PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in COF — Capital One Financial Corp

CIK 12600 DES MOINES, IA

Position in COF

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$5,412,326

+$625,546 QoQ

Shares Held

26,978

+2.8% QoQ

Ownership

0.004%

of shares outstanding

% of Portfolio

0.19%

of 13F equity value

Holder Rank

#531

of 2,092 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $64,705,062 across 10 Credit Services names. COF ranks #4 (8.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	V	Visa Inc.	87,371	$29,976,116
2	MA	Mastercard Inc	35,578	$18,272,860
3	AXP	American Express Co	25,634	$8,670,700
4	COF	Capital One Financial Corp This page	26,978	$5,412,326
5	SYF	Synchrony Financial	10,291	$782,630
6	PYPL	PayPal Holdings, Inc.	10,219	$441,256
7	SOFI	SoFi Technologies, Inc.	20,298	$363,943
8	OMF	OneMain Holdings, Inc.	5,897	$359,540

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$5,412,326	26,978	+2.8%	Shares	Sole	2026-08-04
2026-03-31	$4,786,780	26,239	+1.6%	Shares	Sole	2026-05-13
2025-12-31	$6,261,855	25,837	+10.5%	Shares	Sole	2026-02-12
2025-09-30	$4,972,671	23,392	+5.7%	Shares	Sole	2025-11-12
2025-06-30	$4,708,591	22,131	+71.0%	Shares	Sole	2025-08-11
2025-03-31	$2,320,679	12,943	0.0%	Shares	Sole	2025-04-30
2024-12-31	$2,307,995	12,943	+23.7%	Shares	Sole	2025-01-30
2024-09-30	$1,566,175	10,460	+13.3%	Shares	Sole	2024-10-28
2024-06-30	$1,278,031	9,231	+7.5%	Shares	Sole	2024-07-31
2024-03-31	$1,277,922	8,583	+29.2%	Shares	Sole	2024-05-10
2023-12-31	$871,030	6,643	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.