PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in BNY — Bank of New York Mellon Corp

CIK 12600 DES MOINES, IA

Position in BNY

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$4,044,741

+$673,277 QoQ

Shares Held

27,970

-1.6% QoQ

Ownership

0.004%

of shares outstanding

% of Portfolio

0.14%

of 13F equity value

Holder Rank

#533

of 1,864 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $82,218,466 across 16 Banks - Diversified names. BNY ranks #5 (4.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	JPM	Jpmorgan Chase & Co	106,584	$34,888,140
2	WFC	Wells Fargo & Company/Mn	127,938	$10,572,796
3	BAC	Bank Of America Corp /De/	152,562	$8,692,982
4	C	Citigroup Inc	55,851	$7,816,905
5	BNY	Bank of New York Mellon Corp This page	27,970	$4,044,741
6	SAN	Banco Santander, S.A.	182,009	$2,511,724
7	TD	Toronto Dominion Bank	19,208	$2,332,427
8	SMFG	Sumitomo Mitsui Financial Group, Inc.	92,822	$2,188,742

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$4,044,741	27,970	-1.6%	Shares	Sole	2026-08-04
2026-03-31	$3,371,464	28,420	+7.4%	Shares	Sole	2026-05-13
2025-12-31	$3,071,509	26,458	+3.3%	Shares	Sole	2026-02-12
2025-09-30	$2,789,593	25,602	-19.8%	Shares	Sole	2025-11-12
2025-06-30	$2,906,682	31,903	+12.7%	Shares	Sole	2025-08-11
2025-03-31	$2,373,604	28,301	0.0%	Shares	Sole	2025-04-30
2024-12-31	$2,174,365	28,301	+12.7%	Shares	Sole	2025-01-30
2024-09-30	$1,804,404	25,110	+12.5%	Shares	Sole	2024-10-28
2024-06-30	$1,336,565	22,317	+6.4%	Shares	Sole	2024-07-31
2024-03-31	$1,208,579	20,975	+19.4%	Shares	Sole	2024-05-10
2023-12-31	$914,674	17,573	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.