Rockefeller Capital Management L.P.

Position in BRW — Saba Capital Income & Opportunities Fund

CIK 1739439 NEW YORK, NY

Position in BRW

as of Mar 31, 2026 · filed May 14, 2026 Compact

Position Value

$27,781

+$12,493 QoQ

Shares Held

4,122

+89.0% QoQ

Ownership

0.008%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2021

12 quarters on record

Voting authority Sole 20% Shared 0% None 80%

Financial Services · as of Mar 31, 2026

Rockefeller Capital Management L.P. holds $1,112,666,017 across 323 Asset Management names. BRW ranks #239 (0.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BLK	BlackRock, Inc.	224,843	$216,233,758
2	BX	Blackstone Inc.	1,079,967	$124,185,402
3	HASI	HA Sustainable Infrastructure Capital, Inc.	1,625,764	$59,746,824
4	APO	Apollo Global Management, Inc.	459,986	$51,251,638
5	KKR	KKR & Co. Inc.	525,122	$48,573,783
6	AMP	Ameriprise Financial Inc	102,527	$45,562,997
7	ARCC	Ares Capital Corp	2,290,796	$41,280,142
8	GBDC	GOLUB CAPITAL BDC, Inc.	2,802,868	$35,484,307

12 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$27,781	4,122	+89.0%	Shares	Defined	2026-05-14
2025-12-31	$15,288	2,181	-15.5%	Shares	Defined	2026-03-17
2025-09-30	$20,054	2,581	-85.8%	Shares	Defined	2025-11-14
2023-06-30	$139,724	18,146	-10.3%	Shares	Defined	2023-08-14
2023-03-31	$164	20,220	+5.6%	Shares	Defined	2023-05-16
2022-12-31	$145	19,154	-97.2%	Shares	Defined	2023-03-06
2022-09-30	$5,431,480	686,660	-0.0%	Shares	Defined	2022-11-02
2022-06-30	$5,516,047	686,930	-50.9%	Shares	Defined	2022-08-12
2022-03-31	$6,329,685	1,400,373	+29.5%	Shares	Defined	2022-05-13
2021-12-31	$4,886,996	1,081,194	-2.6%	Shares	Defined	2022-02-14
2021-09-30	$5,050,663	1,110,036	+2.4%	Shares	Defined	2021-11-12
2021-06-30	$5,107,316	1,084,356	—	Shares	Defined	2021-08-10
No filing history on record for this holder in this stock.