Rockefeller Capital Management L.P.

Position in BRW — Saba Capital Income & Opportunities Fund

CIK 1739439 NEW YORK, NY

Position in BRW

as of Jun 30, 2026 · filed Aug 13, 2026 Compact

Position Value

$29,544

+$1,763 QoQ

Shares Held

4,497

+9.1% QoQ

Ownership

0.009%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#78

of 96 holders

Holding Since

Jun 2021

13 quarters on record

Voting authority Sole 19% Shared 0% None 81%

Financial Services · as of Jun 30, 2026

Rockefeller Capital Management L.P. holds $1,201,278,278 across 321 Asset Management names. BRW ranks #253 (0.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BLK	BlackRock, Inc.	235,607	$226,550,264
2	BX	Blackstone Inc.	1,124,085	$132,271,080
3	HASI	HA Sustainable Infrastructure Capital, Inc.	1,688,146	$65,922,098
4	APO	Apollo Global Management, Inc.	448,214	$53,028,196
5	KKR	KKR & Co. Inc.	544,246	$49,950,894
6	ARCC	Ares Capital Corp	2,692,567	$49,893,265
7	AMP	Ameriprise Financial Inc	100,020	$45,885,173
8	GBDC	GOLUB CAPITAL BDC, Inc.	2,799,784	$36,061,217

13 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$29,544	4,497	+9.1%	Shares	Defined	2026-08-13
2026-03-31	$27,781	4,122	+89.0%	Shares	Defined	2026-05-14
2025-12-31	$15,288	2,181	-15.5%	Shares	Defined	2026-03-17
2025-09-30	$20,054	2,581	-85.8%	Shares	Defined	2025-11-14
2023-06-30	$139,724	18,146	-10.3%	Shares	Defined	2023-08-14
2023-03-31	$164,793	20,220	+5.6%	Shares	Defined	2023-05-16
2022-12-31	$145,761	19,154	-97.2%	Shares	Defined	2023-03-06
2022-09-30	$5,431,480	686,660	-0.0%	Shares	Defined	2022-11-02
2022-06-30	$5,516,047	686,930	-50.9%	Shares	Defined	2022-08-12
2022-03-31	$6,329,685	1,400,373	+29.5%	Shares	Defined	2022-05-13
2021-12-31	$4,886,996	1,081,194	-2.6%	Shares	Defined	2022-02-14
2021-09-30	$5,050,663	1,110,036	+2.4%	Shares	Defined	2021-11-12
2021-06-30	$5,107,316	1,084,356	—	Shares	Defined	2021-08-10
No filing history on record for this holder in this stock.