AIEQ · Holdings ETF

$48.86 -0.26 (-0.53%)

Volume · Oct 1 5185 Avg daily vol (3M) 5127

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 36

Total Value: $20,544,280

Total Shares: 415,540

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 36 13F filers · Δ vs Mar 31, 2026

Top Holder

48.1%

−4.2 pts

Top 5

90.0%

−2.4 pts

Top 10

95.9%

−1.5 pts

HHI

2,940

Highly concentrated−397

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +24.5%

Shares held: +8.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+26,667	48,589
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+3,567	86,392
Small WELLINGTON-ALTUS USA INC.	+1,700	2,750
Mega FMR LLC	+345	1,160
Mega ROYAL BANK OF CANADA	+228	656

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−3,792	1,440
Mid HCR Wealth Advisors	−785	4,645
Mid WEDBUSH SECURITIES INC	−500	4,220
Mega MORGAN STANLEY	−101	1,335
Mega WELLS FARGO & COMPANY/MN	−63	0

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small First International Bank of Israel Ltd.	21,776	$1,076,605
Mega Cetera Investment Advisers	7,159	$353,940
Small Wood Tarver Financial Group, LLC	4,500	$222,480
Mid FLOW TRADERS U.S. LLC	4,090	$202,209
Mid BFSG, LLC	27	$1,334

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega GOLDMAN SACHS GROUP INC	31,019	$1,341,044
Mid Advisory Services Network, LLC	225	$9,727
Mega CITIGROUP INC	107	$4,625
Large O'SHAUGHNESSY ASSET MANAGEMENT, LLC	48	$2,075

Filter: New 7 Increased 9 Reduced 9 Sold out 4 Unchanged 11

Showing 36 of 36

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC

$9,889,433

48.14%

200,029

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$4,271,220

20.79%

86,392

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,402,239

11.69%

48,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	39,219	$1,938,987	80.7%	Other
G1 EXECUTION SERVICES, LLC	9,370	$463,252	19.3%	Other

First International Bank of Israel Ltd.

$1,076,605

5.24%

21,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
F.I.B.I. Holdings Ltd.	21,776	$1,076,605	100.0%	Defined

Integrated Wealth Concepts LLC

$847,994

4.13%

17,152

Cetera Investment Advisers

$353,940

1.72%

7,159

HCR Wealth Advisors

$229,648

1.12%

4,645

Wood Tarver Financial Group, LLC

$222,480

1.08%

4,500

WEDBUSH SECURITIES INC

$208,636

1.02%

4,220

FLOW TRADERS U.S. LLC

$202,209

0.98%

4,090

WELLINGTON-ALTUS USA INC.

$135,960

0.66%

2,750

SOA Wealth Advisors, LLC.

$104,565

0.51%

2,115

BANK OF MONTREAL /CAN/

$85,234

0.41%

1,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	1,724	$85,234	100.0%	Defined

TD Waterhouse Canada Inc.

$81,328

0.40%

1,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,645	$81,328	100.0%	Defined

OSAIC HOLDINGS, INC.

$71,193

0.35%

1,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,049	$51,862	72.8%	Defined
Osaic Advisory Services, LLC	391	$19,331	27.2%	Defined

Parallel Advisors, LLC

$69,413

0.34%

1,404

MORGAN STANLEY

$66,001

0.32%

1,335

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	326	$16,117	24.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,009	$49,884	75.6%	Defined

FMR LLC

$57,350

0.28%

1,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,160	$57,350	100.0%	Defined

UBS Group AG

$36,288

0.18%

734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	734	$36,288	100.0%	Defined

ROYAL BANK OF CANADA

$32,432

0.16%

656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	406	$20,072	61.9%	Defined
RBC Dominion Securities Inc.	250	$12,360	38.1%	Defined

Financial Perspectives, Inc

$25,313

0.12%

512

Farther Finance Advisors, LLC

$25,313

0.12%

512

Federation des caisses Desjardins du Quebec

$12,360

0.06%

250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	250	$12,360	100.0%	Defined

VANGUARD ADVISERS INC

$11,124

0.05%

225

Steward Partners Investment Advisory, LLC

$6,723

0.03%

136

ASSETMARK, INC

$5,092

0.02%

103

BLAIR WILLIAM & CO/IL

$4,054

0.02%

GILPIN WEALTH MANAGEMENT, LLC

$2,472

0.01%

Allworth Financial LP

$2,323

0.01%

NATIONAL BANK OF CANADA /FI/

$1,631

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	33	$1,631	100.0%	Defined

GHP Investment Advisors, Inc.

$1,483

0.01%

BFSG, LLC

$1,334

0.01%

Global Retirement Partners, LLC

$692

0.00%

Cassaday & Co Wealth Management LLC

$148

0.00%

Russell Investments Group, Ltd.

$49

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	1	$49	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	31,019	$1,341,044	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	107	$4,625	100.0%	Defined