AVK · Advent Convertible & Income Fund · Shareholders & Ownership
Market Cap
$482.10M
Shares
44.15M
Volume · Nov 12
172.45K
Avg daily vol (3M)
166K
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Every disclosed holder of AVK in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AVK
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 12,002,615 | — |
| Insiders (Forms 3, 4, 5) | 7,905 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 721,496 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AVK
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Sep 30, 2026
|
1,813,003 | ||
| 2 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
881,999 | ||
| 3 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
801,115 | ||
| 3.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
388 | ||
| 3.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
137 | ||
| 4 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Sep 30, 2026
|
787,321 | ||
| 5 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Sep 30, 2026
|
771,537 | ||
| 6 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Sep 30, 2026
|
713,666 | ||
| 7 |
Penserra Capital Management LLC
13F
CIK 1593324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
684,338 | ||
| 8 |
Amplify CEF High Income ETF
Fund
S000065408 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
681,080 | ||
| 9 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
516,337 | ||
| 10 |
Koshinski Asset Management, Inc.
13F
CIK 1633389 · Registered investment adviser · Sep 30, 2026
|
481,011 | ||
| 11 |
Arete Wealth Advisors, LLC
13F
CIK 1600151 · Registered investment adviser · Sep 30, 2026
|
331,138 | ||
| 12 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Sep 30, 2026
|
319,646 | ||
| 13 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
285,983 | ||
| 14 |
FCA CORP /TX
13F
CIK 1166402 · Registered investment adviser · Sep 30, 2026
|
280,515 | ||
| 15 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
248,369 | ||
| 16 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Sep 30, 2026
|
248,033 | ||
| 16.1 |
ABSOLUTE CEF OPPORTUNITIES
Fund
S000081741 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
853 | ||
| 17 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
190,980 | ||
| 18 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
159,941 | ||
| 19 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Sep 30, 2026
|
158,020 | ||
| 20 |
Cyndeo Wealth Partners, LLC
13F
CIK 1950947 · Registered investment adviser · Sep 30, 2026
|
153,126 | ||
| 21 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Sep 30, 2026
|
136,405 | ||
| 22 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
96,524 | ||
| 23 |
UBS Group AG
13F
CIK 1610520 · Bank · Sep 30, 2026
|
86,545 | ||
| 24 |
Formidable Asset Management, LLC
13F
CIK 1592613 · Registered investment adviser · Sep 30, 2026
|
72,251 | ||
| 25 |
|
71,383 | ||
| 26 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,558 | ||
| 27 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
67,113 | ||
| 28 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Sep 30, 2026
|
65,047 | ||
| 29 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65,016 | ||
| 30 |
Stolper Co
13F
CIK 1808195 · Registered investment adviser · Sep 30, 2026
|
64,463 | ||
| 31 |
Modern Wealth Management, LLC
13F
CIK 2001900 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,307 | ||
| 32 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Sep 30, 2026
|
53,006 | ||
| 33 |
PFG Investments, LLC
13F
CIK 1973224 · Unknown · Sep 30, 2026
|
50,298 | ||
| 34 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
50,056 | ||
| 35 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Sep 30, 2026
|
47,636 | ||
| 36 |
Waverly Advisors, LLC
13F
CIK 1568787 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,333 | ||
| 37 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
44,505 | ||
| 38 |
|
44,322 | ||
| 39 |
Heron Bay Capital Management
13F
CIK 1842149 · Registered investment adviser · Sep 30, 2026
|
42,823 | ||
| 40 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,060 | ||
| 41 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Sep 30, 2026
|
40,736 | ||
| 41.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
39,038 | ||
| 42 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
39,793 | ||
| 43 |
Concurrent Investment Advisors, LLC
13F
CIK 2001015 · Registered investment adviser · Sep 30, 2026
|
39,684 | ||
| 44 |
WCG Wealth Advisors LLC
13F
CIK 1855713 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,752 | ||
| 45 |
Sage Capital Management, LLC
13F
CIK 2030667 · Registered investment adviser · Sep 30, 2026
|
36,200 | ||
| 46 |
Ameritas Advisory Services, LLC
13F
CIK 1901275 · Registered investment adviser · Sep 30, 2026
|
36,044 | ||
| 47 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Sep 30, 2026
|
35,442 | ||
| 48 |
Twelve Points Wealth Management LLC
13F
CIK 1877090 · Registered investment adviser · Sep 30, 2026
|
34,634 | ||
| 49 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,396 | ||
| 50 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,273 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 109 holders
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