BRW · Saba Capital Income & Opportunities Fund · Shareholders & Ownership
Market Cap
$300.28M
Shares
50.90M
Volume · Nov 6
65.47K
Avg daily vol (3M)
233.77K
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Every disclosed holder of BRW in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BRW
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 19,546,922 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 6,908,992 | — |
| Registered funds (N-PORT, not summed) | 3,290,859 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BRW
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,745,119 | ||
| 2 |
NorthCoast Asset Management LLC
13G
CIK 1665198 · Registered investment adviser · Sep 30, 2024
Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Sep 30, 2024
|
2,471,071 | ||
| 3 |
Relative Value Partners Group, LLC
13G
CIK 1649910 · Investment adviser · Dec 31, 2023
Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Dec 31, 2023
|
2,314,254 | ||
| 4 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,278,240 | ||
| 5 |
Saba Capital Management, L.P.
13D
CIK 1510281 · Registered investment adviser · Jan 9, 2024
unconfirmed, last confirmed Jan 9, 2024
|
2,123,667 | ||
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,861,414 | ||
| 6.1 |
RiverNorth/Oaktree High Income Fund
Fund
S000039038 · Registered fund · Jun 30, 2026
RIVERNORTH FUNDS, not summed
|
59,882 | ||
| 7 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,544,694 | ||
| 8 |
Amplify CEF High Income ETF
Fund
S000065408 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
1,505,912 | ||
| 9 |
Penserra Capital Management LLC
13F
CIK 1593324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,505,912 | ||
| 10 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,075,205 | ||
| 11 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Sep 30, 2026
|
842,416 | ||
| 12 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
740,127 | ||
| 12.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
727,862 | ||
| 13 |
|
686,484 | ||
| 14 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
605,349 | ||
| 15 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
507,546 | ||
| 16 |
|
482,986 | ||
| 17 |
FLAX POND CAPITAL, LLC
13F
CIK 2106996 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
405,786 | ||
| 18 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
296,959 | ||
| 19 |
Ethos Financial Group, LLC
13F
CIK 1954242 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
251,018 | ||
| 20 |
Adalta Capital Management LLC
13F
CIK 1698926 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
248,039 | ||
| 21 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
222,050 | ||
| 22 |
SCOTIA CAPITAL INC.
13F
CIK 1335644 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
216,897 | ||
| 23 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Sep 30, 2026
|
216,211 | ||
| 24 |
Modern Wealth Management, LLC
13F
CIK 2001900 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
207,457 | ||
| 25 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
191,877 | ||
| 26 |
PARK AVENUE SECURITIES LLC
13F
CIK 1071640 · Unknown · Sep 30, 2026
|
180,668 | ||
| 27 |
SVRN Asset Management, LLC
13F
CIK 2094004 · Registered investment adviser · Sep 30, 2026
|
171,566 | ||
| 28 |
Herzfeld Caribbean Basin Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Herzfeld Caribbean Basin Fund, Inc., not summed
|
154,499 | ||
| 28.1 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
601,124 | ||
| 28.2 |
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND INC., not summed
|
161,865 | ||
| 29 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
153,273 | ||
| 30 |
Yakira Capital Management, Inc.
13F
CIK 1584639 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
127,896 | ||
| 31 |
Chicago Partners Investment Group LLC
13F
CIK 1563525 · Registered investment adviser · Sep 30, 2026
|
120,690 | ||
| 32 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Sep 30, 2026
|
101,726 | ||
| 33 |
PEAK FINANCIAL ADVISORS LLC
13F
CIK 1843309 · Registered investment adviser · Sep 30, 2026
|
95,281 | ||
| 34 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
92,798 | ||
| 35 |
Next Capital Management LLC
13F
CIK 1752762 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,927 | ||
| 36 |
IHT Wealth Management, LLC
13F
CIK 1697490 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,252 | ||
| 37 |
SeaCrest Wealth Management, LLC
13F
CIK 1728121 · Registered investment adviser · Sep 30, 2026
|
65,556 | ||
| 38 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
63,655 | ||
| 39 |
TrueMark Investments, LLC
13F
CIK 1974457 · Registered investment adviser · Sep 30, 2026
|
63,395 | ||
| 39.1 |
RiverNorth Active Income ETF
Fund
S000093615 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
60,224 | ||
| 40 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,290 | ||
| 41 |
North Ground Capital
13F
CIK 2055446 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,000 | ||
| 42 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
44,999 | ||
| 43 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Sep 30, 2026
|
43,789 | ||
| 44 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,643 | ||
| 45 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,662 | ||
| 46 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,019 | ||
| 47 |
INTEGRATED CAPITAL MANAGEMENT, INC.
13F
CIK 1608826 · Registered investment adviser · Sep 30, 2026
|
35,487 | ||
| 48 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,040 | ||
| 49 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,877 | ||
| 50 |
Bison Wealth, LLC
13F
CIK 1845251 · Registered investment adviser · Sep 30, 2026
|
28,430 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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