PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in SMFG — Sumitomo Mitsui Financial Group, Inc.

CIK 12600 DES MOINES, IA

Position in SMFG

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$2,188,742

+$445,963 QoQ

Shares Held

92,822

+5.2% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.08%

of 13F equity value

Holder Rank

#112

of 457 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $82,218,466 across 16 Banks - Diversified names. SMFG ranks #8 (2.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	JPM	Jpmorgan Chase & Co	106,584	$34,888,140
2	WFC	Wells Fargo & Company/Mn	127,938	$10,572,796
3	BAC	Bank Of America Corp /De/	152,562	$8,692,982
4	C	Citigroup Inc	55,851	$7,816,905
5	BNY	Bank of New York Mellon Corp	27,970	$4,044,741
6	SAN	Banco Santander, S.A.	182,009	$2,511,724
7	TD	Toronto Dominion Bank	19,208	$2,332,427
8	SMFG	Sumitomo Mitsui Financial Group, Inc. This page	92,822	$2,188,742

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$2,188,742	92,822	+5.2%	Shares	Sole	2026-08-04
2026-03-31	$1,742,779	88,242	-2.8%	Shares	Sole	2026-05-13
2025-12-31	$1,754,738	90,778	+28.7%	Shares	Sole	2026-02-12
2025-09-30	$1,180,822	70,539	-35.0%	Shares	Sole	2025-11-12
2025-06-30	$1,639,450	108,501	+12.8%	Shares	Sole	2025-08-11
2025-03-31	$1,486,880	96,176	0.0%	Shares	Sole	2025-04-30
2024-12-31	$1,393,590	96,176	+20.4%	Shares	Sole	2025-01-30
2024-09-30	$1,008,631	79,860	+32.3%	Shares	Sole	2024-10-28
2024-06-30	$809,172	60,341	+18.0%	Shares	Sole	2024-07-31
2024-03-31	$601,976	51,145	+1364.2%	Shares	Sole	2024-05-10
2023-12-31	$33,812	3,493	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.