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BRW · Saba Capital Income & Opportunities Fund · Holdings

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$5.98 +0.08 (+1.27%)
Rebalance outlook locked
Market Cap
$300.28M
Shares
50.90M
Volume · Nov 6 65.47K Avg daily vol (3M) 233.77K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of BRW: 13F, 13D and 13G, insiders and funds →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 95
Total Value: $127,083,912
Total Shares: 19,546,922

Institutional Ownership Trend

27 quarters

Superinvestors Holding BRW

All superinvestors →
Mario Gabelli $91,980

Holder Concentration

Across 96 13F filers
Top Holder
13.9%
Sep 2023 → Jun 2026 · range 13.9% – 31.1%
of institutional value
Top 5
50.4%
Sep 2023 → Jun 2026 · range 44.4% – 63.2%
of institutional value
Top 10
70.3%
Sep 2023 → Jun 2026 · range 62.4% – 77.7%
of institutional value
HHI
652
Sep 2023 → Jun 2026 · range 571 – 1,289
Broadly held

Who Holds BRW

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 96 filers, like-for-like change -7.4%; actively managed books -7.5%; index-like books -5.7%.

Holder type Share Filers Change
Registered adviser 63.0% 56 -9.2%
Adviser 3.8% 2 -15.1%
Bank 14.7% 8 -0.3%
Broker-dealer 2.6% 1 +6.8%
Holding company 4.3% 3 +1.3%
Exempt adviser 0.0% 0 —
Unknown 11.6% 26 -8.9%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

96 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
1
1.04% of filers hold it in their top 10
Mar 31, 2026: 2
Holders above 5%
0
median weight 0.005%
Mar 31, 2026: 0
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
70.3%
of 13F shares, Herfindahl 0.065
Active holders
-7.5%
like-for-like share change of active filers
5% stakes on record
3
0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)
How long holders have held it value-weighted 8.8 quarters
Under 1 year 33.5% 1 to 3 years 35.5% 3 years or more 31.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$7.44
estimated per share
Mar 31, 2026: $7.45
Quarter-end price
$6.57
implied by 13F values
Estimated gain or loss
-11.6%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 77.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of BRW by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.53% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 4.53% 2,305,718
Active ETFs 0.12% 59,855
Active funds 1.96% 996,861
Unclassified 0.00% 0
All registered funds 6.61% 3,362,434
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 54 Adviser 2 Bank 8 Broker-dealer 1 Holding company 3 Unknown 27
Showing 95 of 95
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Focus Partners Wealth $18,035,431 14.19% 2,745,119
TORONTO DOMINION BANK $14,968,036 11.78% 2,278,240
RIVERNORTH CAPITAL MANAGEMENT, LLC $12,229,489 9.62% 1,861,414
Thomas J. Herzfeld Advisors, Inc. $10,148,639 7.99% 1,544,694
Penserra Capital Management LLC $9,893,841 7.79% 1,505,912
ENVESTNET ASSET MANAGEMENT INC $7,064,096 5.56% 1,075,205
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $5,062,920 3.98% 842,416
Invesco Ltd. $4,862,634 3.83% 740,127
CSS LLC/IL $4,510,199 3.55% 686,484
MORGAN STANLEY $3,977,142 3.13% 605,349
LPL Financial LLC $3,334,577 2.62% 507,546
UBS Group AG $3,173,217 2.50% 482,986
FLAX POND CAPITAL, LLC $2,666,014 2.10% 405,786
Advisors Asset Management, Inc. $1,951,020 1.54% 296,959
Ethos Financial Group, LLC $1,649,188 1.30% 251,018
Adalta Capital Management LLC $1,629,615 1.28% 248,039
OSAIC HOLDINGS, INC. $1,458,868 1.15% 222,050
SCOTIA CAPITAL INC. $1,425,013 1.12% 216,897
Modern Wealth Management, LLC $1,362,992 1.07% 207,457
J.W. COLE ADVISORS, INC. $1,299,428 1.02% 216,211
Baird Financial Group, Inc. $1,260,631 0.99% 191,877
PARK AVENUE SECURITIES LLC $1,085,814 0.85% 180,668
SVRN Asset Management, LLC $1,031,111 0.81% 171,566
Shaker Financial Services, LLC $921,170 0.72% 153,273
Yakira Capital Management, Inc. $840,276 0.66% 127,896
Chicago Partners Investment Group LLC $725,346 0.57% 120,690
CHOREO, LLC $611,373 0.48% 101,726
RAYMOND JAMES FINANCIAL INC $609,682 0.48% 92,798
Next Capital Management LLC $584,250 0.46% 88,927
PEAK FINANCIAL ADVISORS LLC $572,638 0.45% 95,281
IHT Wealth Management, LLC $494,405 0.39% 75,252
BANK OF AMERICA CORP /DE/ $418,213 0.33% 63,655
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. $409,244 0.32% 62,290
SeaCrest Wealth Management, LLC $393,991 0.31% 65,556
TrueMark Investments, LLC $381,003 0.30% 63,395
North Ground Capital $367,920 0.29% 56,000
XTX Topco Ltd $286,734 0.23% 43,643
PNC FINANCIAL SERVICES GROUP, INC. $280,289 0.22% 42,662
Cetera Investment Advisers $276,064 0.22% 42,019
CoreCap Advisors, LLC $270,443 0.21% 44,999
WEDBUSH SECURITIES INC $263,171 0.21% 43,789
JANE STREET GROUP, LLC $230,212 0.18% 35,040
INTEGRATED CAPITAL MANAGEMENT, INC. $213,276 0.17% 35,487
STIFEL FINANCIAL CORP $209,431 0.16% 31,877
HighTower Advisors, LLC $179,610 0.14% 27,338
Bison Wealth, LLC $170,864 0.13% 28,430
NOMURA HOLDINGS INC $164,118 0.13% 24,980
COMMONWEALTH EQUITY SERVICES, LLC $162,354 0.13% 27,014
FLAGSHIP HARBOR ADVISORS, LLC $160,665 0.13% 26,733
Marex Group plc $157,680 0.12% 24,000
Quarry LP $156,188 0.12% 23,773
Gridiron Partners, LLC $154,595 0.12% 25,723
NewEdge Advisors, LLC $147,503 0.12% 22,451
Clear Street Group Inc. $131,400 0.10% 20,000
Tactive Advisors, LLC $121,732 0.10% 20,255
M&T Bank Corp $118,260 0.09% 18,000
DECISION INVESTMENTS, INC $110,584 0.09% 18,400
Alpine Global Management, LLC $110,376 0.09% 16,800
CAPTRUST FINANCIAL ADVISORS $107,531 0.08% 16,367
ROBINSON CAPITAL MANAGEMENT, LLC $105,455 0.08% 16,051
MML INVESTORS SERVICES, LLC $105,349 0.08% 16,035
Apollon Wealth Management, LLC $102,801 0.08% 17,105
Permanent Capital Management, LP $102,091 0.08% 15,539
Concurrent Investment Advisors, LLC $92,433 0.07% 15,380
GAMCO INVESTORS, INC. ET AL $91,980 0.07% 14,000
SUSQUEHANNA INTERNATIONAL GROUP, LLP $91,060 0.07% 13,860
EVOLVE PRIVATE WEALTH, LLC $83,563 0.07% 12,719
AMG National Trust Bank $82,649 0.07% 13,752
MANCHESTER FINANCIAL INC $75,263 0.06% 12,523
Perennial Advisors, LLC $70,004 0.06% 11,648
Grove Street Fiduciary, LLC $69,307 0.05% 11,532
PFG Investments, LLC $68,163 0.05% 10,375
Parallel Advisors, LLC $54,588 0.04% 9,083
ROYAL BANK OF CANADA $47,586 0.04% 7,243
Noble Wealth Management PBC $37,280 0.03% 6,203
Rockefeller Capital Management L.P. $29,544 0.02% 4,497
WINMILL & CO. INC $24,309 0.02% 3,700
Arax Advisory Partners $22,995 0.02% 3,500
Latitude Advisors, LLC $22,856 0.02% 3,803
Clearstead Advisors, LLC $19,710 0.02% 3,000
FIFTH THIRD BANCORP $18,372 0.01% 3,057
Ameritas Advisory Services, LLC $12,614 0.01% 1,920
Cassaday & Co Wealth Management LLC $11,238 0.01% 1,870
Capital Advisors, Ltd. LLC $9,748 0.01% 1,622
CONSULTIVA WEALTH MANAGEMENT, CORP. $8,869 0.01% 1,350
Allied Private Wealth LLC $7,272 0.01% 1,107
FINANCIAL CONSULATE, INC $6,010 0.00% 1,000
Farther Finance Advisors, LLC $3,606 0.00% 600
Steward Partners Investment Advisory, LLC $3,501 0.00% 533
ESL Trust Services, LLC $3,291 0.00% 501
Kentucky Trust Co $3,005 0.00% 500
BELLEVUE ASSET MANAGEMENT, LLC $2,759 0.00% 420
HIGHLINE WEALTH PARTNERS LLC $2,103 0.00% 350
Global Retirement Partners, LLC $26 0.00% 4
WELLS FARGO & COMPANY/MN $6 0.00% 1
Key facts CIK 826020 CUSIP 78518H202 13F (30d) 39 filings 37 filers Visit website