Wellington Shields Capital Management, LLC

CIK

1506071

Location

NEW YORK, NY

Portfolio Value

Small $714,862,301

Diversification

Diversified

Filing Date

Global Rank

#2,356 / 8,700 ▲ 613

Top Industry

Internet Content & Information 9.7%

Period ended 2 months ago

Filed Aug 10, 2026 · 34d

26 quarters · since Mar 2020

Portfolio Concentration

289 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.6%

−0.7 pts

Top 5

29.0%

+2.1 pts

Top 10

42.7%

+3.3 pts

HHI

268

Diversified+17

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	27.0%	$193,284,816	41
Industrials	20.5%	$146,543,930	57
Financial Services	16.1%	$114,842,892	43
Communication Services	10.3%	$73,728,180	14
Healthcare	6.8%	$48,432,664	33
Consumer Cyclical	5.8%	$41,381,535	13
Energy	4.5%	$31,928,129	27
Consumer Defensive	3.1%	$22,046,087	16
Basic Materials	2.6%	$18,276,789	19
Unclassified	1.5%	$11,065,895	10
Utilities	1.0%	$7,328,374	8
Real Estate	0.8%	$6,003,010	8

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
QXO	QXO, Inc.	+242,177	910,228	$15,728,739
UBER	Uber Technologies, Inc	+49,144	50,990	$3,679,438
MP	MP Materials Corp. / DE	+35,000	51,680	$2,894,596
RTX	RTX Corp	+8,662	39,062	$7,411,233
CVS	CVS HEALTH Corp	+8,475	15,461	$1,599,440
FCX	Freeport-Mcmoran Inc	+6,702	8,940	$562,236
UPS	United Parcel Service Inc	+6,138	7,700	$827,750
AVGO	Broadcom Inc.	+5,591	23,542	$8,892,990
TEM	Tempus AI, Inc.	+5,000	23,594	$1,366,800
LLY	ELI LILLY & Co	+4,137	9,793	$11,746,018
MRK	Merck & Co., Inc.	+3,201	10,175	$1,307,487
RFL	Rafael Holdings, Inc.	+2,953	28,953	$94,965
NEE	Nextera Energy Inc	+2,900	31,300	$2,747,201
COF	Capital One Financial Corp	+2,774	50,000	$10,031,000
UNP	Union Pacific Corp	+2,299	10,128	$2,754,816
DVN	Devon Energy Corp/De	+2,065	5,993	$247,630
BNY	Bank of New York Mellon Corp	+2,000	4,950	$715,819
AR	ANTERO RESOURCES Corp	+2,000	14,500	$509,530
SPG	Simon Property Group Inc.	+1,810	13,465	$3,011,447
NFLX	Netflix Inc	+1,800	5,188	$370,423
FANG	Diamondback Energy, Inc.	+1,700	5,810	$1,021,281
ROST	Ross Stores, Inc.	+1,600	3,600	$766,260
KLAC	Kla Corp	+1,530	1,700	$512,907
ETR	Entergy Corp /De/	+1,500	4,967	$570,509
RKLB	Rocket Lab Corp	+1,500	9,900	$1,006,335
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TROX	Tronox Holdings plc	−91,154	388,123	$2,445,174
GOOGL	Alphabet Inc.	−41,531	172,498	$61,299,491
MKSI	Mks Inc	−22,450	29,770	$13,241,696
—		−18,172	5,684	$520,881
MSFT	Microsoft Corp	−15,838	107,830	$40,222,746
BX	Blackstone Inc.	−14,170	96,204	$11,320,324
NVDA	Nvidia Corp	−12,310	41,041	$8,211,893
APO	Apollo Global Management, Inc.	−7,089	48,133	$5,694,615
AAPL	Apple Inc.	−6,447	99,923	$28,913,719
CG	Carlyle Group Inc.	−6,234	71,310	$3,002,864
GLW	Corning Inc /Ny	−5,697	20,398	$5,210,261
CSCO	Cisco Systems, Inc.	−5,249	1,424	$167,263
JNJ	Johnson & Johnson	−5,241	12,573	$3,193,164
ET	Energy Transfer LP	−5,192	87,425	$1,671,566
BE	Bloom Energy Corp	−4,700	154,875	$46,880,662
MBC	MasterBrand, Inc.	−4,500	24,000	$246,960
ABT	Abbott Laboratories	−4,282	2,200	$199,628
BMY	Bristol Myers Squibb Co	−4,196	12,407	$714,891
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−4,171	25,303	$12,083,953
ACN	Accenture plc	−4,100	3,000	$373,320
INTC	Intel Corp	−3,850	10,171	$1,420,176
IBM	International Business Machines Corp	−3,725	14,566	$4,096,104
PG	PROCTER & GAMBLE Co	−3,680	8,591	$1,259,784
ABBV	AbbVie Inc.	−3,600	4,721	$1,187,992
PANW	Palo Alto Networks Inc	−3,600	47,036	$16,040,216
No positions match the current search.

New Positions

Positions the filer opened this quarter

21 positions

Ticker	Company	Shares	Value
PPC	Pilgrims Pride Corp	117,602	$3,305,792
PDD	PDD Holdings Inc.	42,842	$3,267,987
DCH	Dauch Corp	584,190	$3,166,309
CLS	Celestica Inc	6,660	$2,429,568
TKR	Timken Co	11,225	$1,631,217
MRVL	Marvell Technology, Inc.	2,890	$860,902
HONA	Honeywell Aerospace Inc.	3,219	$711,656
FPS	Forgent Power Solutions, Inc.	11,050	$617,253
TSEM	Tower Semiconductor Ltd	1,640	$427,449
—		6,800	$345,644
OC	Owens Corning	1,770	$281,359
COHR	Coherent Corp.	700	$276,129
AIT	Applied Industrial Technologies Inc	800	$270,520
ECG	Everus Construction Group, Inc.	1,250	$207,437
GVA	Granite Construction Inc	750	$118,560
SBUX	Starbucks Corp	1,000	$102,190
NOW	ServiceNow, Inc.	1,000	$99,280
SPCX	Space Exploration Technologies Corp	428	$73,128
DAL	Delta Air Lines, Inc.	680	$63,688
PRU	Prudential Financial Inc	400	$43,172
DIA	Spdr Dow Jones Industrial Average ETF Trust	8	$4,179
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	98,650	$10,710,402
AAXJ	iShares MSCI All Country Asia ex Japan ETF	41,997	$9,549,874
VB	Vanguard Morningstar Small-Cap ETF	18,286	$9,002,239
AFK	VanEck Africa Index ETF	41,370	$8,083,129
XYZ	Block, Inc.	59,416	$3,575,654
ABI	VictoryShares Pioneer Asset-Based Income ETF	17,820	$3,420,014
BKF	iShares MSCI BIC ETF	55,750	$2,443,917
AGNG	Global X Funds Global X Aging Population ETF	26,250	$1,297,764
ACES	ALPS Clean Energy ETF	16,785	$883,562
—		7,300	$457,564
TOST	Toast, Inc.	16,400	$434,764
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	4,100	$408,734
TPR	Tapestry, Inc.	2,750	$388,052
STT	State Street Corp	7,297	$360,252
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	6,200	$306,838
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	5,000	$253,050
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	4,849	$246,523
FNDA	Schwab Fundamental U.S. Small Company ETF	10,000	$242,700
TM	Toyota Motor Corp/	1,066	$219,691
HAL	Halliburton Co	5,611	$218,772
AIEQ	Amplify AI Powered Equity ETF	2,166	$162,644
ONDS	Ondas Inc.	12,000	$108,480
BNDW	Vanguard Total World Bond ETF	1,058	$83,867
DPRO	Draganfly Inc.	10,000	$49,100
KMB	Kimberly Clark Corp	400	$38,588
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

289 tracked positions · $714,862,301 total · filing declares 335 positions · $788,367,394 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 289 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Reduced	172,498	-41,531	$61,299,491	−0.3%	8.58%
BE	Bloom Energy Corp Industrials	Reduced	154,875	-4,700	$46,880,662	+116.8%	6.56%
MSFT	Microsoft Corp Technology	Reduced	107,830	-15,838	$40,222,746	−12.1%	5.63%
AMD	Advanced Micro Devices Inc Technology	Reduced	51,335	-50	$29,821,014	+185.3%	4.17%
AAPL	Apple Inc. Technology	Reduced	99,923	-6,447	$28,913,719	+7.1%	4.04%
AMZN	Amazon Com Inc Consumer Cyclical	Added	110,437	+186	$26,321,554	+14.6%	3.68%
JPM	Jpmorgan Chase & Co Financial Services	Added	72,948	+701	$23,878,068	+12.4%	3.34%
AXP	American Express Co Financial Services	Reduced	47,791	-3,303	$16,165,305	+4.6%	2.26%
PANW	Palo Alto Networks Inc Technology	Reduced	47,036	-3,600	$16,040,216	+97.6%	2.24%
QXO	QXO, Inc. Industrials	Added	910,228	+242,177	$15,728,739	+21.2%	2.20%
MA	Mastercard Inc Financial Services	Reduced	28,837	-2,500	$14,810,683	−5.4%	2.07%
PWR	Quanta Services, Inc. Industrials	Reduced	20,281	-45	$14,603,131	+30.9%	2.04%
XOM	ExxonMobil Holdings Corp Energy	Reduced	102,822	-2,222	$14,057,823	−21.1%	1.97%
MKSI	Mks Inc Technology	Reduced	29,770	-22,450	$13,241,696	+10.3%	1.85%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	25,303	-4,171	$12,083,953	+21.3%	1.69%
BA	Boeing Co Industrials	Reduced	55,467	-3,083	$12,006,941	+3.0%	1.68%
LLY	ELI LILLY & Co Healthcare	Added	9,793	+4,137	$11,746,018	+125.8%	1.64%
BX	Blackstone Inc. Financial Services	Reduced	96,204	-14,170	$11,320,324	−10.8%	1.58%
COF	Capital One Financial Corp Financial Services	Added	50,000	+2,774	$10,031,000	+16.4%	1.40%
AVGO	Broadcom Inc. Technology	Added	23,542	+5,591	$8,892,990	+60.1%	1.24%
NVDA	Nvidia Corp Technology	Reduced	41,041	-12,310	$8,211,893	−11.7%	1.15%
RTX	RTX Corp Industrials	Added	39,062	+8,662	$7,411,233	+26.4%	1.04%
GEV	GE Vernova Inc. Industrials	Added	5,434	+1,409	$6,384,189	+81.7%	0.89%
RDDT	Reddit, Inc. Communication Services	Added	33,485	+827	$5,812,326	+32.2%	0.81%
APO	Apollo Global Management, Inc. Financial Services	Reduced	48,133	-7,089	$5,694,615	−7.4%	0.80%
LIN	Linde PLC Basic Materials	Added	10,759	+400	$5,583,275	+8.7%	0.78%
GLW	Corning Inc /Ny Technology	Reduced	20,398	-5,697	$5,210,261	+46.8%	0.73%
MCK	Mckesson Corp Healthcare	Reduced	6,759	-75	$5,107,100	−13.6%	0.71%
FLO	Flowers Foods Inc Consumer Defensive	Held	589,705	0	$4,658,668	−3.1%	0.65%
PSNL	Personalis, Inc. Healthcare	Held	339,733	0	$4,552,422	+110.4%	0.64%
IBM	International Business Machines Corp Technology	Reduced	14,566	-3,725	$4,096,104	−7.6%	0.57%
EW	Edwards Lifesciences Corp Healthcare	Reduced	44,831	-2,700	$4,055,412	+6.5%	0.57%
ASML	Asml Holding NV Technology	Added	2,011	+150	$4,000,763	+62.8%	0.56%
BLK	BlackRock, Inc. Financial Services	Held	4,015	0	$3,860,663	−0.0%	0.54%
ITW	Illinois Tool Works Inc Industrials	Reduced	13,900	-225	$3,759,533	+2.3%	0.53%
UBER	Uber Technologies, Inc Technology	Added	50,990	+49,144	$3,679,438	+2671.0%	0.51%
WMT	Walmart Inc. Consumer Defensive	Added	30,188	+15	$3,419,092	−8.8%	0.48%
PPC	Pilgrims Pride Corp Consumer Defensive	NEW	117,602	NEW	$3,305,792	NEW	0.46%
SLV	iShares Silver Trust	Reduced	61,322	-700	$3,278,887	−22.4%	0.46%
PDD	PDD Holdings Inc. Consumer Cyclical	NEW	42,842	NEW	$3,267,987	NEW	0.46%
ETN	Eaton Corp plc Industrials	Added	7,549	+67	$3,216,779	+20.2%	0.45%
CW	Curtiss Wright Corp Industrials	Added	4,223	+500	$3,200,020	+26.2%	0.45%
JNJ	Johnson & Johnson Healthcare	Reduced	12,573	-5,241	$3,193,164	−26.7%	0.45%
GE	General Electric Co Industrials	Reduced	8,540	-949	$3,191,654	+18.5%	0.45%
DCH	Dauch Corp Consumer Cyclical	NEW	584,190	NEW	$3,166,309	NEW	0.44%
CEG	Constellation Energy Corp Utilities	Reduced	12,521	-105	$3,109,840	−11.8%	0.44%
HD	Home Depot, Inc. Consumer Cyclical	Held	8,790	0	$3,100,057	+7.2%	0.43%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	44,000	0	$3,083,080	+16.8%	0.43%
DELL	Dell Technologies Inc. Technology	Reduced	7,107	-270	$3,066,386	+153.3%	0.43%
V	Visa Inc. Financial Services	Reduced	8,860	-44	$3,039,777	+13.0%	0.43%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.