | $4,525,072 | 0.83% | |
| HYG |
iShares iBoxx $ High Yield Corporate Bond ETF
|
Reduced | 55,808 | $4,462,965 | 0.82% | |
| FNDF |
Schwab Fundamental International Equity ETF
|
Added | 77,089 | $4,067,215 | 0.75% | |
| NUSC |
Nuveen ESG Small-Cap ETF
|
Added | 77,279 | $4,027,781 | 0.74% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 10,916 | $3,856,950 | 0.71% | |
| BOXX |
Alpha Architect 1-3 Month Box ETF
|
Added | 32,130 | $3,762,101 | 0.69% | |
| PSLV |
Sprott Physical Silver Trust
Financial Services
|
Reduced | 194,160 | $3,663,799 | 0.67% | |
| IEMG |
iShares Trust
|
Added | 42,064 | $3,484,581 | 0.64% | |
| SCHV |
Schwab U.S. Large-Cap Value ETF
|
Added | 90,225 | $3,140,732 | 0.58% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 8,013 | $3,026,910 | 0.55% | |
| IDEV |
iShares Core MSCI International Developed Markets ETF
|
Added | 33,401 | $2,973,023 | 0.55% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 9,077 | $2,971,174 | 0.54% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
Added | 38,873 | $2,853,666 | 0.52% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 2,376 | $2,849,845 | 0.52% | |
| BPRE |
Bluerock Private Real Estate Fund
Financial Services
|
Reduced | 212,056 | $2,758,848 | 0.51% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 38,569 | $2,748,041 | 0.50% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 12,397 | $2,701,678 | 0.50% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 16,247 | $2,567,513 | 0.47% | |
| JPLD |
JPMorgan Limited Duration Bond ETF
|
Added | 48,568 | $2,534,763 | 0.46% | |
| SCHF |
Schwab International Equity ETF
|
Added | 90,705 | $2,512,528 | 0.46% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 6,788 | $2,511,831 | 0.46% | |
| JNK |
State Street(R) SPDR(R) Bloomberg High Yield Bond ETF
|
Reduced | 25,747 | $2,481,238 | 0.45% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 4,374 | $2,463,830 | 0.45% | |
| EVSM |
Eaton Vance Short Duration Municipal Income ETF
|
Added | 47,335 | $2,381,423 | 0.44% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Reduced | 27,867 | $2,303,207 | 0.42% | |
| MU |
Micron Technology Inc
Technology
|
Added | 1,946 | $2,246,248 | 0.41% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 22,482 | $2,225,268 | 0.41% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 18,973 | $2,148,881 | 0.39% |
Showing the top 50 of 2,129 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.