Rockefeller Capital Management L.P.
Position in AVK — Advent Convertible & Income Fund
CIK 1739439
NEW YORK, NY
Position in AVK
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$2,501,838
+$2,413,853 QoQ
Shares Held
190,980
+2322.4% QoQ
Ownership
0.433%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#15
of 106 holders
Holding Since
Jun 2020
21 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in AVK Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Rockefeller Capital Management L.P. holds $1,201,278,278 across 321 Asset Management names. AVK ranks #62 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
235,607 | $226,550,264 | |
| 2 | BX |
Blackstone Inc.
|
1,124,085 | $132,271,080 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
1,688,146 | $65,922,098 | |
| 4 | APO |
Apollo Global Management, Inc.
|
448,214 | $53,028,196 | |
| 5 | KKR |
KKR & Co. Inc.
|
544,246 | $49,950,894 | |
| 6 | ARCC |
Ares Capital Corp
|
2,692,567 | $49,893,265 | |
| 7 | AMP |
Ameriprise Financial Inc
|
100,020 | $45,885,173 | |
| 8 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
2,799,784 | $36,061,217 |
All Filings in AVK
Export CSV
21 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $2,501,838 | 190,980 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $87,985 | 7,884 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $61,784 | 4,927 | Shares | Defined | 2026-03-17 | |
| 2025-09-30 | $64,436 | 5,038 | Shares | Defined | 2025-11-14 | |
| 2024-12-31 | $459,583 | 39,047 | Shares | Defined | 2025-02-13 | |
| 2024-03-31 | $216,175 | 18,594 | Shares | Defined | 2024-05-14 | |
| 2023-12-31 | $258,249 | 23,306 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $295,292 | 28,910 | Shares | Defined | 2023-11-14 | |
| 2023-06-30 | $325,878 | 28,556 | Shares | Defined | 2023-08-14 | |
| 2023-03-31 | $302,057 | 26,835 | Shares | Defined | 2023-05-16 | |
| 2022-12-31 | $281,955 | 26,566 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $272,145 | 26,293 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $343,196 | 29,250 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $405,924 | 26,621 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $499,984 | 27,816 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $258,285 | 14,753 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $209,624 | 11,172 | Shares | Defined | 2021-08-10 | |
| 2021-03-31 | $178,937 | 10,400 | Shares | Defined | 2021-05-11 | |
| 2020-12-31 | $120,642 | 7,500 | Shares | Defined | 2021-02-12 | |
| 2020-09-30 | $33,617 | 2,500 | Shares | Defined | 2020-11-13 | |
| 2020-06-30 | $31,840 | 2,500 | Shares | Defined | 2020-08-12 | |
| No filing history on record for this holder in this stock. | ||||||