alpha-En Corp 8-K, filed May 26, 2020
alpha-En Corp (ALPE)
About this 8-K
alpha-En Corp filed this 8-K on May 26, 2020, reporting on events of May 18, 2020.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 18, 2020
| ALPHA-EN<br>CORPORATION | ||||
|---|---|---|---|---|
| (Exact<br>name of registrant as specified in its charter) | ||||
| Delaware | 001-12885 | 95-4622429 | ||
| --- | --- | --- | --- | --- |
| (State<br>or other jurisdiction<br><br>of<br>incorporation) | (Commission<br><br>File<br>Number) | (IRS<br>Employer<br><br>Identification<br>No.) |
28 Wells Avenue, 2nd Floor
Yonkers, New York 10701
(Address of Principal Executive Offices)
(914) 418-2000
Registrant’s telephone number, including area code
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title<br>of each class | Trading<br>Symbol(s) | Name<br>of each exchange on which registered | |
|---|---|---|---|
| Common<br>Stock, par value 0.01 per share | N/A | N/A |
All values are in US Dollars.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
| Item<br>5.02 | Departure<br>of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain<br>Officers. |
|---|
On May 18, 2020, Kip Testwuide submitted his resignation from his position as a member of the Board of Directors (the “Board”) of alpha-En Corporation (the “Company”), effective immediately. Mr. Testwuide did not resign as a result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALPHA-EN<br>CORPORATION | ||
|---|---|---|
| Date:<br>May 26, 2020 | By: | /s/<br>Sam Pitroda |
| Sam<br>Pitroda | ||
| Chief<br>Executive Officer |