Perennial Advisors, LLC

Registered adviser

CIK

1697360

Location

NEW YORK, NY

Portfolio Value

Small $658,514,320

Diversification

Diversified

Filing Date

Global Rank

#3,294 / 8,827 ▼ 43 · as of Jun 2026

Top Industry

Internet Content & Information 9.0%

Period ended 37 days ago

Filed Oct 13, 2026 · 24d

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 168859

Roster of Nov 1, 2026

Regulatory AUM

$761,920,885

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$761,920,885	Individuals and high net worth (97%)
Mar 2025 to Mar 2026	$666,527,389	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$591,716,089	Individuals and high net worth (98%)
May 2023 to Mar 2024	$455,942,196	Individuals and high net worth (97%)
Apr 2023	$455,942,196	Individuals and high net worth (97%)
Mar 2022 to Mar 2023	$490,495,999	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 40.1%, 40.2 effective positions, active share 59.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

11.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.8 quarters (12+), a floor since 70.3% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 59.3%; sector active share 16.6% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

137 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.1%

+0.7 pts

Top 5

25.4%

+2.0 pts

Top 10

42.0%

+2.3 pts

HHI

265

Diversified+19

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	26.4%	$173,943,369	20
Unclassified	23.0%	$151,625,725	47
Financial Services	16.0%	$105,563,308	17
Communication Services	9.4%	$61,863,220	8
Industrials	7.3%	$48,144,732	16
Consumer Cyclical	7.1%	$46,465,526	8
Healthcare	5.9%	$38,647,756	7
Consumer Defensive	2.3%	$15,346,932	4
Basic Materials	1.1%	$7,268,759	4
Utilities	1.0%	$6,662,022	2
Energy	0.5%	$2,982,971	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+149,835	306,306	$25,821,595
VEA	Vanguard FTSE Developed Markets ETF	+26,997	95,251	$6,725,673
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+23,878	164,103	$14,729,885
RSP	Victory Portfolios II	+9,536	26,330	$0
JPST	JPMorgan Ultra-Short Income ETF	+8,687	223,683	$11,266,912
ITA	iShares U.S. Aerospace & Defense ETF	+7,717	8,964	$1,857,161
FLOT	iShares Floating Rate Bond ETF	+6,833	189,074	$9,652,227
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+6,063	26,097	$9,766,541
JMST	JPMorgan Ultra-Short Municipal Income ETF	+5,064	83,958	$4,244,916
SHY	iShares 1-3 Year Treasury Bond ETF	+4,288	50,376	$4,090,531
AIPO	Tidal Trust II	+3,297	59,411	$1,675,390
SHV	iShares 0-1 Year Treasury Bond ETF	+2,573	19,449	$2,145,613
BKLN	Invesco Ltd.	+2,541	114,841	$0
JMTG	JPMorgan Mortgage-Backed Securities ETF	+2,430	46,720	$2,258,444
QQQM	Invesco Ltd.	+2,306	3,111	$0
VHT	VANGUARD HEALTH CARE INDEX FUND	+2,087	8,173	$2,583,321
AVGO	Broadcom Inc.	+1,982	9,011	$3,164,573
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+1,862	53,260	$4,170,790
SMH	VanEck Semiconductor ETF	+1,700	6,871	$4,184,439
XLF	State Street Corp	+1,623	20,894	$0
JMUB	JPMorgan Municipal ETF	+1,575	21,250	$1,011,075
VZ	Verizon Communications Inc	+1,476	96,695	$4,435,399
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+1,383	80,263	$6,200,316
MDLZ	Mondelez International, Inc.	+954	46,820	$2,707,132
GEV	GE Vernova Inc.	+544	2,231	$2,120,543
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	−12,627	211,617	$4,041,884
NFLX	Netflix Inc	−9,549	60,525	$4,211,329
USB	US Bancorp De	−5,441	102,940	$5,945,814
PFF	iShares Preferred and Income Securities ETF	−4,847	130,450	$3,848,275
DIS	Walt Disney Co	−3,668	58,442	$6,130,565
SBUX	Starbucks Corp	−2,794	54,447	$5,115,840
NYF	iShares New York Muni Bond ETF	−2,725	30,725	$1,552,227
KKR	KKR & Co. Inc.	−2,341	110,588	$10,096,684
NVDA	Nvidia Corp	−2,315	126,748	$28,946,708
IBIT	iShares Bitcoin Trust ETF	−2,170	5,645	$267,234
CSCO	Cisco Systems, Inc.	−2,144	129,798	$13,970,158
NVS	Novartis AG	−1,901	17,801	$2,537,888
MSFT	Microsoft Corp	−1,476	73,871	$37,888,435
JPM	Jpmorgan Chase & Co	−1,439	52,980	$17,527,373
LEA	Lear Corp	−1,382	30,200	$3,564,506
AAPL	Apple Inc.	−1,284	120,246	$40,044,322
DIA	Spdr Dow Jones Industrial Average ETF Trust	−1,248	965	$490,750
AWK	American Water Works Company, Inc.	−1,206	49,500	$6,408,765
MDT	Medtronic plc	−1,099	54,999	$4,745,863
SCHB	Schwab U.S. Broad Market ETF	−1,080	26,270	$769,973
JNJ	Johnson & Johnson	−1,058	47,479	$12,569,590
V	Visa Inc.	−1,040	36,802	$13,224,062
GLD	Spdr Gold Trust	−936	45,646	$17,383,822
TJX	Tjx Companies Inc	−837	32,265	$4,268,982
UNP	Union Pacific Corp	−784	35,530	$9,668,778
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
HON	Honeywell International Inc	20,838	$4,395,567
STGW	Stagwell Inc	179,511	$1,461,219
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	16,137	$1,379,390
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	5,613	$1,236,768
IWM	iShares Russell 2000 ETF	2,752	$764,753
VBIL	Vanguard Institutional Index Funds	4,685	$354,748
JTNY	JPMorgan New York Tax Free Bond ETF	6,900	$325,128
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
SHLD	Global X Defense Tech ETF	24,295	$1,450,654
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	3,879	$380,917
BA	Boeing Co	1,066	$230,757
STM	STMicroelectronics N.V.	2,910	$217,929
UBER	Uber Technologies, Inc	2,900	$209,264
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	2,267	$200,720
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

137 tracked positions · $658,514,320 total · filing declares 140 positions · $669,378,641 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 137 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	120,246	-1,284	$40,044,322	+13.9%	6.08%
MSFT	Microsoft Corp Technology	Reduced	73,871	-1,476	$37,888,435	+34.8%	5.75%
GOOG	Alphabet Inc. Communication Services	Reduced	88,647	-319	$30,205,578	−3.9%	4.59%
NVDA	Nvidia Corp Technology	Reduced	126,748	-2,315	$28,946,708	+12.1%	4.40%
APH	Amphenol Corp Technology	Added	306,306	+149,835	$25,821,595	−6.4%	3.92%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	33	0	$24,651,165	−0.2%	3.74%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	90,420	-483	$22,528,143	+4.0%	3.42%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	52,980	-1,439	$17,527,373	−1.6%	2.66%
GLD	Spdr Gold Trust	Reduced	45,646	-936	$17,383,822	+1.3%	2.64%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	164,103	+23,878	$14,729,885	+19.5%	2.24%
AXP	American Express Co Financial Services	Reduced	47,582	-508	$14,469,686	−11.0%	2.20%
SPY	Spdr S&P 500 ETF Trust	Added	18,322	+250	$13,972,906	+3.5%	2.12%
CSCO	Cisco Systems, Inc. Technology	Reduced	129,798	-2,144	$13,970,158	−9.9%	2.12%
MA	Mastercard Inc Financial Services	Reduced	24,387	-496	$13,448,698	+5.2%	2.04%
V	Visa Inc. Financial Services	Reduced	36,802	-1,040	$13,224,062	+1.9%	2.01%
JNJ	Johnson & Johnson Healthcare	Reduced	47,479	-1,058	$12,569,590	+2.0%	1.91%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	13,066	-203	$11,894,502	−4.2%	1.81%
META	Meta Platforms, Inc. Communication Services	Reduced	15,854	-540	$11,497,003	+24.5%	1.75%
JPST	JPMorgan Ultra-Short Income ETF	Added	223,683	+8,687	$11,266,912	+3.6%	1.71%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	16,187	-531	$10,927,034	+30.4%	1.66%
KKR	KKR & Co. Inc. Financial Services	Reduced	110,588	-2,341	$10,096,684	−2.6%	1.53%
AMAT	Applied Materials Inc Technology	Reduced	19,436	-416	$9,939,181	−30.8%	1.51%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	26,097	+6,063	$9,766,541	+31.7%	1.48%
UNP	Union Pacific Corp Industrials	Reduced	35,530	-784	$9,668,778	−2.1%	1.47%
FLOT	iShares Floating Rate Bond ETF	Added	189,074	+6,833	$9,652,227	+3.7%	1.47%
GD	General Dynamics Corp Industrials	Reduced	23,837	-717	$7,909,831	−9.1%	1.20%
FDX	Fedex Corp Industrials	Reduced	25,080	-627	$7,150,057	−11.2%	1.09%
AMGN	Amgen Inc Healthcare	Reduced	16,846	-661	$7,100,757	+12.0%	1.08%
VEA	Vanguard FTSE Developed Markets ETF	Added	95,251	+26,997	$6,725,673	+38.3%	1.02%
AWK	American Water Works Company, Inc. Utilities	Reduced	49,500	-1,206	$6,408,765	−3.9%	0.97%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	27,392	-703	$6,325,908	−16.7%	0.96%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	80,263	+1,383	$6,200,316	−0.5%	0.94%
DIS	Walt Disney Co Communication Services	Reduced	58,442	-3,668	$6,130,565	+2.6%	0.93%
USB	US Bancorp De Financial Services	Reduced	102,940	-5,441	$5,945,814	−9.2%	0.90%
QQQ	Invesco Qqq Trust, Series 1	Reduced	7,770	-3	$5,748,012	+0.4%	0.87%
LIN	Linde PLC Basic Materials	Reduced	11,455	-35	$5,437,115	−8.8%	0.83%
XYL	Xylem Inc. Industrials	Reduced	51,108	-617	$5,175,707	−15.4%	0.79%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	54,447	-2,794	$5,115,840	−12.5%	0.78%
MDT	Medtronic plc Healthcare	Reduced	54,999	-1,099	$4,745,863	+8.1%	0.72%
EVLN		Reduced	97,733	-505	$4,734,675	−0.6%	0.72%
ASML	Asml Holding NV Technology	Reduced	2,450	-6	$4,438,591	−9.2%	0.67%
VZ	Verizon Communications Inc Communication Services	Added	96,695	+1,476	$4,435,399	+10.0%	0.67%
HON	Honeywell International Inc Industrials	NEW	20,838	NEW	$4,395,567	NEW	0.67%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	32,265	-837	$4,268,982	−14.9%	0.65%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	83,958	+5,064	$4,244,916	+5.5%	0.64%
NFLX	Netflix Inc Communication Services	Reduced	60,525	-9,549	$4,211,329	−15.8%	0.64%
SMH	VanEck Semiconductor ETF	Added	6,871	+1,700	$4,184,439	+23.4%	0.64%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	53,260	+1,862	$4,170,790	−1.8%	0.63%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	14,431	-473	$4,105,475	−21.9%	0.62%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	50,376	+4,288	$4,090,531	+8.1%	0.62%

Showing the top 50 of 137 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.