PEAK FINANCIAL ADVISORS LLC

Registered adviser

CIK

1843309

Location

DENVER, CO

Portfolio Value

Small $227,245,818

Diversification

Diversified

Filing Date

Global Rank

#6,066 / 8,827 ▼ 176 · as of Jun 2026

Top Industry

Drug Manufacturers - General 7.2%

Period ended 37 days ago

Filed Oct 28, 2026 · 9d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 115207

Roster of Nov 1, 2026

Regulatory AUM

$268,751,194

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$268,751,194	Individuals and high net worth (98%)
Feb 2025 to Mar 2026	$251,823,085	Individuals and high net worth (99%)
Mar 2024 to Jan 2025	$230,298,334	Individuals and high net worth (100%)
May 2023 to Feb 2024	$215,780,814	Individuals and high net worth (100%)
Apr 2023	$215,780,814	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$223,807,763	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 58.5%, 15.2 effective positions, active share 82.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

100.9% over the last four quarters (100%+)

Horizon

Medium horizon

Value-weighted holding period 6.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 82.8%; sector active share 39.7% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

78 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.4%

+0.1 pts

Top 5

41.6%

−6.7 pts

Top 10

55.0%

−3.5 pts

HHI

508

Diversified−150

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	52.3%	$118,740,142	18
Healthcare	8.6%	$19,535,647	8
Financial Services	8.2%	$18,739,536	13
Technology	6.9%	$15,632,756	9
Energy	5.3%	$12,012,180	5
Industrials	3.6%	$8,272,778	4
Real Estate	3.6%	$8,106,771	10
Consumer Cyclical	3.5%	$7,951,431	2
Consumer Defensive	2.7%	$6,147,812	3
Communication Services	2.4%	$5,556,033	3
Utilities	2.0%	$4,548,231	2
Basic Materials	0.9%	$2,002,501	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VBIL	Vanguard Institutional Index Funds	+94,488	98,877	$7,486,966
COWZ	Pacer US Cash Cows 100 ETF	+57,747	93,800	$6,262,088
BRX	Brixmor Property Group Inc.	+32,135	141,735	$3,911,886
FLXR		+30,661	920,457	$34,912,934
CNP	Centerpoint Energy Inc	+17,731	108,995	$4,011,016
UNM	Unum Group	+8,586	35,833	$3,143,629
NLY	Annaly Capital Management Inc	+8,544	31,555	$596,073
BRW	Saba Capital Income & Opportunities Fund	+5,285	95,281	$572,638
EW	Edwards Lifesciences Corp	+2,641	42,772	$3,692,079
BRK-B	Berkshire Hathaway Inc	+2,576	10,606	$5,281,257
VICI	Vici Properties Inc.	+2,513	19,499	$447,892
JMST	JPMorgan Ultra-Short Municipal Income ETF	+2,431	11,254	$569,002
LYV	Live Nation Entertainment, Inc.	+1,892	13,377	$2,264,726
WMT	Walmart Inc.	+1,231	27,034	$2,809,373
NFLX	Netflix Inc	+1,035	38,786	$2,698,729
MDB	MongoDB, Inc.	+891	5,548	$1,934,088
CIEN	Ciena Corp	+798	11,368	$3,999,489
MA	Mastercard Inc	+764	2,199	$1,212,682
DUK	Duke Energy CORP	+639	4,712	$537,215
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+473	7,020	$630,115
T	At&T Inc.	+454	24,286	$592,578
STAG	STAG Industrial, Inc.	+327	13,791	$493,855
NNN	Nnn REIT, Inc.	+254	11,948	$490,943
V	Visa Inc.	+250	8,104	$2,912,010
LNG	Cheniere Energy, Inc.	+227	11,538	$3,104,068
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
INDA	iShares MSCI India ETF	−35,996	40,073	$1,870,607
GLDM	World Gold Trust	−17,920	156,028	$12,822,381
CNQ	CANADIAN NATURAL RESOURCES Ltd	−16,068	73,057	$3,438,792
FLSP	Franklin Systematic Style Premia ETF	−15,145	751,823	$21,502,137
DFTX	Definium Therapeutics, Inc.	−11,691	45,224	$1,721,225
STWD	Starwood Property Trust, Inc.	−5,254	22,075	$298,012
AMZN	Amazon Com Inc	−3,069	22,887	$5,702,296
SPMO	Invesco Ltd.	−2,681	26,722	$0
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	−2,184	115,707	$10,510,823
URA	Global X Uranium ETF	−1,416	35,325	$1,407,701
QQQM	Invesco Ltd.	−870	2,056	$0
APA	APA Corp	−753	101,690	$4,224,202
LLY	ELI LILLY & Co	−630	2,612	$3,022,292
COST	Costco Wholesale Corp	−441	2,956	$2,690,965
MC	Moelis & Co	−425	7,998	$460,044
JHX	James Hardie Industries plc	−315	79,119	$2,002,501
NVDA	Nvidia Corp	−298	16,092	$3,675,090
CVS	CVS HEALTH Corp	−234	36,432	$3,121,858
AHR	American Healthcare REIT, Inc.	−210	12,249	$627,883
OMF	OneMain Holdings, Inc.	−196	8,989	$497,900
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	−185	13,960	$315,356
ADSK	Autodesk, Inc.	−184	9,027	$1,886,643
JNJ	Johnson & Johnson	−124	17,917	$4,743,346
MRP	Millrose Properties, Inc.	−60	14,593	$378,980
DNTH	Dianthus Therapeutics, Inc.	−53	19,636	$1,728,949
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
GMUB	Goldman Sachs Municipal Income ETF	257,560	$12,568,928
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	99,439	$5,634,213
BA	Boeing Co	15,150	$2,818,657
Q	Qnity Electronics, Inc.	16,376	$2,059,118
LPLA	LPL Financial Holdings Inc.	6,501	$1,988,005
RRX	Regal Rexnord Corp	12,236	$1,897,925
TRU	TransUnion	30,149	$1,842,706
CTMX	CytomX Therapeutics, Inc.	462,061	$1,256,805
PSA	Public Storage	1,597	$451,695
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	16,814	$434,978
DBMF	iMGP DBI Managed Futures Strategy ETF	9,671	$314,597
TMO	Thermo Fisher Scientific Inc.	369	$249,093
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
MBB	iShares MBS ETF	208,845	$19,740,029
ESI	Element Solutions Inc	80,930	$3,864,407
CW	Curtiss Wright Corp	4,503	$3,412,193
ETN	Eaton Corp plc	7,968	$3,395,324
MS	Morgan Stanley	10,315	$2,156,247
ONC	BeOne Medicines Ltd.	4,836	$1,378,114
BOXX	Alpha Architect 1-3 Month Box ETF	6,545	$766,354
—		11,850	$526,975
ICSH	iShares Ultra Short Duration Bond Active ETF	6,766	$342,224
MTBA	Simplify MBS ETF	6,505	$319,200
HEI-A	Heico Corp	779	$200,911
CTA	EIDP, Inc.	427,579	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

78 tracked positions · $227,245,818 total · filing declares 78 positions · $231,923,051 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 78 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FLXR		Added	920,457	+30,661	$34,912,934	+0.1%	15.36%
FLSP	Franklin Systematic Style Premia ETF	Reduced	751,823	-15,145	$21,502,137	+1.2%	9.46%
GLDM	World Gold Trust	Reduced	156,028	-17,920	$12,822,381	−7.2%	5.64%
GMUB	Goldman Sachs Municipal Income ETF	NEW	257,560	NEW	$12,568,928	NEW	5.53%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Reduced	115,707	-2,184	$10,510,823	−7.6%	4.63%
VBIL	Vanguard Institutional Index Funds	Added	98,877	+94,488	$7,486,966	+2154.0%	3.29%
COWZ	Pacer US Cash Cows 100 ETF	Added	93,800	+57,747	$6,262,088	+179.2%	2.76%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	22,887	-3,069	$5,702,296	−7.8%	2.51%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	NEW	99,439	NEW	$5,634,213	NEW	2.48%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	10,606	+2,576	$5,281,257	+31.4%	2.32%
JNJ	Johnson & Johnson Healthcare	Reduced	17,917	-124	$4,743,346	+3.5%	2.09%
APA	APA Corp Energy	Reduced	101,690	-753	$4,224,202	+26.6%	1.86%
CNP	Centerpoint Energy Inc Utilities	Added	108,995	+17,731	$4,011,016	−0.2%	1.77%
CIEN	Ciena Corp Technology	Added	11,368	+798	$3,999,489	−22.9%	1.76%
BRX	Brixmor Property Group Inc. Real Estate	Added	141,735	+32,135	$3,911,886	+13.2%	1.72%
EW	Edwards Lifesciences Corp Healthcare	Added	42,772	+2,641	$3,692,079	+1.7%	1.62%
NVDA	Nvidia Corp Technology	Reduced	16,092	-298	$3,675,090	+12.1%	1.62%
CNQ	CANADIAN NATURAL RESOURCES Ltd Energy	Reduced	73,057	-16,068	$3,438,792	−2.3%	1.51%
UNM	Unum Group Financial Services	Added	35,833	+8,586	$3,143,629	+29.1%	1.38%
CVS	CVS HEALTH Corp Healthcare	Reduced	36,432	-234	$3,121,858	−17.7%	1.37%
LNG	Cheniere Energy, Inc. Energy	Added	11,538	+227	$3,104,068	+14.8%	1.37%
LLY	ELI LILLY & Co Healthcare	Reduced	2,612	-630	$3,022,292	−22.3%	1.33%
FDX	Fedex Corp Industrials	Reduced	10,457	-30	$2,981,186	−9.2%	1.31%
V	Visa Inc. Financial Services	Added	8,104	+250	$2,912,010	+8.1%	1.28%
BA	Boeing Co Industrials	NEW	15,150	NEW	$2,818,657	NEW	1.24%
WMT	Walmart Inc. Consumer Defensive	Added	27,034	+1,231	$2,809,373	−3.9%	1.24%
NFLX	Netflix Inc Communication Services	Added	38,786	+1,035	$2,698,729	+0.1%	1.19%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	2,956	-441	$2,690,965	−15.3%	1.18%
LYV	Live Nation Entertainment, Inc. Communication Services	Added	13,377	+1,892	$2,264,726	+7.7%	1.00%
BWA	Borgwarner Inc Consumer Cyclical	Added	37,417	+12	$2,249,135	−9.4%	0.99%
Q	Qnity Electronics, Inc. Technology	NEW	16,376	NEW	$2,059,118	NEW	0.91%
JHX	James Hardie Industries plc Basic Materials	Reduced	79,119	-315	$2,002,501	−3.7%	0.88%
LPLA	LPL Financial Holdings Inc. Financial Services	NEW	6,501	NEW	$1,988,005	NEW	0.87%
MDB	MongoDB, Inc. Technology	Added	5,548	+891	$1,934,088	+23.6%	0.85%
RRX	Regal Rexnord Corp Industrials	NEW	12,236	NEW	$1,897,925	NEW	0.84%
ADSK	Autodesk, Inc. Technology	Reduced	9,027	-184	$1,886,643	+5.4%	0.83%
INDA	iShares MSCI India ETF	Reduced	40,073	-35,996	$1,870,607	−50.2%	0.82%
TRU	TransUnion Financial Services	NEW	30,149	NEW	$1,842,706	NEW	0.81%
DNTH	Dianthus Therapeutics, Inc. Healthcare	Reduced	19,636	-53	$1,728,949	−9.9%	0.76%
DFTX	Definium Therapeutics, Inc. Healthcare	Reduced	45,224	-11,691	$1,721,225	−35.7%	0.76%
AAPL	Apple Inc. Technology	Added	4,584	+14	$1,526,563	+15.4%	0.67%
URA	Global X Uranium ETF	Reduced	35,325	-1,416	$1,407,701	−12.3%	0.62%
CTMX	CytomX Therapeutics, Inc. Healthcare	NEW	462,061	NEW	$1,256,805	NEW	0.55%
MA	Mastercard Inc Financial Services	Added	2,199	+764	$1,212,682	+64.5%	0.53%
MOAT	VanEck Morningstar Wide Moat ETF	Held	8,740	0	$923,905	+1.7%	0.41%
KMI	Kinder Morgan, Inc. Energy	Added	22,629	+19	$682,264	−5.6%	0.30%
MO	Altria Group, Inc. Consumer Defensive	Reduced	9,615	-4	$647,474	−6.4%	0.28%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	7,020	+473	$630,115	+9.5%	0.28%
AHR	American Healthcare REIT, Inc. Real Estate	Reduced	12,249	-210	$627,883	−3.4%	0.28%
GS	Goldman Sachs Group Inc Financial Services	Reduced	665	-23	$598,739	−14.0%	0.26%

Showing the top 50 of 78 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.