CGCV · Capital Group Conservative Equity ETF · Holdings ETF

$32.10 +0.02 (+0.06%) At close · Oct 1

Volume · Oct 1 454.64K Avg daily vol (3M) 294.77K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 159

Total Value: $1,617,022,910

Total Shares: 49,269,482

Showing 1–100 of 159 holdings by value · page 1 of 2

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 159 13F filers · Δ vs Mar 31, 2026

Top Holder

20.2%

−2.8 pts

Top 5

55.4%

−1.4 pts

Top 10

68.3%

+0.8 pts

HHI

825

Broadly held−85

Quarterly Activity

vs Mar 31, 2026

New

Increased

100

Decreased

Sold Out

Unchanged

Holder count: +15

Institutional value: +26.0%

Shares held: +14.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega WELLS FARGO & COMPANY/MN	+1,396,927	2,062,800
Mega LPL Financial LLC	+1,074,751	5,739,104
Small DMKC Advisory Services, LLC	+882,200	951,600
Mid Capital Group Private Client Services, Inc.	+795,041	6,173,813
Mega RAYMOND JAMES FINANCIAL INC	+571,784	2,944,594

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−185,038	646,077
Large COMMONWEALTH EQUITY SERVICES, LLC	−75,694	638,323
Mid Golden State Wealth Management, LLC	−54,703	9,453
Small Evernest Financial Advisors, LLC	−33,010	96,874
Mid Gateway Wealth Partners, LLC	−20,888	47,247

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small PRIVATE CLIENT SERVICES, LLC	43,017	$1,411,817
Mega Bank of New York Mellon Corp	23,634	$775,667
Mid Ameritas Advisory Services, LLC	19,487	$639,563
Mid Global Retirement Partners, LLC	16,516	$542,055
Large Merit Financial Group, LLC	16,041	$526,465

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	647,506	$19,302,153
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	153,714	$4,582,214
Mega JANE STREET GROUP, LLC	133,171	$3,969,827
Small PCG Wealth Advisors, LLC	31,362	$934,901
Mid Independent Advisor Alliance	21,211	$632,299

Filter: New 24 Increased 100 Reduced 20 Sold out 9 Unchanged 15

Showing 100 of 159

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Capital International Investors

$327,371,721

20.25%

9,974,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	9,974,763	$327,371,721	100.0%	Defined

Capital Group Private Client Services, Inc.

$202,624,542

12.53%

6,173,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	6,173,813	$202,624,542	100.0%	Defined

LPL Financial LLC

$188,357,393

11.65%

5,739,104

RAYMOND JAMES FINANCIAL INC

$96,641,574

5.98%

2,944,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,438,658	$80,036,755	82.8%	Defined
Raymond James Financial Services Advisors, Inc.	493,722	$16,203,956	16.8%	Defined
RAYMOND JAMES TRUST N.A.	12,214	$400,863	0.4%	Defined

ENVESTNET ASSET MANAGEMENT INC

$81,413,423

5.03%

2,480,604

WELLS FARGO & COMPANY/MN

$67,701,095

4.19%

2,062,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	232,257	$7,622,674	11.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	770,543	$25,289,221	37.4%	Defined
Wells Fargo Securities, LLC	1,060,000	$34,789,200	51.4%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$41,981,407

2.60%

1,279,141

Cetera Investment Advisers

$36,612,219

2.26%

1,115,546

DMKC Advisory Services, LLC

$31,231,512

1.93%

951,600

JONES FINANCIAL COMPANIES LLLP

$29,777,421

1.84%

907,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	907,295	$29,777,421	100.0%	Sole

STIFEL FINANCIAL CORP

$27,263,836

1.69%

830,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	830,277	$27,249,691	99.9%	Defined
Stifel Independent Advisors, LLC	431	$14,145	0.1%	Defined

Tribridge Partners Financial LLC

$25,711,647

1.59%

783,414

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$21,204,247

1.31%

646,077

Envision Financial Planning, LLC

$20,972,997

1.30%

639,031

COMMONWEALTH EQUITY SERVICES, LLC

$20,949,760

1.30%

638,323

Clearstead Trust, LLC

$17,585,152

1.09%

535,806

Souders Financial Advisors

$16,764,029

1.04%

510,787

OSAIC HOLDINGS, INC.

$16,016,979

0.99%

488,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	391,726	$12,856,447	80.3%	Defined
OSAIC INSTITUTIONS, INC.	3,807	$124,945	0.8%	Defined
Osaic Advisory Services, LLC	92,492	$3,035,587	19.0%	Defined

HighPoint Advisor Group LLC

$15,044,786

0.93%

458,403

MML INVESTORS SERVICES, LLC

$14,810,057

0.92%

451,251

BANK OF AMERICA CORP /DE/

$14,512,412

0.90%

442,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	45,775	$1,502,335	10.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	396,407	$13,010,077	89.6%	Defined

Confluence Wealth Services, Inc.

$13,654,761

0.84%

416,050

ST GERMAIN D J CO INC

$12,401,955

0.77%

377,878

Cambridge Investment Research Advisors, Inc.

$12,325,157

0.76%

375,538

AdvisorNet Financial, Inc

$12,067,454

0.75%

367,686

&PARTNERS

$11,154,566

0.69%

339,871

J. Derek Lewis & Associates Inc.

$10,752,291

0.66%

327,614

Steward Partners Investment Advisory, LLC

$10,671,587

0.66%

325,155

HARBOUR INVESTMENTS, INC.

$10,621,339

0.66%

323,624

Valmark Advisers, Inc.

$10,621,208

0.66%

323,620

Carson Advisory Inc.

$9,884,333

0.61%

301,168

RM Financial Services, LLC

$9,297,413

0.57%

283,285

Troutman Wealth Management, LLC

$8,256,822

0.51%

251,579

FINANCIAL MANAGEMENT NETWORK INC

$8,116,090

0.50%

247,291

ROYAL BANK OF CANADA

$7,662,058

0.47%

233,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	233,457	$7,662,058	100.0%	Defined

Midwest Heritage Bank, FSB

$7,620,968

0.47%

232,205

Western Wealth Management, LLC

$6,946,090

0.43%

211,642

Janney Montgomery Scott LLC

$6,814,022

0.42%

207,618

Baird Financial Group, Inc.

$6,405,479

0.40%

195,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	195,170	$6,405,479	100.0%	Defined

Apollon Wealth Management, LLC

$6,119,387

0.38%

186,453

Compton Financial Group, LLC

$5,917,019

0.37%

180,287

Kestra Advisory Services, LLC

$5,525,673

0.34%

168,363

Vestmark Advisory Solutions, Inc.

$5,393,770

0.33%

164,344

REGATTA CAPITAL GROUP, LLC

$4,859,197

0.30%

148,056

TRUIST FINANCIAL CORP

$4,609,240

0.29%

140,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	140,440	$4,609,240	100.0%	Defined

GREAT VALLEY ADVISOR GROUP, INC.

$3,782,669

0.23%

115,255

GTS SECURITIES LLC

$3,544,264

0.22%

107,991

CAPTRUST FINANCIAL ADVISORS

$3,423,421

0.21%

104,309

FOUNDERS FINANCIAL SECURITIES LLC

$3,197,029

0.20%

97,411

Evernest Financial Advisors, LLC

$3,179,404

0.20%

96,874

BlueChip Wealth Advisors LLC

$3,156,168

0.20%

96,166

Private Advisor Group, LLC

$2,824,883

0.17%

86,072

Equitable Holdings, Inc.

$2,809,457

0.17%

85,602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	85,602	$2,809,457	100.0%	Defined

Bulwark Capital Corp

$2,753,072

0.17%

83,884

ASSETMARK, INC

$2,482,898

0.15%

75,652

Hartmann Taylor Wealth Management, LLC

$2,456,051

0.15%

74,834

Prospera Financial Services Inc

$2,449,487

0.15%

74,634

Integrated Wealth Concepts LLC

$2,086,104

0.13%

63,562

Pines Wealth Management, LLC

$1,928,929

0.12%

58,773

Meridian Wealth Management, LLC

$1,877,435

0.12%

57,204

BENJAMIN EDWARDS INC

$1,866,637

0.12%

56,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	56,875	$1,866,637	100.0%	Defined

Worthington Financial Partners, LLC

$1,827,942

0.11%

55,696

CWS Financial Advisors, LLC

$1,755,115

0.11%

53,477

Junk Investment Group, LLC

$1,720,129

0.11%

52,411

Brookstone Capital Management

$1,689,015

0.10%

51,463

NATIXIS ADVISORS, LLC

$1,678,611

0.10%

51,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	51,146	$1,678,611	100.0%	Defined

Gateway Wealth Partners, LLC

$1,550,646

0.10%

47,247

CGN Advisors LLC

$1,481,330

0.09%

45,135

Continuum Advisory, LLC

$1,455,041

0.09%

44,334

Orion Porfolio Solutions, LLC

$1,439,386

0.09%

43,857

PRIVATE CLIENT SERVICES, LLC

$1,411,817

0.09%

43,017

Cullen/Frost Bankers, Inc.

$1,406,894

0.09%

42,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	42,867	$1,406,894	100.0%	Defined

Sigma Planning Corp

$1,362,259

0.08%

41,507

PRINCIPAL SECURITIES, INC.

$1,315,688

0.08%

40,088

Envestnet Portfolio Solutions, Inc.

$1,210,500

0.07%

36,883

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,200,457

0.07%

36,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	36,577	$1,200,457	100.0%	Defined

World Investment Advisors

$1,132,454

0.07%

34,505

HighTower Advisors, LLC

$1,078,727

0.07%

32,868

D.A. DAVIDSON & CO.

$858,899

0.05%

26,170

Main Line Retirement Advisors, LLC

$825,587

0.05%

25,155

ROTHSCHILD INVESTMENT LLC

$815,577

0.05%

24,850

NewEdge Advisors, LLC

$802,678

0.05%

24,457

Bank of New York Mellon Corp

$775,667

0.05%

23,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc.	23,633	$775,635	100.0%	Defined
Held directly	1	$32	0.0%	Defined

KWB Wealth

$763,787

0.05%

23,272

Regal Investment Advisors LLC

$759,389

0.05%

23,138

INDEPENDENT FINANCIAL GROUP, LLC

$657,647

0.04%

20,038

Stratos Wealth Partners, LTD.

$655,481

0.04%

19,972

Capital Analysts, LLC

$649,474

0.04%

19,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	19,789	$649,474	100.0%	Defined

Ameritas Advisory Services, LLC

$639,563

0.04%

19,487

Synergy Investment Management, LLC

$622,759

0.04%

18,975

A&I FINANCIAL SERVICES, LLC

$616,589

0.04%

18,787

DAVENPORT & Co LLC

$607,071

0.04%

18,497

Kingsview Wealth Management, LLC

$597,127

0.04%

18,194

M.E. ALLISON & CO., INC.

$579,765

0.04%

17,665

Global Retirement Partners, LLC

$542,055

0.03%

16,516

Cyndeo Wealth Partners, LLC

$540,020

0.03%

16,454

Merit Financial Group, LLC

$526,465

0.03%

16,041

Transamerica Financial Advisors, LLC

$526,301

0.03%

16,036

Aspire Growth Partners LLC

$513,731

0.03%

15,653

KINTRA WEALTH, LLC

$468,407

0.03%

14,272