AESR · Anfield U.S. Equity Sector Rotation ETF

$20.46 -0.02 (-0.11%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 4

Total Value: $196,957,277

Total Shares: 9,491,918

Holder Concentration

Across 4 13F filers

Top Holder

98.9%

of institutional value

Top 5

100.0%

of institutional value

Top 10

100.0%

of institutional value

HHI

9,784

Highly concentrated

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Foundations Investment Advisors, LLC

$194,812,515

98.91%

9,388,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Elite Income Advisors, Inc.	434,619	$9,018,344	4.6%	Other
RWM Capital, LLC	25,767	$534,665	0.3%	Other
DONATO WEALTH MANAGEMENT, PLLC	24,391	$506,113	0.3%	Other
Held directly	8,903,778	$184,753,393	94.8%	Sole

Regatta Research & Money Management

$1,671,642

0.85%

80,562

ROYAL BANK OF CANADA

$241,945

0.12%

11,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Rochdale, LLC	11,660	$241,945	100.0%	Defined

GOLDMAN SACHS GROUP INC

$231,175

0.12%

11,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	11,141	$231,175	100.0%	Defined

Key facts CIK 1552947 CUSIP 44053A424 13F (30d) 4 filings 4 filers