CGBL · Capital Group Core Balanced ETF · Holdings ETF

$36.75 -0.42 (-1.13%) At close · Sep 30

Ex-dividend: $0.2056 · Sep 30, 2026 Return incl. dividend (before tax) -0.58%

Volume · Sep 30 2.33M Avg daily vol (3M) 1.45M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 362

Total Value: $5,108,617,091

Total Shares: 134,578,959

Showing 1–100 of 362 holdings by value · page 1 of 4

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 362 13F filers · Δ vs Mar 31, 2026

Top Holder

13.9%

+1.2 pts

Top 5

42.1%

+1.0 pts

Top 10

58.0%

+1.9 pts

HHI

484

Broadly held+26

Quarterly Activity

vs Mar 31, 2026

New

Increased

233

Decreased

Sold Out

Unchanged

Holder count: +41

Institutional value: +26.6%

Shares held: +14.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega LPL Financial LLC	+3,809,453	18,718,252
Mega WELLS FARGO & COMPANY/MN	+2,506,843	10,140,759
Mega RAYMOND JAMES FINANCIAL INC	+1,953,795	5,674,737
Mega ENVESTNET ASSET MANAGEMENT INC	+1,410,430	9,654,718
Large OSAIC HOLDINGS, INC.	+779,204	3,585,680

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Mariner, LLC	−425,311	57,401
Mid Aprio Wealth Management, LLC	−219,398	1,688,355
Mid Prospera Financial Services Inc	−129,764	37,031
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC	−114,684	15,239
Small Merited Wealth, LLC	−102,625	52,703

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small QUANTUM FINANCIAL PARTNERS LLC	261,952	$9,943,697
Small Spectrum Investment Advisors, Inc.	208,664	$7,920,885
Mid WCG Wealth Advisors LLC	99,121	$3,762,633
Large Waverly Advisors, LLC	98,234	$3,728,962
Large RENAISSANCE TECHNOLOGIES LLC	97,000	$3,682,120

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large CWM, LLC	2,229,671	$76,722,979
Mega JANE STREET GROUP, LLC	328,952	$11,319,238
Mega CITADEL ADVISORS LLC	222,510	$7,656,569
Mid Independent Advisor Alliance	216,544	$7,451,279
Mid Sunbelt Securities, Inc.	142,527	$4,904,354

Filter: New 54 Increased 233 Reduced 48 Sold out 13 Unchanged 27

Showing 100 of 362

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC

$710,544,845

13.91%

18,718,252

Advance Capital Management, Inc.

$457,087,937

8.95%

12,041,305

WELLS FARGO & COMPANY/MN

$384,943,210

7.54%

10,140,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,844,981	$107,995,478	28.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,295,778	$276,947,732	71.9%	Defined

ENVESTNET ASSET MANAGEMENT INC

$366,493,095

7.17%

9,654,718

MORGAN STANLEY

$233,593,159

4.57%

6,153,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	2,077	$78,842	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,151,589	$233,514,317	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$215,413,015

4.22%

5,674,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,390,520	$52,784,139	24.5%	Defined
Raymond James Financial Services Advisors, Inc.	4,240,376	$160,964,672	74.7%	Defined
RAYMOND JAMES TRUST N.A.	43,841	$1,664,204	0.8%	Defined

Cetera Investment Advisers

$182,941,690

3.58%

4,819,328

Forge Financial Services LLC

$145,866,310

2.86%

3,842,632

OSAIC HOLDINGS, INC.

$136,112,411

2.66%

3,585,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,332,286	$126,493,576	92.9%	Defined
OSAIC INSTITUTIONS, INC.	1,043	$39,592	0.0%	Defined
Osaic Advisory Services, LLC	252,351	$9,579,243	7.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$132,235,444

2.59%

3,483,547

Cambridge Investment Research Advisors, Inc.

$98,470,062

1.93%

2,594,048

ROYAL BANK OF CANADA

$95,633,309

1.87%

2,519,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,265,102	$85,983,271	89.9%	Defined
RBC Dominion Securities Inc.	9,789	$371,590	0.4%	Defined
RBC Trust Co (Delaware) Ltd	243,213	$9,232,365	9.7%	Defined
RBC Rochdale, LLC	1,214	$46,083	0.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$90,504,421

1.77%

2,384,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,384,205	$90,504,421	100.0%	Sole

Kestra Advisory Services, LLC

$66,756,190

1.31%

1,758,593

Aprio Wealth Management, LLC

$64,089,955

1.25%

1,688,355

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$60,558,347

1.19%

1,595,320

Janney Montgomery Scott LLC

$60,513,326

1.18%

1,594,134

STIFEL FINANCIAL CORP

$59,398,441

1.16%

1,564,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	1,562,422	$59,309,539	99.9%	Defined
Stifel Independent Advisors, LLC	2,342	$88,902	0.1%	Defined

MML INVESTORS SERVICES, LLC

$51,157,439

1.00%

1,347,667

J. Derek Lewis & Associates Inc.

$50,759,808

0.99%

1,337,192

BENJAMIN EDWARDS INC

$49,910,567

0.98%

1,314,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	1,314,820	$49,910,567	100.0%	Defined

Compton Financial Group, LLC

$48,150,324

0.94%

1,268,449

HARBOUR INVESTMENTS, INC.

$38,561,590

0.75%

1,015,848

&PARTNERS

$38,159,783

0.75%

1,005,263

KWB Wealth

$35,146,822

0.69%

925,891

Private Advisor Group, LLC

$34,386,939

0.67%

905,873

ST GERMAIN D J CO INC

$27,398,199

0.54%

721,765

Concurrent Investment Advisors, LLC

$23,663,845

0.46%

623,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	284,927	$10,815,828	45.7%	Sole
Held directly	338,462	$12,848,017	54.3%	Sole

GREAT VALLEY ADVISOR GROUP, INC.

$21,835,692

0.43%

575,229

Confluence Wealth Services, Inc.

$21,340,504

0.42%

562,184

Greenbush Financial Group, LLC

$20,855,224

0.41%

549,400

FLAGSHIP HARBOR ADVISORS, LLC

$20,825,159

0.41%

548,608

KESTRA PRIVATE WEALTH SERVICES, LLC

$20,498,627

0.40%

540,006

Mesirow Financial Investment Management, Inc.

$19,054,667

0.37%

501,967

NewEdge Advisors, LLC

$18,673,017

0.37%

491,913

Smartleaf Asset Management LLC

$16,197,038

0.32%

426,687

ASSETMARK, INC

$16,181,588

0.32%

426,280

Betterment LLC

$16,042,389

0.31%

422,613

Quantum Financial Planning Services, Inc.

$16,015,589

0.31%

421,907

Capital Group Private Client Services, Inc.

$15,966,811

0.31%

420,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	420,622	$15,966,811	100.0%	Defined

PCG Wealth Advisors, LLC

$15,275,901

0.30%

402,421

BANK OF AMERICA CORP /DE/

$15,029,995

0.29%

395,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	175,154	$6,648,845	44.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	220,789	$8,381,150	55.8%	Defined

World Investment Advisors

$14,925,644

0.29%

393,194

Apollon Wealth Management, LLC

$14,218,069

0.28%

374,554

Clarity Wealth Advisors, LLC

$14,031,838

0.27%

369,648

B. Riley Wealth Advisors, Inc.

$13,453,859

0.26%

354,422

CARY STREET PARTNERS FINANCIAL LLC

$13,198,995

0.26%

347,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	347,708	$13,198,995	100.0%	Defined

IFP Advisors, Inc

$13,172,689

0.26%

347,015

Johnson Bixby & Associates, LLC

$12,997,352

0.25%

342,396

D.A. DAVIDSON & CO.

$12,858,304

0.25%

338,733

UBS Group AG

$12,660,950

0.25%

333,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	326,634	$12,399,026	97.9%	Defined
UBS Switzerland AG	6,900	$261,924	2.1%	Defined

High Net Worth Advisory Group LLC

$12,558,686

0.25%

330,840

SMITH, MOORE & CO.

$12,407,263

0.24%

326,851

Hartmann Taylor Wealth Management, LLC

$12,381,603

0.24%

326,175

Base Wealth Management LLC

$12,222,854

0.24%

321,993

Equitable Holdings, Inc.

$12,180,832

0.24%

320,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	320,886	$12,180,832	100.0%	Defined

Stratos Wealth Partners, LTD.

$12,170,545

0.24%

320,615

Capital Management Associates, Inc

$12,150,388

0.24%

320,084

Geneos Wealth Management Inc.

$12,141,581

0.24%

319,852

Merit Financial Group, LLC

$12,077,315

0.24%

318,159

Valmark Advisers, Inc.

$11,955,881

0.23%

314,960

Venture Visionary Partners LLC

$11,565,994

0.23%

304,689

CLG LLC

$11,407,511

0.22%

300,514

Boyer Financial Services, Inc.

$11,205,905

0.22%

295,203

Hopwood Nicholas Hunter

$10,957,685

0.21%

288,664

Cullen/Frost Bankers, Inc.

$10,728,862

0.21%

282,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	282,636	$10,728,862	100.0%	Defined

FOUNDERS FINANCIAL SECURITIES LLC

$10,593,345

0.21%

279,066

LongView Wealth Management

$10,494,801

0.21%

276,470

Integrated Wealth Concepts LLC

$10,405,329

0.20%

274,113

AdvisorNet Financial, Inc

$10,304,507

0.20%

271,457

QUANTUM FINANCIAL PARTNERS LLC

$9,943,697

0.19%

261,952

Gateway Wealth Partners, LLC

$9,834,524

0.19%

259,076

SEAMOUNT FINANCIAL GROUP INC

$9,798,007

0.19%

258,114

HighTower Advisors, LLC

$9,189,280

0.18%

242,078

Essex Financial Services, Inc.

$9,095,709

0.18%

239,613

Advisory Services Network, LLC

$8,585,602

0.17%

226,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CONFLUENCE INVESTMENT MANAGEMENT LLC	458	$17,385	0.2%	Other
Held directly	225,717	$8,568,217	99.8%	Sole

TRUIST FINANCIAL CORP

$8,104,421

0.16%

213,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	136	$5,162	0.1%	Defined
Truist Advisory Services, Inc.	213,363	$8,099,259	99.9%	Defined

ENDEAVOR PRIVATE WEALTH, INC.

$8,072,042

0.16%

212,646

Worth Asset Management, LLC

$7,953,531

0.16%

209,524

Spectrum Investment Advisors, Inc.

$7,920,885

0.16%

208,664

Westside Investment Management, Inc.

$7,655,507

0.15%

201,673

KINTRA WEALTH, LLC

$7,620,583

0.15%

200,753

Bleakley Financial Group, LLC

$7,202,985

0.14%

189,752

Tempus Wealth Planning, LLC

$6,693,372

0.13%

176,327

Clear Creek Financial Management, LLC

$6,599,497

0.13%

173,854

SAGESPRING WEALTH PARTNERS, LLC

$6,590,159

0.13%

173,608

Envestnet Portfolio Solutions, Inc.

$6,556,375

0.13%

172,718

Rockefeller Capital Management L.P.

$6,362,284

0.12%

167,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	10,128	$384,458	6.0%	Defined
ROCKEFELLER TRUST COMPANY, N.A. joint	11,870	$450,585	7.1%	Defined
Rockefeller Trust Co (Delaware) joint	2,140	$81,234	1.3%	Defined
ROCKEFELLER FINANCIAL LLC	143,467	$5,446,007	85.6%	Defined

CVFG LLC

$6,262,678

0.12%

164,981

Mutual Advisors, LLC

$6,252,315

0.12%

164,708

Sigma Planning Corp

$6,163,261

0.12%

162,362

Michael Brady & Co., LLC

$6,130,388

0.12%

161,496

Integrity Advisory Solutions, LLC

$5,982,078

0.12%

157,589

THOROUGHBRED FINANCIAL SERVICES, LLC

$5,849,408

0.11%

154,094

DAVENPORT & Co LLC

$5,763,390

0.11%

151,828

MGO ONE SEVEN LLC

$5,757,620

0.11%

151,676

Ameritas Advisory Services, LLC

$5,686,370

0.11%

149,799

CENTAURUS FINANCIAL, INC.

$5,675,817

0.11%

149,521

Steward Partners Investment Advisory, LLC

$5,670,730

0.11%

149,387

First Heartland Consultants, Inc.

$5,669,667

0.11%

149,359