MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV

CIK

746504

Location

Pittsburgh, PA

Portfolio Value

Mid $1,411,662,608

Diversification

Diversified

Filing Date

Global Rank

#1,312 / 6,025 — · as of Sep 2021

Top Industry

Asset Management 17.4%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

624 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

23.2%

−0.0 pts

Top 5

41.1%

+0.4 pts

Top 10

51.2%

+0.4 pts

HHI

667

Diversified+3

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	58.3%	$823,313,425	83
Financial Services	11.2%	$157,609,443	234
Technology	9.5%	$133,807,467	53
Consumer Cyclical	5.2%	$73,379,423	49
Healthcare	4.5%	$62,863,885	46
Consumer Defensive	3.0%	$42,524,421	30
Industrials	2.7%	$37,779,713	48
Communication Services	2.7%	$37,501,703	16
Energy	1.0%	$14,691,637	16
Utilities	0.7%	$10,157,816	13
Real Estate	0.6%	$9,121,391	21
Basic Materials	0.6%	$8,912,284	15

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+102,090	926,407	$45,555,124
CIF	Mfs Intermediate High Income Fund	+97,200	121,100	$0
FAX	Abrdn Asia-Pacific Income Fund, Inc.	+92,600	204,521	$848,762
MIN	Aberdeen Intermediate Income Fund	+86,600	270,012	$977,443
IVZ	Invesco Ltd.	+84,035	189,944	$4,550,976
MGF	Aberdeen Government Markets Income Fund	+70,400	219,606	$948,697
CIK	Credit Suisse Asset Management Income Fund, Inc.	+65,400	176,900	$613,843
OXLC	Oxford Lane Capital Corp.	+64,200	95,900	$691,439
CWI	State Street SPDR MSCI ACWI ex-US ETF	+62,439	561,930	$40,553,028
GCV	Gabelli Convertible & Income Securities Fund Inc	+44,400	84,200	$511,936
JQC	Nuveen Credit Strategies Income Fund	+42,510	180,937	$1,186,946
MYI	Blackrock Muniyield Quality Fund III, Inc.	+40,211	102,070	$1,498,387
ACP	abrdn Income Credit Strategies Fund	+35,400	115,800	$1,279,590
NHS	Neuberger High Yield Strategies Fund Inc.	+35,100	80,203	$1,016,172
PCF	High Income Securities Fund	+33,400	75,800	$664,008
AGNG	Global X Funds Global X Aging Population ETF	+32,042	41,346	$1,257,234
MCR	Mfs Charter Income Trust	+31,200	115,579	$0
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+31,043	114,760	$1,743,204
VGI	Virtus Global Multi-Sector Income Fund	+29,150	98,954	$1,164,688
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+28,600	47,250	$176,242
ECF	Ellsworth Growth & Income Fund Ltd	+28,565	59,404	$793,637
PHK	Pimco High Income Fund	+26,847	208,379	$1,308,620
NVDA	Nvidia Corp	+26,179	33,752	$6,992,064
AFK	VanEck Africa Index ETF	+25,686	231,973	$16,315,831
HDUS	Hartford Disciplined US Equity ETF	+24,658	269,448	$8,110,384
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GE	General Electric Co	−83,843	11,049	$1,138,377
AAPL	Apple Inc.	−57,019	385,136	$54,496,744
ERC	Allspring Multi-Sector Income Fund	−55,250	20,400	$276,012
KGC	Kinross Gold Corp	−49,495	13,489	$72,301
DHY	Credit Suisse High Yield Credit Fund	−49,000	198,700	$0
ET	Energy Transfer LP	−46,035	31,602	$302,747
BKF	iShares MSCI BIC ETF	−43,014	31,796	$2,335,201
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	−42,232	127,150	$5,458,671
SLV	iShares Silver Trust	−37,344	51,214	$1,029,339
NCZ	Virtus Convertible & Income Fund II	−36,500	129,300	$671,067
HIX	Western Asset High Income Fund II Inc.	−33,700	65,700	$470,412
EPD	Enterprise Products Partners L.P.	−26,080	31,085	$672,679
PGP	PIMCO Global StocksPLUS & Income Fund	−25,394	60,106	$650,346
ABFL	Abacus FCF Leaders ETF	−24,030	1,019,956	$32,759,943
BGX	Blackstone Long-Short Credit Income Fund	−23,900	33,100	$502,127
EAD	Allspring Income Opportunities Fund	−23,150	50,900	$447,920
MCI	Barings Corporate Investors	−22,000	33,005	$513,227
AWF	Alliancebernstein Global High Income Fund Inc	−21,600	32,666	$400,811
JFR	Nuveen Floating Rate Income Fund	−19,225	109,075	$1,098,385
FCO	Abrdn Global Income Fund, Inc.	−17,542	42,400	$0
ANEW	ProShares MSCI Transformational Changes ETF	−17,153	11,808	$642,499
PFN	PIMCO Income Strategy Fund II	−17,000	58,200	$590,148
BSL	Blackstone Senior Floating Rate 2027 Term Fund	−16,000	16,100	$264,362
DSU	Blackrock Debt Strategies Fund, Inc.	−15,766	47,668	$550,088
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	−15,666	142,617	$8,091,386
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
OHI	Omega Healthcare Investors Inc	21,559	$645,907
DHF	Bny Mellon High Yield Strategies Fund	151,700	$489,991
GXO	GXO Logistics, Inc.	5,180	$406,319
ABNB	Airbnb, Inc.	2,318	$388,844
XFLT	XAI Floating Rate & Alternative Income Trust	42,900	$368,082
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	5,632	$335,723
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	9,480	$270,180
INMD	InMode Ltd.	1,650	$263,092
CAAA	First Trust AAA CMBS ETF	4,361	$261,420
BLMN	Bloomin' Brands, Inc.	9,969	$249,225
IT	Gartner Inc	804	$244,319
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,465	$243,792
HASI	HA Sustainable Infrastructure Capital, Inc.	4,520	$241,729
STE	STERIS plc	1,147	$234,309
COR	Cencora, Inc.	1,961	$234,241
GNRC	Generac Holdings Inc.	545	$222,725
PWR	Quanta Services, Inc.	1,952	$222,176
GLU	Gabelli Global Utility & Income Trust	11,300	$222,045
PGZ	Principal Real Estate Income Fund	14,900	$219,030
HTD	John Hancock Tax-Advantaged Dividend Income Fund	9,353	$213,996
ICLR	Icon PLC	816	$213,808
GDV	Gabelli Dividend & Income Trust	8,290	$213,799
GGT	Gabelli Multimedia Trust Inc.	23,599	$212,275
ADSK	Autodesk, Inc.	737	$210,170
AZO	Autozone Inc	122	$207,154
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	22,790	$1,944,214
TECH	BIO-TECHNE Corp	1,764	$794,258
TDOC	Teladoc Health, Inc.	4,350	$723,361
BIDU	Baidu, Inc.	1,847	$376,603
THW	abrdn World Healthcare Fund	21,400	$351,816
NXPI	NXP Semiconductors N.V.	1,652	$339,849
CRSP	CRISPR Therapeutics AG	2,052	$332,198
CGO	Calamos Global Total Return Fund	19,200	$311,040
STAG	STAG Industrial, Inc.	8,000	$299,440
EPR	Epr Properties	5,429	$285,999
EOS	Eaton Vance Enhanced Equity Income Fund II	11,908	$277,218
PAGP	Plains Gp Holdings LP	22,161	$264,602
SSNC	SS&C Technologies Holdings Inc	3,572	$257,398
SPE	Special Opportunities Fund, Inc.	16,800	$254,856
VYX	NCR Voyix Corp	5,352	$244,104
PGR	Progressive Corp/Oh/	2,480	$243,560
JCE	Nuveen Core Equity Alpha Fund	14,400	$236,736
CCK	Crown Holdings, Inc.	2,304	$235,491
SNAP	Snap Inc	3,440	$234,401
SNA	Snap-on Inc	1,046	$233,707
TTC	Toro Co	2,119	$232,835
BOOT	Boot Barn Holdings, Inc.	2,750	$231,137
ZG	Zillow Group, Inc.	1,885	$230,384
JOUT	Johnson Outdoors Inc	1,900	$229,900
HQL	abrdn Life Sciences Investors	10,700	$229,408
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

624 tracked positions · $1,411,662,608 total · filing declares 913 positions · $1,493,872,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 624 positions by value · page 1 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF PUT + SHARES	Added	4,174,960	+23,946	$327,611,544	+0.4%	23.21%
VB	Vanguard Morningstar Small-Cap ETF	Added	553,315	+24,621	$102,852,971	+2.7%	7.29%
AAPL	Apple Inc. Technology	Reduced	385,136	-57,019	$54,496,744	+2.1%	3.86%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Reduced	125,304	-138	$49,367,816	+1.4%	3.50%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	926,407	+102,090	$45,555,124	+5.8%	3.23%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Added	561,930	+62,439	$40,553,028	+8.3%	2.87%
ABFL	Abacus FCF Leaders ETF	Reduced	1,019,956	-24,030	$32,759,943	−2.8%	2.32%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	8,337	-165	$27,387,378	−6.4%	1.94%
MSFT	Microsoft Corp Technology	Added	81,106	+354	$22,865,403	+4.5%	1.62%
FBCG	Fidelity Blue Chip Growth ETF	Added	340,361	+2,930	$18,953,966	−0.7%	1.34%
QQQ	Invesco Qqq Trust, Series 1	Added	50,551	+890	$18,095,235	+2.8%	1.28%
AFK	VanEck Africa Index ETF	Added	231,973	+25,686	$16,315,831	+7.3%	1.16%
VIG	Vanguard Dividend Appreciation ETF	Added	131,700	+10,326	$15,654,345	+7.6%	1.11%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	18,297	-11	$14,188,955	+14.0%	1.01%
BAB	Invesco Taxable Municipal Bond ETF	Added	418,080	+1,168	$11,390,170	−3.2%	0.81%
GOOGL	Alphabet Inc. Communication Services	Added	5,977	+535	$11,274,233	+32.9%	0.80%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	111,610	-14,937	$9,365,600	−14.7%	0.66%
JDVI	John Hancock Disciplined Value International Select ETF	Added	170,911	+11,812	$8,827,553	+7.0%	0.63%
JNJ	Johnson & Johnson Healthcare	Added	52,372	+640	$8,458,078	−0.8%	0.60%
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	Added	210,767	+10,234	$8,447,541	+4.5%	0.60%
HDUS	Hartford Disciplined US Equity ETF	Added	269,448	+24,658	$8,110,384	+7.9%	0.57%
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	Reduced	142,617	-15,666	$8,091,386	−20.4%	0.57%
VEU	Vanguard FTSE All-World Ex-US ETF	Added	126,840	+8,043	$7,738,413	−0.3%	0.55%
BNDW	Vanguard Total World Bond ETF	Added	103,990	+1,848	$7,626,573	+2.9%	0.54%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	53,890	+633	$7,533,822	+4.8%	0.53%
JPM	Jpmorgan Chase & Co Financial Services	Added	45,857	+2,974	$7,506,332	+12.5%	0.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	22,663	-521	$7,007,851	−3.7%	0.50%
NVDA	Nvidia Corp Technology	Added	33,752	+26,179	$6,992,064	+15.4%	0.50%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	127,092	-2,721	$6,416,875	−4.1%	0.45%
PFE	Pfizer Inc Healthcare	Added	147,216	+4,019	$6,331,760	+12.9%	0.45%
V	Visa Inc. Financial Services	Reduced	28,318	-182	$6,307,834	−5.3%	0.45%
UNH	Unitedhealth Group Inc Healthcare	Reduced	15,497	-26	$6,055,297	−2.6%	0.43%
META	Meta Platforms, Inc. Communication Services	Added	17,437	+188	$5,917,943	−1.3%	0.42%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	17,264	-391	$5,667,080	+0.7%	0.40%
ARVR	First Trust Indxx Metaverse ETF	Reduced	100,430	-2,144	$5,526,765	+1.4%	0.39%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Reduced	127,150	-42,232	$5,458,671	−20.4%	0.39%
EDV	Vanguard World Funds Extended Duration ETF	Added	58,292	+10,706	$5,420,556	+17.5%	0.38%
PYPL	PayPal Holdings, Inc. Financial Services	Added	19,752	+1,746	$5,139,667	−2.1%	0.36%
DIS	Walt Disney Co Communication Services	Added	30,304	+1,127	$5,126,527	−0.0%	0.36%
PEP	Pepsico Inc Consumer Defensive	Added	31,694	+1,230	$4,767,094	+5.6%	0.34%
CSCO	Cisco Systems, Inc. Technology	Added	84,044	+349	$4,574,514	+3.1%	0.32%
IVZ	Invesco Ltd. Financial Services	Added	189,944	+84,035	$4,550,976	+55.7%	0.32%
BAC	Bank Of America Corp /De/ Financial Services	Added	105,604	+1,699	$4,482,889	+4.6%	0.32%
XOM	ExxonMobil Holdings Corp Energy	Added	74,460	+3,594	$4,379,737	−2.0%	0.31%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Reduced	87,721	-5,598	$4,239,138	−1.4%	0.30%
VIGI	Vanguard International Dividend Appreciation ETF	Added	43,227	+9,118	$4,225,997	+24.9%	0.30%
VZ	Verizon Communications Inc Communication Services	Reduced	77,752	-2,705	$4,199,385	−6.8%	0.30%
GLD	Spdr Gold Trust CALL + SHARES	Reduced	24,888	-2,125	$4,071,685	−8.7%	0.29%
T	At&T Inc. Communication Services	Reduced	146,289	-64	$3,951,265	−6.2%	0.28%
NEE	Nextera Energy Inc Utilities	Added	47,879	+316	$3,759,459	+7.9%	0.27%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.