MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV

CIK

746504

Location

Pittsburgh, PA

Portfolio Value

Small $592,111,221

Diversification

Diversified

Filing Date

Global Rank

#1,797 / 5,924 ▼ 13

Top Industry

Asset Management 18.9%

3Y Alpha vs SPY

-4.2%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+58.4%

SPY

+76.3%

Annualised alpha

-4.2%

Max drawdown

−16.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

525 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

9.2%

−0.8 pts

Top 5

26.6%

−0.3 pts

Top 10

32.4%

−0.1 pts

HHI

222

Diversified−9

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	25.4%	$150,321,157	220
Technology	20.2%	$119,817,899	53
Unclassified	14.1%	$83,754,008	10
Healthcare	10.2%	$60,525,131	44
Consumer Defensive	6.6%	$39,158,591	28
Consumer Cyclical	6.2%	$36,918,960	48
Industrials	6.2%	$36,709,580	47
Communication Services	3.9%	$23,059,225	13
Energy	2.5%	$14,691,637	16
Utilities	1.7%	$10,070,536	13
Basic Materials	1.4%	$8,542,405	15
Real Estate	1.4%	$8,542,092	18

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CIF	Mfs Intermediate High Income Fund	+97,200	121,100	$366,933
MIN	Mfs Intermediate Income Trust	+86,600	270,012	$977,443
MGF	Mfs Government Markets Income Trust	+70,400	219,606	$948,697
CIK	Credit Suisse Asset Management Income Fund, Inc.	+65,400	176,900	$613,843
GCV	Gabelli Convertible & Income Securities Fund Inc	+44,400	84,200	$511,936
JQC	Nuveen Credit Strategies Income Fund	+42,510	180,937	$1,186,946
MYI	Blackrock Muniyield Quality Fund III, Inc.	+40,211	102,070	$1,498,387
ACP	abrdn Income Credit Strategies Fund	+35,400	115,800	$1,279,590
NHS	Neuberger High Yield Strategies Fund Inc.	+35,100	80,203	$1,016,172
PCF	High Income Securities Fund	+33,400	75,800	$664,008
MCR	Mfs Charter Income Trust	+31,200	115,579	$993,979
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+31,043	114,760	$1,743,204
VGI	Virtus Global Multi-Sector Income Fund	+29,150	98,954	$1,164,688
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+28,600	47,250	$176,242
ECF	Ellsworth Growth & Income Fund Ltd	+28,565	59,404	$793,637
PHK	Pimco High Income Fund	+26,847	208,379	$1,308,620
NVDA	Nvidia Corp	+26,179	33,752	$699,206
FTF	Franklin Ltd Duration Income Trust	+24,000	149,974	$1,363,263
AVK	Advent Convertible & Income Fund	+23,327	42,919	$751,395
FCT	First Trust Senior Floating Rate Income Fund II	+22,800	75,553	$924,768
F	Ford Motor Co	+22,145	74,826	$1,059,536
EHI	Western Asset Global High Income Fund Inc.	+19,600	128,146	$1,319,903
RIV	Rivernorth Opportunities Fund, Inc.	+19,320	36,920	$609,360
NRO	Neuberger Real Estate Securities Income Fund Inc	+18,500	39,900	$182,749
DSL	DoubleLine Income Solutions Fund	+18,072	90,541	$1,608,008
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−57,019	385,136	$54,496,744
ERC	Allspring Multi-Sector Income Fund	−55,250	20,400	$276,012
KGC	Kinross Gold Corp	−49,495	13,489	$72,301
DHY	Credit Suisse High Yield Credit Fund	−49,000	198,700	$490,789
ET	Energy Transfer LP	−46,035	31,602	$302,747
SLV	iShares Silver Trust	−37,344	51,214	$1,050,911
HIX	Western Asset High Income Fund II Inc.	−33,700	65,700	$470,412
EPD	Enterprise Products Partners L.P.	−26,080	31,085	$672,679
PGP	PIMCO Global StocksPLUS & Income Fund	−25,394	60,106	$650,346
BGX	Blackstone Long-Short Credit Income Fund	−23,900	33,100	$502,127
EAD	Allspring Income Opportunities Fund	−23,150	50,900	$447,920
MCI	Barings Corporate Investors	−22,000	33,005	$513,227
AWF	Alliancebernstein Global High Income Fund Inc	−21,600	32,666	$400,811
JFR	Nuveen Floating Rate Income Fund	−19,225	109,075	$1,098,385
FCO	Abrdn Global Income Fund, Inc.	−17,542	42,400	$347,680
PFN	PIMCO Income Strategy Fund II	−17,000	58,200	$590,148
BSL	Blackstone Senior Floating Rate 2027 Term Fund	−16,000	16,100	$264,362
DSU	Blackrock Debt Strategies Fund, Inc.	−15,766	47,668	$550,088
VLT	Invesco High Income Trust II	−15,100	49,200	$718,320
CRF	Cornerstone Total Return Fund Inc	−14,500	10,900	$132,617
HPF	John Hancock Preferred Income Fund II	−13,500	15,025	$326,042
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	−12,600	67,600	$395,460
KMI	Kinder Morgan, Inc.	−11,362	47,299	$791,312
CLM	Cornerstone Strategic Investment Fund, Inc.	−11,200	13,400	$168,818
BGB	Blackstone Strategic Credit 2027 Term Fund	−10,500	73,500	$1,017,975
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	42,900	$1,840,410
GE	General Electric Co	11,049	$709,228
OHI	Omega Healthcare Investors Inc	21,559	$645,907
DHF	Bny Mellon High Yield Strategies Fund	151,700	$489,991
GXO	GXO Logistics, Inc.	5,180	$406,319
ABNB	Airbnb, Inc.	2,318	$388,844
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	9,480	$270,180
BLMN	Bloomin' Brands, Inc.	9,969	$249,225
IT	Gartner Inc	804	$244,319
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,465	$243,792
HASI	HA Sustainable Infrastructure Capital, Inc.	4,520	$241,729
STE	STERIS plc	1,147	$234,309
COR	Cencora, Inc.	1,961	$234,241
GNRC	Generac Holdings Inc.	545	$222,725
PWR	Quanta Services, Inc.	1,952	$222,176
GLU	Gabelli Global Utility & Income Trust	11,300	$222,045
PGZ	Principal Real Estate Income Fund	14,900	$219,030
HTD	John Hancock Tax-Advantaged Dividend Income Fund	9,353	$213,996
ICLR	Icon PLC	816	$213,808
GDV	Gabelli Dividend & Income Trust	8,290	$213,799
GGT	Gabelli Multimedia Trust Inc.	23,599	$212,275
ADSK	Autodesk, Inc.	737	$210,170
AZO	Autozone Inc	122	$207,154
CHKP	Check Point Software Technologies Ltd	1,828	$206,637
IHD	Voya Emerging Markets High Dividend Equity Fund	27,700	$204,703
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	22,790	$1,944,214
TDOC	Teladoc Health, Inc.	4,350	$723,361
BIDU	Baidu, Inc.	1,847	$376,603
THW	abrdn World Healthcare Fund	21,400	$351,816
NXPI	NXP Semiconductors N.V.	1,652	$339,849
CRSP	CRISPR Therapeutics AG	2,052	$332,198
CGO	Calamos Global Total Return Fund	19,200	$311,040
STAG	STAG Industrial, Inc.	8,000	$299,440
EPR	Epr Properties	5,429	$285,999
EOS	Eaton Vance Enhanced Equity Income Fund II	11,908	$277,218
PAGP	Plains Gp Holdings LP	22,161	$264,602
SSNC	SS&C Technologies Holdings Inc	3,572	$257,398
SPE	Special Opportunities Fund, Inc.	16,800	$254,856
PGR	Progressive Corp/Oh/	2,480	$243,560
JCE	Nuveen Core Equity Alpha Fund	14,400	$236,736
CCK	Crown Holdings, Inc.	2,304	$235,491
SNAP	Snap Inc	3,440	$234,401
SNA	Snap-on Inc	1,046	$233,707
TTC	Toro Co	2,119	$232,835
BOOT	Boot Barn Holdings, Inc.	2,750	$231,137
JOUT	Johnson Outdoors Inc	1,900	$229,900
HQL	abrdn Life Sciences Investors	10,700	$229,408
CPNG	Coupang, Inc.	5,467	$228,629
DOC	Healthpeak Properties, Inc.	6,773	$225,473
TBCH	Turtle Beach Corp	7,000	$223,440
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

525 positions · $592,111,221 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 525 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	385,136	-57,019	$54,496,744	−10.0%	9.20%
SPY	Spdr S&P 500 ETF Trust	Reduced	125,304	-138	$53,772,958	+0.1%	9.08%
MSFT	Microsoft Corp Technology	Added	81,106	+354	$22,865,403	+4.5%	3.86%
QQQ	Invesco Qqq Trust, Series 1	Added	50,551	+890	$18,095,235	+2.8%	3.06%
JNJ	Johnson & Johnson Healthcare	Added	52,372	+640	$8,458,078	−0.8%	1.43%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	53,890	+633	$7,533,822	+4.8%	1.27%
JPM	Jpmorgan Chase & Co Financial Services	Added	45,857	+2,974	$7,506,332	+12.5%	1.27%
PFE	Pfizer Inc Healthcare	Added	147,216	+4,019	$6,331,760	+12.9%	1.07%
V	Visa Inc. Financial Services	Reduced	28,318	-182	$6,307,834	−5.3%	1.07%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	22,661	-521	$6,185,093	−4.0%	1.04%
UNH	Unitedhealth Group Inc Healthcare	Reduced	15,497	-26	$6,055,297	−2.6%	1.02%
META	Meta Platforms, Inc. Communication Services	Added	17,437	+188	$5,917,943	−1.3%	1.00%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	17,264	-391	$5,667,080	+0.7%	0.96%
PYPL	PayPal Holdings, Inc. Financial Services	Added	19,752	+1,746	$5,139,667	−2.1%	0.87%
DIS	Walt Disney Co Communication Services	Added	30,304	+1,127	$5,126,527	−0.0%	0.87%
PEP	Pepsico Inc Consumer Defensive	Added	31,694	+1,230	$4,767,094	+5.6%	0.81%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	18,297	-11	$4,729,651	+14.0%	0.80%
CSCO	Cisco Systems, Inc. Technology	Added	84,044	+349	$4,574,514	+3.1%	0.77%
BAC	Bank Of America Corp /De/ Financial Services	Added	105,604	+1,699	$4,482,889	+4.6%	0.76%
XOM	Exxon Mobil Corp Energy	Added	74,460	+3,594	$4,379,737	−2.0%	0.74%
VZ	Verizon Communications Inc Communication Services	Reduced	77,752	-2,705	$4,199,385	−6.8%	0.71%
GLD	Spdr Gold Trust	Reduced	24,888	-2,125	$4,087,107	−8.7%	0.69%
NEE	Nextera Energy Inc Utilities	Added	47,879	+316	$3,759,459	+7.9%	0.63%
CVX	Chevron Corp Energy	Added	36,442	+1,453	$3,697,040	+0.9%	0.62%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	62,357	-733	$3,689,663	−12.5%	0.62%
MCD	Mcdonalds Corp Consumer Cyclical	Added	15,160	+724	$3,655,227	+9.6%	0.62%
UNP	Union Pacific Corp Industrials	Reduced	18,562	-8	$3,638,337	−10.9%	0.61%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	8,022	-242	$3,604,685	+10.2%	0.61%
IAU	Ishares Gold Trust	Reduced	107,884	-2,393	$3,604,404	−3.0%	0.61%
MRK	Merck & Co., Inc. Healthcare	Added	47,136	+272	$3,540,384	−2.9%	0.60%
ABT	Abbott Laboratories Healthcare	Added	28,628	+615	$3,381,825	+4.1%	0.57%
INTC	Intel Corp Technology	Added	59,913	+3,224	$3,192,164	+0.3%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	28,917	+2,508	$3,119,276	+4.9%	0.53%
T	At&T Inc. Communication Services	Reduced	146,289	-64	$2,984,339	−6.2%	0.50%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	31,032	-95	$2,941,523	−4.7%	0.50%
ORCL	Oracle Corp Technology	Reduced	32,942	-331	$2,870,236	+10.8%	0.48%
CAT	Caterpillar Inc Industrials	Reduced	14,540	-304	$2,791,243	−13.6%	0.47%
BX	Blackstone Inc. Financial Services	Reduced	23,883	-1,458	$2,778,548	+12.9%	0.47%
MA	Mastercard Inc Financial Services	Reduced	7,780	-168	$2,704,950	−6.8%	0.46%
TGT	Target Corp Consumer Defensive	Added	11,650	+450	$2,665,170	−1.6%	0.45%
HON	Honeywell International Inc Industrials	Added	12,997	+98	$2,600,379	−2.5%	0.44%
LLY	ELI LILLY & Co Healthcare	Added	11,201	+206	$2,587,991	+2.6%	0.44%
MO	Altria Group, Inc. Consumer Defensive	Reduced	52,224	-1,171	$2,377,236	−6.6%	0.40%
CVS	CVS HEALTH Corp Healthcare	Reduced	27,704	-93	$2,350,961	+1.4%	0.40%
MDT	Medtronic plc Healthcare	Added	18,514	+56	$2,320,729	+1.3%	0.39%
AMD	Advanced Micro Devices Inc Technology	Added	22,116	+319	$2,275,736	+11.2%	0.38%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Reduced	145,536	-6,501	$2,249,986	+3.7%	0.38%
LMT	Lockheed Martin Corp Industrials	Reduced	6,381	-445	$2,202,083	−14.7%	0.37%
AMGN	Amgen Inc Healthcare	Added	10,134	+23	$2,154,995	−12.6%	0.36%
ADBE	Adobe Inc. Technology	Added	3,728	+4	$2,146,284	−1.6%	0.36%