Planning Strategies Inc.

Registered adviser

CIK

2139665

Location

LANCASTER, PA

Portfolio Value

Small $160,722,695

Diversification

Diversified

Filing Date

Global Rank

#7,213 / 8,827 · as of Jun 2026

Top Industry

Semiconductors 17.2%

Period ended 38 days ago

Filed Oct 2, 2026 · 36d

2 quarters · since Jun 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 117105

Roster of Nov 1, 2026

Regulatory AUM

$384,836,994

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$384,836,994	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$348,126,021	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$287,136,320	Individuals and high net worth (96%)
May 2023 to Mar 2024	$242,653,310	Individuals and high net worth (100%)
Apr 2023	$242,653,310	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$262,368,097	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 75.5% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 76.6%; sector active share 70.1% against the combined 13F book's sector weights.

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,155 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

23.6%

+1.6 pts

Top 5

66.7%

+3.6 pts

Top 10

78.8%

+3.4 pts

HHI

1,233

Diversified+97

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	81.7%	$131,278,706	187
Technology	8.4%	$13,433,777	166
Energy	2.6%	$4,136,991	54
Financial Services	1.6%	$2,572,250	156
Communication Services	1.3%	$2,049,697	41
Industrials	1.1%	$1,696,177	144
Healthcare	1.0%	$1,587,440	113
Consumer Cyclical	0.9%	$1,516,597	98
Consumer Defensive	0.6%	$905,855	55
Utilities	0.4%	$690,625	44
Real Estate	0.3%	$516,574	56
Basic Materials	0.2%	$338,006	41

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LVHI	Franklin International Low Volatility High Dividend Index ETF	+35,814	429,932	$17,932,463
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	+20,772	226,311	$29,178,277
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+11,512	148,272	$6,267,457
EQWL	Victory Portfolios II	+3,687	33,909	$0
VTV	VANGUARD VALUE INDEX FUND	+2,756	5,769	$1,246,565
CSRE	Cohen & Steers Real Estate Active ETF	+2,740	81,286	$2,170,336
CSX	Csx Corp	+2,620	2,738	$127,344
EMXC	iShares MSCI Emerging Markets ex China ETF	+1,477	34,261	$3,394,579
IGV	iShares Expanded Tech-Software Sector ETF	+1,465	7,849	$835,761
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	+1,070	1,126	$101,880
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	+1,038	40,486	$2,978,959
AUR	Aurora Innovation, Inc.	+1,018	1,086	$6,016
RSP	Victory Portfolios II	+904	2,390	$0
VB	Vanguard Index Funds	+837	6,767	$1,925,143
IMTM	iShares MSCI Intl Momentum Factor ETF	+828	9,954	$523,879
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+711	54,614	$4,218,931
SCHD	Schwab U.S. Dividend Equity ETF	+709	13,865	$451,028
SPCX	Space Exploration Technologies Corp	+688	719	$108,468
DGRO	iShares Core Dividend Growth ETF	+633	205,989	$15,529,510
ITA	iShares U.S. Aerospace & Defense ETF	+623	1,873	$388,048
RSPM	Victory Portfolios II	+425	6,449	$0
APH	Amphenol Corp	+409	605	$51,001
LYG	Lloyds Banking Group plc	+394	2,439	$13,731
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+345	1,144	$80,251
GE	General Electric Co	+321	855	$267,007
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABTC	American Bitcoin Corp.	−4,597	328	$2,781
IQLT	iShares MSCI Intl Quality Factor ETF	−3,747	203,219	$10,053,243
—		−3,004	20,563	$0
GOSS	Gossamer Bio, Inc.	−2,732	32	$379
PYLD		−1,963	11,948	$303,359
USMV	iShares MSCI USA Min Vol Factor ETF	−1,215	6,561	$639,303
—		−1,103	41,815	$0
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−865	18,400	$1,059,104
PPL	PPL Corp	−576	1,292	$42,493
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−565	9,574	$731,453
COWZ	Pacer US Cash Cows 100 ETF	−493	62,743	$4,188,722
QUAL	iShares MSCI USA Quality Factor ETF	−426	11,574	$2,572,205
CRML	Critical Metals Corp.	−300	450	$3,267
OKLO	Oklo Inc.	−261	39	$1,443
VO	VANGUARD MID-CAP INDEX FUND	−261	21,785	$1,708,379
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−204	2,933	$71,447
AAPL	Apple Inc.	−184	10,463	$3,484,388
SCHG	Schwab U.S. Large-Cap Growth ETF	−161	1,860	$66,829
HON	Honeywell International Inc	−157	9	$1,898
CALF	Pacer US Small Cap Cash Cows 100 ETF	−156	2,359	$125,687
DIVS	Guinness Atkinson Dividend Builder ETF	−154	2,599	$85,917
AGG	iShares Core U.S. Aggregate Bond ETF	−145	800	$75,632
MLPX	Global X MLP and Energy Infrastructure ETF	−130	14,232	$993,678
PCG	PG&E Corp	−118	32	$392
ARLP	Alliance Resource Partners LP	−115	100	$2,429
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VOE	VANGUARD MID-CAP VALUE INDEX FUND	672	$131,396
MUB	iShares National Muni Bond ETF	582	$58,840
IWB	iShares Russell 1000 ETF	73	$30,377
ASML	Asml Holding NV	15	$27,175
IWD	iShares Russell 1000 Value ETF	80	$19,834
MUU	Direxion Daily MU Bull 2X Shares	483	$17,784
HSBC	Hsbc Holdings PLC	153	$15,194
ITOT	iShares Core S&P Total U.S. Stock Market ETF	85	$14,133
JQUA	JPMorgan U.S. Quality Factor ETF	181	$13,357
MUFG	Mitsubishi Ufj Financial Group Inc	505	$11,650
BHP	BHP Group Ltd	135	$11,453
SHEL	Shell plc	119	$11,310
AZN	Astrazeneca PLC	66	$10,657
NVS	Novartis AG	73	$10,407
URNM		200	$9,492
BATL	Battalion Oil Corp	8,722	$9,158
SAN	Banco Santander, S.A.	647	$8,948
SMFG	Sumitomo Mitsui Financial Group, Inc.	301	$7,798
TM	Toyota Motor Corp	41	$7,507
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	266	$7,413
TTE	TotalEnergies SE	85	$7,267
SONY	Sony Group Corp	265	$6,235
MFG	Mizuho Financial Group Inc	515	$5,690
UL	Unilever PLC	90	$5,465
MBGL	Mobility Global Inc.	313	$5,367
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
KBWB	Invesco Ltd.	2,632	$244,723
—		112	$22,964
—		91	$17,170
ACVU	Hartford Alpha Capture Value ETF	400	$12,484
—		2,000	$10,540
TV	Grupo Televisa, S.A.B.	2,000	$5,420
CORZ	Core Scientific, Inc.	176	$4,503
—		41	$3,133
AVAV	AeroVironment Inc	14	$2,310
—		30	$997
IT	Gartner Inc	7	$907
DRS	Leonardo DRS, Inc.	18	$768
CHH	Choice Hotels International Inc	6	$661
—		12	$623
SUI	Sun Communities Inc	5	$599
WHR	Whirlpool Corp	15	$591
—		8	$574
THO	Thor Industries Inc	5	$375
CSL	Carlisle Companies Inc	1	$362
EVR	Evercore Inc.	1	$341
ALGN	Align Technology Inc	2	$337
LCID	Lucid Group, Inc.	49	$327
ORA	Ormat Technologies, Inc.	3	$326
BURL	Burlington Stores, Inc.	1	$316
ELVA	Electrovaya Inc.	30	$315
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,155 tracked positions · $160,722,695 total · filing declares 1,159 positions · $168,905,531 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,155 positions by value · page 1 of 24

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	226,311	+20,772	$29,178,277	+11.1%	18.15%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	429,932	+35,814	$17,932,463	+12.1%	11.16%
DGRO	iShares Core Dividend Growth ETF	Added	205,989	+633	$15,529,510	−0.2%	9.66%
IQLT	iShares MSCI Intl Quality Factor ETF	Reduced	203,219	-3,747	$10,053,243	−2.0%	6.26%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	148,272	+11,512	$6,267,457	+11.5%	3.90%
VOO	VANGUARD 500 INDEX FUND	Added	6,711	+274	$4,703,471	+6.4%	2.93%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	54,614	+711	$4,218,931	−1.0%	2.62%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	62,743	-493	$4,188,722	+6.5%	2.61%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	18,206	+110	$4,157,886	+14.8%	2.59%
AAPL	Apple Inc. Technology	Reduced	10,463	-184	$3,484,388	+13.1%	2.17%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	44,164	+145	$3,458,482	−4.9%	2.15%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	34,261	+1,477	$3,394,579	+1.2%	2.11%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Added	40,486	+1,038	$2,978,959	−3.2%	1.85%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	11,574	-426	$2,572,205	−2.3%	1.60%
EPD	Enterprise Products Partners L.P. Energy	Added	68,501	+118	$2,439,320	−3.0%	1.52%
CSRE	Cohen & Steers Real Estate Active ETF	Added	81,286	+2,740	$2,170,336	−2.6%	1.35%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	4,168	+92	$2,137,767	+40.6%	1.33%
VB	Vanguard Index Funds	Added	6,767	+837	$1,925,143	+7.1%	1.20%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	21,785	-261	$1,708,379	−3.8%	1.06%
VTV	VANGUARD VALUE INDEX FUND	Added	5,769	+2,756	$1,246,565	+89.8%	0.78%
SMLF	iShares U.S. Small-Cap Equity Factor ETF	Reduced	14,655	-65	$1,224,571	−6.7%	0.76%
IBM	International Business Machines Corp Technology	Reduced	5,042	-4	$1,108,887	−21.9%	0.69%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	18,400	-865	$1,059,104	−5.5%	0.66%
IVV	iShares Core S&P 500 ETF	Reduced	1,332	-14	$1,020,112	+1.2%	0.63%
MLPX	Global X MLP and Energy Infrastructure ETF	Reduced	14,232	-130	$993,678	−6.1%	0.62%
UTES	Virtus Reaves Utilities ETF	Reduced	12,811	-70	$899,075	−14.6%	0.56%
XOM	ExxonMobil Holdings Corp Energy	Added	5,298	+15	$862,249	+19.4%	0.54%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,729	+9	$860,955	+0.0%	0.54%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,265	+11	$847,653	+1.6%	0.53%
IGV	iShares Expanded Tech-Software Sector ETF	Added	7,849	+1,465	$835,761	+44.5%	0.52%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,281	+148	$817,461	+9.5%	0.51%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,057	-23	$781,936	−1.7%	0.49%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Reduced	1,027	-78	$744,759	+19.7%	0.46%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	9,574	-565	$731,453	−7.4%	0.46%
VAW	VANGUARD MATERIALS INDEX FUND	Held	3,203	0	$698,798	−4.6%	0.43%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	6,561	-1,215	$639,303	−14.8%	0.40%
ICOW	Pacer Developed Markets International Cash Cows 100 ETF	Reduced	13,755	-29	$578,535	+0.8%	0.36%
IMTM	iShares MSCI Intl Momentum Factor ETF	Added	9,954	+828	$523,879	+7.6%	0.33%
QDPL	Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF	Added	10,278	+83	$470,711	+2.4%	0.29%
SCHD	Schwab U.S. Dividend Equity ETF	Added	13,865	+709	$451,028	+8.1%	0.28%
GOOG	Alphabet Inc. Communication Services	Reduced	1,311	-69	$446,710	−8.4%	0.28%
VDE	VANGUARD ENERGY INDEX FUND	Held	2,555	0	$439,868	+14.7%	0.27%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	1,256	-39	$424,314	−10.4%	0.26%
GOOGL	Alphabet Inc. Communication Services	Added	1,156	+53	$397,756	+0.9%	0.25%
ITA	iShares U.S. Aerospace & Defense ETF	Added	1,873	+623	$388,048	+28.1%	0.24%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	5,997	-13	$378,050	−6.9%	0.24%
NANR	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF	Held	4,394	0	$368,085	+11.0%	0.23%
JNJ	Johnson & Johnson Healthcare	Added	1,259	+12	$333,307	+5.2%	0.21%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	2,113	+6	$327,937	−1.5%	0.20%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	2,398	-75	$311,955	−4.1%	0.19%

Showing the top 50 of 1,155 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.