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AVK · Advent Convertible & Income Fund · Holdings

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$11.57 +0.24 (+2.12%) At close · Oct 2
Rebalance outlook locked
Market Cap
$504.62M
Shares
44.15M
Volume · Oct 2 195.89K Avg daily vol (3M) 146.89K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 107
Total Value: $159,958,080
Total Shares: 12,210,739
Showing 1–100 of 107 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 107 13F filers · Δ vs Mar 31, 2026
Top Holder
14.6%
Sep 2023 → Jun 2026 · range 14.6% – 28.3%
−2.9 pts
Top 5
46.4%
Sep 2023 → Jun 2026 · range 44.3% – 56.8%
−2.9 pts
Top 10
67.4%
Sep 2023 → Jun 2026 · range 62.6% – 76.5%
−2.4 pts
HHI
612
Sep 2023 → Jun 2026 · range 612 – 1,111
Broadly held−97

Quarterly Activity

vs Mar 31, 2026
New
10
Increased
44
Decreased
21
Sold Out
12
Unchanged
32
Holder count: -2
Institutional value: +17.1%
Shares held: -0.2%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
WOLVERINE ASSET MANAGEMENT LLC +208,760 361,758
Rockefeller Capital Management L.P. +183,096 190,980
RAYMOND JAMES FINANCIAL INC +181,443 1,780,142
Advisors Asset Management, Inc. +86,808 777,357
GUGGENHEIM CAPITAL LLC +58,052 801,115

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
SIT INVESTMENT ASSOCIATES INC −712,460 1,421,316
READYSTATE ASSET MANAGEMENT LP −93,208 13,165
ROYAL BANK OF CANADA −41,882 72
MILLENNIUM MANAGEMENT LLC −41,478 11,992
MORGAN STANLEY −26,774 516,337

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
XTX Topco Ltd 33,273 $435,876
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,185 $290,622
Equitable Holdings, Inc. 18,536 $242,821
INDEPENDENT FINANCIAL GROUP, LLC 16,000 $209,600
IMC-Chicago, LLC 10,715 $140,366

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,975 $289,881
HRT FINANCIAL LP 25,714 $286,968
JANE STREET GROUP, LLC 25,001 $279,010
Invesco Ltd. 17,092 $190,746
Merit Financial Group, LLC 13,827 $154,309
Filter: New 10 Increased 44 Reduced 21 Sold out 12 Unchanged 32
Showing 100 of 107
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
RAYMOND JAMES FINANCIAL INC $23,319,859 14.58% 1,780,142
SIT INVESTMENT ASSOCIATES INC $18,619,239 11.64% 1,421,316
WELLS FARGO & COMPANY/MN $11,554,186 7.22% 881,999
GUGGENHEIM CAPITAL LLC $10,494,606 6.56% 801,115
Advisors Asset Management, Inc. $10,183,376 6.37% 777,357
Penserra Capital Management LLC $8,964,827 5.60% 684,338
LPL Financial LLC $6,927,555 4.33% 528,821
MORGAN STANLEY $6,764,013 4.23% 516,337
Koshinski Asset Management, Inc. $6,308,842 3.94% 481,591
WOLVERINE ASSET MANAGEMENT LLC $4,739,029 2.96% 361,758
Arete Wealth Advisors, LLC $4,186,773 2.62% 319,601
Baird Financial Group, Inc. $3,746,377 2.34% 285,983
FCA CORP /TX $3,338,299 2.09% 254,832
Steward Partners Investment Advisory, LLC $3,253,633 2.03% 248,369
Rockefeller Capital Management L.P. $2,501,838 1.56% 190,980
COMMONWEALTH EQUITY SERVICES, LLC $2,089,423 1.31% 159,498
Cyndeo Wealth Partners, LLC $2,005,950 1.25% 153,126
Creative Planning $1,836,043 1.15% 140,156
OSAIC HOLDINGS, INC. $1,541,097 0.96% 117,641
UBS Group AG $1,438,275 0.90% 109,792
NewEdge Advisors, LLC $1,264,464 0.79% 96,524
Formidable Asset Management, LLC $968,103 0.61% 73,901
&PARTNERS $935,117 0.58% 71,383
ABSOLUTE INVESTMENT ADVISERS, LLC $898,450 0.56% 68,584
Sanctuary Advisors, LLC $885,009 0.55% 67,558
NWF Advisory Services Inc. $879,180 0.55% 67,113
Stolper Co $861,259 0.54% 65,745
BANK OF AMERICA CORP /DE/ $851,709 0.53% 65,016
STIFEL FINANCIAL CORP $828,339 0.52% 63,232
Cambridge Investment Research Advisors, Inc. $734,608 0.46% 56,077
Modern Wealth Management, LLC $711,421 0.44% 54,307
PFG Investments, LLC $658,903 0.41% 50,298
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $624,031 0.39% 47,636
Waverly Advisors, LLC $606,962 0.38% 46,333
Quarry LP $580,618 0.36% 44,322
Heron Bay Capital Management $560,981 0.35% 42,823
Cetera Investment Advisers $550,986 0.34% 42,060
Concurrent Investment Advisors, LLC $521,170 0.33% 39,784
Ameritas Advisory Services, LLC $514,947 0.32% 39,309
PMG Family Office LLC $513,140 0.32% 39,171
Calamos Advisors LLC $500,275 0.31% 38,189
WCG Wealth Advisors LLC $481,451 0.30% 36,752
Sage Capital Management, LLC $474,220 0.30% 36,200
Twelve Points Wealth Management LLC $455,683 0.28% 34,785
Integrated Wealth Concepts LLC $450,587 0.28% 34,396
XTX Topco Ltd $435,876 0.27% 33,273
Kestra Advisory Services, LLC $434,304 0.27% 33,153
Centurion Wealth Management LLC $429,876 0.27% 32,815
Shaker Financial Services, LLC $392,724 0.25% 29,979
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $377,476 0.24% 28,815
Moors & Cabot, Inc. $376,625 0.24% 28,750
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. $290,622 0.18% 22,185
PRIVATE TRUST CO NA $284,911 0.18% 21,749
CoreCap Advisors, LLC $277,628 0.17% 21,193
Compound Planning, Inc. $277,143 0.17% 21,156
Vanguard Capital Wealth Advisors $266,899 0.17% 20,374
BENJAMIN EDWARDS INC $265,340 0.17% 20,255
FIFTH THIRD BANCORP $256,026 0.16% 19,544
TRUIST FINANCIAL CORP $254,808 0.16% 19,451
ENVESTNET ASSET MANAGEMENT INC $252,738 0.16% 19,293
Equitable Holdings, Inc. $242,821 0.15% 18,536
INDEPENDENT FINANCIAL GROUP, LLC $209,600 0.13% 16,000
Logan Stone Capital, LLC $208,185 0.13% 15,892
Beacon Pointe Advisors, LLC $204,242 0.13% 15,591
Oxbow Advisors, LLC $203,574 0.13% 15,540
Windsor Capital Management, LLC $192,727 0.12% 14,712
Encompass More Asset Management $190,565 0.12% 14,547
Tactive Advisors, LLC $185,653 0.12% 14,172
High Net Worth Advisory Group LLC $182,234 0.11% 13,911
MELFA WEALTH MANAGEMENT, INC. $180,806 0.11% 13,802
READYSTATE ASSET MANAGEMENT LP $172,461 0.11% 13,165
LEVEL FOUR ADVISORY SERVICES, LLC $172,120 0.11% 13,139
Vestmark Advisory Solutions, Inc. $159,571 0.10% 12,181
ELEVATION POINT WEALTH PARTNERS, LLC $159,571 0.10% 12,181
MILLENNIUM MANAGEMENT LLC $157,095 0.10% 11,992
OPPENHEIMER & CO INC $150,898 0.09% 11,519
Ellevest, Inc. $144,283 0.09% 11,014
IMC-Chicago, LLC $140,366 0.09% 10,715
Pinnacle Wealth Planning Services, Inc. $132,637 0.08% 10,125
HARBOUR INVESTMENTS, INC. $106,909 0.07% 8,161
MeadowBrook Investment Advisors LLC $61,635 0.04% 4,705
Atlantic Union Bankshares Corp $61,570 0.04% 4,700
Clear Street Group Inc. $42,535 0.03% 3,247
Institute for Wealth Management, LLC. $39,981 0.02% 3,052
LFA - Lugano Financial Advisors SA $36,142 0.02% 2,759
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $32,068 0.02% 2,448
Axiom Investment Management LLC $26,406 0.02% 2,016
Colonial Trust Co / SC $25,846 0.02% 1,973
US BANCORP \DE\ $19,309 0.01% 1,474
GHP Investment Advisors, Inc. $17,030 0.01% 1,300
Keating Financial Advisory Services, Inc. $14,344 0.01% 1,095
Triumph Capital Management $13,440 0.01% 1,026
Golden State Wealth Management, LLC $13,440 0.01% 1,026
Federation des caisses Desjardins du Quebec $13,100 0.01% 1,000
Fortis Group Advisors, LLC $7,126 0.00% 544
Gen-Wealth Partners Inc $6,484 0.00% 495
North Star Investment Management Corp. $5,502 0.00% 420
JPMORGAN CHASE & CO $5,240 0.00% 400
Allworth Financial LP $5,240 0.00% 400
BOK Financial Private Wealth, Inc. $3,982 0.00% 304
Key facts CIK 1219120 CUSIP 00764C109 13F (30d) 2 filings 2 filers Investor relations