PRINCIPAL SECURITIES, INC.
Broker-DealerPosition in ARES — Ares Management Corp
CIK 12600
DES MOINES, IA
Position in ARES
as of Jun 30, 2026
· filed Aug 4, 2026
Position Value
$599,293
+$198,460 QoQ
Shares Held
5,384
+46.5% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
#448
of 799 holders
Holding Since
Dec 2023
11 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in ARES Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026PRINCIPAL SECURITIES, INC. holds $113,662,938 across 50 Asset Management names. ARES ranks #34 (0.5% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | ETY |
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
1,078,833 | $15,686,231 | |
| 2 | PFG |
Principal Financial Group Inc
|
105,857 | $11,409,267 | |
| 3 | ETV |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
|
591,357 | $8,799,392 | |
| 4 | CII |
BlackRock Enhanced Large Cap Core Fund, Inc.
|
261,662 | $6,842,461 | |
| 5 | BN |
BROOKFIELD Corp /ON/
|
146,164 | $6,225,124 | |
| 6 | PCN |
Pimco Corporate & Income Strategy Fund
|
490,377 | $5,860,005 | |
| 7 | BLK |
BlackRock, Inc.
|
5,658 | $5,440,506 | |
| 8 | PDI |
PIMCO Dynamic Income Fund
|
303,855 | $5,074,378 |
All Filings in ARES
Export CSV
11 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $599,293 | 5,384 | Shares | Sole | 2026-08-04 | |
| 2026-03-31 | $400,833 | 3,674 | Shares | Sole | 2026-05-13 | |
| 2025-12-31 | $850,658 | 5,263 | Shares | Sole | 2026-02-12 | |
| 2025-09-30 | $849,015 | 5,310 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $783,556 | 4,524 | Shares | Sole | 2025-08-11 | |
| 2025-03-31 | $530,141 | 3,616 | Shares | Sole | 2025-04-30 | |
| 2024-12-31 | $640,140 | 3,616 | Shares | Sole | 2025-01-30 | |
| 2024-09-30 | $813,952 | 5,223 | Shares | Sole | 2024-10-28 | |
| 2024-06-30 | $672,264 | 5,044 | Shares | Sole | 2024-07-31 | |
| 2024-03-31 | $653,463 | 4,914 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $635,270 | 5,342 | Shares | Sole | 2024-05-10 | |
| No filing history on record for this holder in this stock. | ||||||