BELLEVUE ASSET MANAGEMENT, LLC
Registered adviserFiling Date
Global Rank
#6,257
/ 8,827
▼ 170
Top Industry
Software - Infrastructure
41.9%
Period ended 4 months ago
Filed Aug 4, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$393,677,615
Main clients
Individuals and high net worth
(94% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Nov 2026 | $393,677,615 | Individuals and high net worth (94%) |
| Mar 2025 to Feb 2026 | $355,927,184 | Individuals and high net worth (95%) |
| Apr 2024 to Feb 2025 | $319,308,210 | Individuals and high net worth (94%) |
| May 2023 to Mar 2024 | $276,532,281 | Individuals and high net worth (94%) |
| Apr 2023 | $276,532,281 | Individuals and high net worth (94%) |
| Mar 2022 to Mar 2023 | $323,615,382 | Individuals and high net worth (94%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 68.1% of the book (60%+)
Turnover
Low turnover
10.2% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 21.0 quarters (12+), a floor since 68.4% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2026-06-30, active share 71.8%; sector active share 39.4% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
576 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
22.4%
−1.8 pts
Top 5
47.9%
−2.4 pts
Top 10
68.1%
−1.3 pts
HHI
785
Diversified−82
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 46.3% | $100,353,499 |
| Technology | 34.5% | $74,807,415 |
| Consumer Cyclical | 5.4% | $11,663,523 |
| Consumer Defensive | 3.7% | $8,099,612 |
| Communication Services | 3.0% | $6,554,327 |
| Financial Services | 3.0% | $6,444,157 |
| Healthcare | 2.5% | $5,345,295 |
| Industrials | 1.0% | $2,258,835 |
| Real Estate | 0.2% | $454,470 |
| Energy | 0.2% | $397,049 |
| Utilities | 0.1% | $234,016 |
| Basic Materials | 0.1% | $116,122 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +44,660 | 51,058 | $6,102,452 | |
| FTSM | First Trust Enhanced Short Maturity ETF | +18,369 | 87,256 | $5,211,800 | |
| KLAC | Kla Corp | +4,108 | 4,564 | $1,377,004 | |
| VUG | VANGUARD GROWTH INDEX FUND | +4,052 | 4,863 | $418,898 | |
| JDVL | John Hancock Disciplined Value Select ETF | +1,765 | 28,069 | $888,103 | |
| FGD | First Trust Dow Jones Global Select Dividend Index Fund | +1,710 | 87,167 | $2,788,472 | |
| BPRE | Bluerock Private Real Estate Fund | +1,396 | 93,214 | $1,212,714 | |
| — | +1,000 | 1,250 | $34,262 | ||
| ETV | Eaton Vance Tax-Managed Buy-Write Opportunities Fund | +598 | 931 | $13,853 | |
| SCHO | Schwab Short-Term U.S. Treasury ETF | +430 | 2,091 | $50,476 | |
| UPS | United Parcel Service Inc | +376 | 1,449 | $155,767 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +141 | 34,980 | $1,109,215 | |
| POWL | Powell Industries Inc | +115 | 173 | $49,540 | |
| INTC | Intel Corp | +85 | 13,183 | $1,840,742 | |
| FDX | Fedex Corp | +34 | 839 | $262,716 | |
| VICI | Vici Properties Inc. | +30 | 210 | $5,575 | |
| MET | Metlife Inc | +30 | 99 | $8,376 | |
| VOOG | VANGUARD S&P 500 GROWTH INDEX FUND | +30 | 36 | $2,974 | |
| ORCL | Oracle Corp | +22 | 1,243 | $182,161 | |
| FNDB | Schwab Fundamental U.S. Broad Market ETF | +21 | 27,761 | $845,600 | |
| WMT | Walmart Inc. | +20 | 107 | $12,118 | |
| ALK | Alaska Air Group, Inc. | +19 | 119 | $6,211 | |
| DVY | iShares Select Dividend ETF | +17 | 4,209 | $657,866 | |
| TJX | Tjx Companies Inc | +15 | 61 | $9,241 | |
| AMD | Advanced Micro Devices Inc | +15 | 25 | $14,522 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| LMBS | First Trust Low Duration Opportunities ETF | −13,984 | 179,754 | $8,948,154 | |
| FLXR | −13,109 | 102,292 | $4,010,869 | ||
| JSCP | JPMorgan Short Duration Core Plus ETF | −11,099 | 83,297 | $3,927,037 | |
| JEPI | JPMorgan Equity Premium Income ETF | −8,387 | 34,439 | $1,945,114 | |
| NVDA | Nvidia Corp | −5,902 | 7,547 | $1,510,079 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | −5,776 | 23,898 | $1,468,771 | |
| AMZN | Amazon Com Inc | −5,249 | 26,546 | $6,326,973 | |
| TEK | −4,091 | 104,172 | $4,439,706 | ||
| FIXD | First Trust Smith Opportunistic Fixed Income ETF | −3,443 | 8,939 | $389,829 | |
| SBUX | Starbucks Corp | −2,553 | 35,947 | $3,673,423 | |
| CGGR | Capital Group Growth ETF | −1,697 | 250,564 | $11,826,620 | |
| PGX | Invesco Ltd. | −1,211 | 4,258 | $46,156 | |
| RDVY | First Trust Rising Dividend Achievers ETF | −634 | 143,165 | $11,604,954 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −623 | 34,589 | $1,170,491 | |
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | −608 | 88,192 | $5,997,937 | |
| MSFT | Microsoft Corp | −504 | 130,090 | $48,526,171 | |
| LRCX | Lam Research Corp | −494 | 4,496 | $1,948,251 | |
| AAPL | Apple Inc. | −429 | 53,609 | $15,512,300 | |
| KMB | Kimberly Clark Corp | −400 | 36 | $3,951 | |
| BAC | Bank Of America Corp | −300 | 7,286 | $415,156 | |
| FNX | First Trust Mid Cap Core AlphaDEX Fund | −297 | 6,029 | $882,344 | |
| FNDA | Schwab Strategic Trust | −289 | 6,583 | $250,548 | |
| NFLX | Netflix Inc | −205 | 3,177 | $226,837 | |
| GIS | General Mills Inc | −189 | 1,461 | $50,842 | |
| GOOGL | Alphabet Inc. | −153 | 9,257 | $3,308,174 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| STBF | Performance Trust Short Term Bond ETF | 34,977 | $887,716 | |
| PM | Philip Morris International Inc. | 1,630 | $294,883 | |
| IUSG | iShares Core S&P U.S. Growth ETF | 822 | $154,609 | |
| IUSV | iShares Core S&P U.S. Value ETF | 1,336 | $147,160 | |
| RVMD | Revolution Medicines, Inc. | 700 | $131,096 | |
| VEA | Vanguard FTSE Developed Markets ETF | 950 | $67,687 | |
| FDXF | FedEx Freight Holding Company, Inc. | 327 | $49,377 | |
| SPCX | Space Exploration Technologies Corp | 150 | $25,629 | |
| PPHC | Public Policy Holding Company, Inc. | 3,112 | $23,059 | |
| FSBC | Five Star Bancorp | 233 | $11,344 | |
| DOC | Healthpeak Properties, Inc. | 500 | $10,700 | |
| HTB | HomeTrust Bancshares, Inc. | 213 | $10,626 | |
| CENT | Central Garden & Pet Co | 239 | $10,597 | |
| FBRT | Franklin BSP Realty Trust, Inc. | 1,222 | $9,947 | |
| NWSA | News Corp | 390 | $9,683 | |
| RDVI | FT Vest Rising Dividend Achievers Target Income ETF | 325 | $9,555 | |
| MCHB | Mechanics Bancorp | 599 | $9,524 | |
| WHD | Cactus, Inc. | 158 | $8,094 | |
| CASS | Cass Information Systems Inc | 152 | $7,800 | |
| LILAK | Liberty Latin America Ltd. | 967 | $7,532 | |
| TPL | Texas Pacific Land Corp | 17 | $7,439 | |
| CRC | California Resources Corp | 132 | $6,978 | |
| MSGK | MSG Knickerbockers Corp. | 17 | $6,831 | |
| BVN | Buenaventura Mining Co Inc | 230 | $6,736 | |
| BATRK | Atlanta Braves Holdings, Inc. | 129 | $6,695 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
13 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NOK | Nokia Corp | 27,047 | $217,457 | |
| OTIS | Otis Worldwide Corp | 716 | $55,189 | |
| MAS | Masco Corp | 773 | $46,666 | |
| ECHO | EchoStar CORP | 350 | $40,974 | |
| REGN | Regeneron Pharmaceuticals, Inc. | 27 | $20,861 | |
| VLTO | Veralto Corp | 194 | $17,153 | |
| TDG | TransDigm Group INC | 8 | $9,271 | |
| VGSR | Vert Global Sustainable Real Estate ETF | 893 | $9,224 | |
| LUV | Southwest Airlines Co | 71 | $2,667 | |
| CCL | Carnival Corp Ltd. | 100 | $2,588 | |
| CEG | Constellation Energy Corp | 5 | $1,396 | |
| DOW | Dow Inc. | 25 | $1,041 | |
| EWY | iShares Trust | 100 | $0 | |
| No positions match the current search. | ||||
576 tracked positions ·
$216,728,320 total
· filing declares
578 positions · $216,736,787
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 576 positions by value
· page 1 of 12
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 130,090 | $48,526,171 | 22.39% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 53,609 | $15,512,300 | 7.16% | |
| CGGR |
Capital Group Growth ETF
|
Reduced | 250,564 | $11,826,620 | 5.46% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Reduced | 143,165 | $11,604,954 | 5.35% | |
| LMBS |
First Trust Low Duration Opportunities ETF
|
Reduced | 179,754 | $8,948,154 | 4.13% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 26,546 | $6,326,973 | 2.92% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 6,626 | $6,198,424 | 2.86% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 51,058 | $6,102,452 | 2.82% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Reduced | 88,192 | $5,997,937 | 2.77% | |
| JIRE |
JPMorgan International Research Enhanced Equity ETF
|
Reduced | 66,634 | $5,496,638 | 2.54% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 87,256 | $5,211,800 | 2.40% | |
| TEK |
|
Reduced | 104,172 | $4,439,706 | 2.05% | |
| FLXR |
|
Reduced | 102,292 | $4,010,869 | 1.85% | |
| JSCP |
JPMorgan Short Duration Core Plus ETF
|
Reduced | 83,297 | $3,927,037 | 1.81% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 35,947 | $3,673,423 | 1.69% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 9,257 | $3,308,174 | 1.53% | |
| FGD |
First Trust Dow Jones Global Select Dividend Index Fund
|
Added | 87,167 | $2,788,472 | 1.29% | |
| PWRD |
|
Reduced | 21,565 | $2,651,632 | 1.22% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 7,225 | $2,552,809 | 1.18% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 4,496 | $1,948,251 | 0.90% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Reduced | 34,439 | $1,945,114 | 0.90% | |
| INTC |
Intel Corp
Technology
|
Added | 13,183 | $1,840,742 | 0.85% | |
| AMGN |
Amgen Inc
Healthcare
|
Held | 5,076 | $1,838,121 | 0.85% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 7,547 | $1,510,079 | 0.70% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Reduced | 23,898 | $1,468,771 | 0.68% | |
| VCR |
VANGUARD CONSUMER DISCRETIONARY INDEX FUND
|
Added | 3,599 | $1,427,399 | 0.66% | |
| KLAC |
Kla Corp
Technology
|
Added | 4,564 | $1,377,004 | 0.64% | |
| FEP |
First Trust Europe AlphaDEX Fund
|
Reduced | 23,948 | $1,366,233 | 0.63% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 13,484 | $1,223,538 | 0.56% | |
| BPRE |
Bluerock Private Real Estate Fund
Financial Services
|
Added | 93,214 | $1,212,714 | 0.56% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 10,082 | $1,184,231 | 0.55% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 34,589 | $1,170,491 | 0.54% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 1,554 | $1,160,480 | 0.54% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 3,456 | $1,131,252 | 0.52% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 34,980 | $1,109,215 | 0.51% | |
| VHT |
VANGUARD HEALTH CARE INDEX FUND
|
Added | 3,560 | $1,064,475 | 0.49% | |
| WRB |
Berkley W R Corp
Financial Services
|
Held | 13,500 | $952,155 | 0.44% | |
| JDVL |
John Hancock Disciplined Value Select ETF
|
Added | 28,069 | $888,103 | 0.41% | |
| STBF |
Performance Trust Short Term Bond ETF
|
NEW | 34,977 | $887,716 | 0.41% | |
| FNX |
First Trust Mid Cap Core AlphaDEX Fund
|
Reduced | 6,029 | $882,344 | 0.41% | |
| FNDB |
Schwab Fundamental U.S. Broad Market ETF
|
Added | 27,761 | $845,600 | 0.39% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 2,237 | $827,779 | 0.38% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 2,178 | $822,739 | 0.38% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 574 | $688,472 | 0.32% | |
| DVY |
iShares Select Dividend ETF
|
Added | 4,209 | $657,866 | 0.30% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 1,264 | $632,492 | 0.29% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Held | 896 | $615,381 | 0.28% | |
| V |
Visa Inc.
Financial Services
|
Held | 1,766 | $605,896 | 0.28% | |
| JPUS |
JPMorgan Diversified Return U.S. Equity ETF
|
Added | 4,224 | $592,331 | 0.27% | |
| SCHX |
Schwab U.S. Large-Cap ETF
|
Added | 17,826 | $524,619 | 0.24% |
Showing the top 50 of 576 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.