Wellington Shields Capital Management, LLC

Position in COF — Capital One Financial Corp

CIK 1506071 NEW YORK, NY

Position in COF

as of Jun 30, 2026 · filed Aug 10, 2026 Compact

Position Value

$10,031,000

+$1,415,561 QoQ

Shares Held

50,000

+5.9% QoQ

Ownership

0.008%

of shares outstanding

% of Portfolio

1.40%

of 13F equity value

Holder Rank

#417

of 2,096 holders

Holding Since

Jun 2020

25 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

Wellington Shields Capital Management, LLC holds $44,046,765 across 4 Credit Services names. COF ranks #3 (22.8% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	AXP	American Express Co	47,791	$16,165,305
2	MA	Mastercard Inc	28,837	$14,810,683
3	COF	Capital One Financial Corp This page	50,000	$10,031,000
4	V	Visa Inc.	8,860	$3,039,777

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$10,031,000	50,000	+5.9%	Shares	Sole	2026-08-10
2026-03-31	$8,615,439	47,226	+38.0%	Shares	Sole	2026-05-04
2025-12-31	$8,292,105	34,214	+1.9%	Shares	Sole	2026-02-09
2025-09-30	$7,136,735	33,572	+5.7%	Shares	Sole	2025-11-05
2025-06-30	$6,760,236	31,774	+0.0%	Shares	Sole	2025-08-05
2025-03-31	$5,694,568	31,760	+22.7%	Shares	Sole	2025-05-08
2024-12-31	$4,614,921	25,880	+3.5%	Shares	Sole	2025-02-10
2024-09-30	$3,744,747	25,010	+0.6%	Shares	Sole	2024-11-13
2024-06-30	$3,440,482	24,850	-3.7%	Shares	Sole	2024-08-05
2024-03-31	$3,842,553	25,808	-7.9%	Shares	Sole	2024-05-03
2023-12-31	$3,674,375	28,023	+7.5%	Shares	Sole	2024-02-09
2023-09-30	$2,530,190	26,071	+3.9%	Shares	Sole	2023-11-14
2023-06-30	$2,743,765	25,087	+1.1%	Shares	Sole	2023-08-11
2023-03-31	$2,386,114	24,814	+10.1%	Shares	Sole	2023-05-11
2022-12-31	$2,095,690	22,544	-4.6%	Shares	Sole	2023-02-15
2022-09-30	$2,178,253	23,633	+2.6%	Shares	Sole	2022-11-14
2022-06-30	$2,401,058	23,045	+3.2%	Shares	Sole	2022-08-12
2022-03-31	$2,930,917	22,324	-2.8%	Shares	Sole	2022-05-12
2021-12-31	$3,331,266	22,960	+19.3%	Shares	Sole	2022-02-15
2021-09-30	$3,117,112	19,245	+2.9%	Shares	Sole	2021-11-10
2021-06-30	$2,893,476	18,705	+8.1%	Shares	Sole	2021-08-13
2021-03-31	$2,200,824	17,298	-2.7%	Shares	Sole	2021-05-12
2020-12-31	$1,758,146	17,786	-9.1%	Shares	Sole	2021-02-09
2020-09-30	$1,405,294	19,556	+10.4%	Shares	Sole	2020-11-10
2020-06-30	$1,108,468	17,710	—	Shares	Sole	2020-08-05
No filing history on record for this holder in this stock.