AOHY · Angel Oak High Yield Opportunities ETF · Holdings ETF

$10.66 -0.01 (-0.09%) At close · Oct 1

Volume · Oct 1 71.28K Avg daily vol (3M) 64.14K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 35

Total Value: $76,146,609

Total Shares: 6,919,406

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 35 13F filers · Δ vs Mar 31, 2026

Top Holder

48.8%

−4.0 pts

Top 5

73.2%

−3.6 pts

Top 10

88.3%

−0.5 pts

HHI

2,598

Highly concentrated−393

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -4.6%

Shares held: -5.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Equitable Holdings, Inc.	+83,344	264,794
Large MML INVESTORS SERVICES, LLC	+39,288	164,996
Mega LPL Financial LLC	+36,898	256,208
Mega RAYMOND JAMES FINANCIAL INC	+30,106	177,608
Mega JANE STREET GROUP, LLC	+12,803	64,838

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Arkadios Wealth Advisors	−481,727	3,375,960
Micro Angel Oak Capital Advisors, LLC	−100,000	590,973
Mega MORGAN STANLEY	−19,985	42,341
Large Merit Financial Group, LLC	−10,049	89,248
Small WBI INVESTMENTS, LLC	−9,689	98,487

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Breakwater Capital Group	112,254	$1,235,355
Small Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	43,268	$476,164
Mega Creative Planning	25,690	$282,718
Small Worth Asset Management, LLC	20,632	$227,055
Mid FLOW TRADERS U.S. LLC	15,625	$171,953

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small MILLINGTON SECURITIES, LLC	108,176	$1,182,362
Mega CITADEL ADVISORS LLC	46,190	$504,856
Mid PFG Investments, LLC	39,939	$436,533
Large Private Advisor Group, LLC	25,690	$280,791
Mid AlphaStar Capital Management, LLC	14,362	$156,976

Filter: New 8 Increased 16 Reduced 9 Sold out 7 Unchanged 2

Showing 35 of 35

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Arkadios Wealth Advisors

$37,152,439

48.79%

3,375,960

Angel Oak Capital Advisors, LLC

$6,503,657

8.54%

590,973

UBS Group AG

$4,940,947

6.49%

448,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	448,973	$4,940,947	100.0%	Defined

NewEdge Wealth, LLC

$4,203,568

5.52%

381,969

Equitable Holdings, Inc.

$2,914,057

3.83%

264,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	264,794	$2,914,057	100.0%	Defined

LPL Financial LLC

$2,819,569

3.70%

256,208

ENVESTNET ASSET MANAGEMENT INC

$2,687,795

3.53%

244,234

NewEdge Advisors, LLC

$2,221,150

2.92%

201,831

RAYMOND JAMES FINANCIAL INC

$1,954,575

2.57%

177,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	88,098	$969,518	49.6%	Defined
Raymond James Financial Services Advisors, Inc.	71,610	$788,068	40.3%	Defined
RAYMOND JAMES TRUST N.A.	17,900	$196,989	10.1%	Defined

MML INVESTORS SERVICES, LLC

$1,815,780

2.38%

164,996

Breakwater Capital Group

$1,235,355

1.62%

112,254

WBI INVESTMENTS, LLC

$1,083,849

1.42%

98,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MILLINGTON SECURITIES, LLC	60,803	$669,137	61.7%	Defined
Held directly	37,684	$414,712	38.3%	Sole

Merit Financial Group, LLC

$982,174

1.29%

89,248

IFP Advisors, Inc

$719,297

0.94%

65,361

JANE STREET GROUP, LLC

$713,542

0.94%

64,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	64,838	$713,542	100.0%	Defined

Fifth Third Securities, Inc.

$660,399

0.87%

60,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	60,009	$660,399	100.0%	Defined

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors

$476,164

0.63%

43,268

MORGAN STANLEY

$465,961

0.61%

42,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	33,396	$367,522	78.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	8,945	$98,439	21.1%	Defined

Lewis Asset Management, LLC

$304,244

0.40%

27,646

Avantax Planning Partners, Inc.

$298,257

0.39%

27,102

Creative Planning

$282,718

0.37%

25,690

ROYAL BANK OF CANADA

$247,557

0.33%

22,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	22,495	$247,557	100.0%	Defined

Worth Asset Management, LLC

$227,055

0.30%

20,632

Wealthspire Advisors, LLC

$178,292

0.23%

16,201

FLOW TRADERS U.S. LLC

$171,953

0.23%

15,625

STIFEL FINANCIAL CORP

$160,397

0.21%

14,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,575	$160,397	100.0%	Defined

Ausdal Financial Partners, Inc.

$137,308

0.18%

12,477

Kestra Advisory Services, LLC

$135,691

0.18%

12,330

TCFG Investment Advisors, LLC

$114,628

0.15%

10,416

Vise Technologies, Inc.

$113,054

0.15%

10,273

EP Wealth Advisors, LLC

$110,193

0.14%

10,013

IFG Advisory, LLC

$101,223

0.13%

9,198

Davis Capital Management

$11,874

0.02%

1,079

OSAIC HOLDINGS, INC.

$1,727

0.00%

157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	90	$990	57.3%	Defined
OSAIC INSTITUTIONS, INC.	67	$737	42.7%	Defined

FMR LLC

$160

0.00%

145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	145	$160	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WBI INVESTMENTS, LLC	66,533	$727,205	61.5%	Defined
Held directly	41,643	$455,157	38.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	46,190	$504,856	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	155	$1,694	100.0%	Other