Wellington Shields Capital Management, LLC

CIK

1506071

Location

NEW YORK, NY

Portfolio Value

Small $576,111,884

Diversification

Diversified

Filing Date

Global Rank

#2,434 / 8,622 ▼ 28 · as of Mar 2026

Top Industry

Software - Infrastructure 10.5%

3Y Alpha vs SPY

-2.6%

Period ended 4 months ago

Filed May 4, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+59.3%

SPY

+67.9%

Annualised alpha

-2.1%

Max drawdown

−18.3%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

279 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.9%

−1.0 pts

Top 5

24.7%

−2.7 pts

Top 10

39.2%

−1.9 pts

HHI

228

Diversified−25

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.9%	$154,822,621	41
Financial Services	19.2%	$110,683,321	43
Industrials	17.9%	$103,408,043	49
Healthcare	7.0%	$40,291,234	34
Communication Services	6.5%	$37,467,646	14
Energy	6.2%	$35,952,746	27
Consumer Cyclical	5.5%	$31,689,786	14
Consumer Defensive	3.6%	$20,454,047	16
Basic Materials	3.0%	$17,153,115	19
Unclassified	2.0%	$11,480,905	6
Utilities	1.3%	$7,448,303	8
Real Estate	0.9%	$5,260,117	8

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLO	Flowers Foods Inc	+460,383	589,705	$4,806,095
QXO	QXO, Inc.	+135,293	668,051	$12,973,550
COF	Capital One Financial Corp	+13,012	47,226	$8,615,439
RFL	Rafael Holdings, Inc.	+12,592	26,000	$32,500
MSFT	Microsoft Corp	+11,359	123,668	$45,778,183
AXP	American Express Co	+11,045	51,094	$15,454,913
BA	Boeing Co	+7,423	58,550	$11,653,206
VZ	Verizon Communications Inc	+6,113	45,948	$2,306,589
AMZN	Amazon Com Inc	+4,809	110,251	$22,961,975
AR	ANTERO RESOURCES Corp	+4,500	12,500	$530,500
SLB	Slb Limited/Nv	+4,402	10,428	$535,894
BSX	Boston Scientific Corp	+4,200	9,459	$593,552
BMY	Bristol Myers Squibb Co	+4,105	16,603	$1,006,971
PM	Philip Morris International Inc.	+3,290	12,759	$2,109,573
KMI	Kinder Morgan, Inc.	+3,050	17,096	$573,228
RDDT	Reddit, Inc.	+2,986	32,658	$4,397,399
COIN	Coinbase Global, Inc.	+2,669	6,872	$1,199,919
MO	Altria Group, Inc.	+2,501	12,743	$840,910
INTC	Intel Corp	+2,400	14,021	$618,746
PG	PROCTER & GAMBLE Co	+2,267	12,271	$1,772,423
RTX	RTX Corp	+2,230	30,400	$5,864,160
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+2,185	29,474	$9,960,738
MP	MP Materials Corp. / DE	+2,180	16,680	$804,976
T	At&T Inc.	+2,036	36,618	$1,061,555
CVX	Chevron Corp	+1,923	7,130	$1,475,197
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TROX	Tronox Holdings plc	−342,294	479,277	$4,682,536
BX	Blackstone Inc.	−45,382	110,374	$12,691,906
FETH	Fidelity Ethereum Fund	−42,000	22,600	$471,888
SCHL	Scholastic Corp	−21,200	6,000	$234,360
ET	Energy Transfer LP	−20,228	92,617	$1,787,508
APO	Apollo Global Management, Inc.	−20,199	55,222	$6,152,835
IBIT	iShares Bitcoin Trust ETF	−18,476	5,767	$221,568
XYZ	Block, Inc.	−17,485	59,416	$3,575,654
BAC	Bank Of America Corp /De/	−14,958	8,029	$391,413
RITM	Rithm Capital Corp.	−13,000	13,500	$127,980
KKR	KKR & Co. Inc.	−12,595	2,900	$268,250
AAPL	Apple Inc.	−11,765	106,370	$26,995,642
GOOGL	Alphabet Inc.	−10,460	87,710	$25,221,887
PANW	Palo Alto Networks Inc	−7,139	50,636	$8,117,963
ABBV	AbbVie Inc.	−7,047	8,321	$1,809,734
CG	Carlyle Group Inc.	−6,826	77,544	$3,752,354
SLV	iShares Silver Trust	−6,580	62,022	$4,226,179
ABT	Abbott Laboratories	−6,227	6,482	$665,506
TEM	Tempus AI, Inc.	−5,000	18,594	$840,820
CRM	Salesforce, Inc.	−4,543	3,917	$731,186
AVGO	Broadcom Inc.	−3,149	17,951	$5,556,014
UNH	Unitedhealth Group Inc	−3,114	361	$97,682
TOST	Toast, Inc.	−3,000	16,400	$434,764
BE	Bloom Energy Corp	−2,975	159,575	$21,620,816
NVDA	Nvidia Corp	−2,602	53,351	$9,304,414
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
NSC	Norfolk Southern Corp	8,689	$2,493,743
ESI	Element Solutions Inc	36,258	$1,237,848
ITRI	Itron, Inc.	5,850	$524,335
STRL	Sterling Infrastructure, Inc.	1,000	$407,270
WAT	Waters Corp /De/	1,049	$312,392
ARM	Arm Holdings PLC /Uk	1,514	$229,037
AMSC	American Superconductor Corp /De/	6,565	$222,225
HAL	Halliburton Co	5,611	$218,772
NBIS	Nebius Group N.V.	2,000	$207,520
R	Ryder System Inc	1,000	$204,710
VRT	Vertiv Holdings Co	600	$150,348
NVT	nVent Electric plc	1,233	$145,839
ONDS	Ondas Inc.	12,000	$108,480
DPRO	Draganfly Inc.	10,000	$49,100
DGX	Quest Diagnostics Inc	200	$39,196
KMB	Kimberly Clark Corp	400	$38,588
RGTI	Rigetti Computing, Inc.	1,000	$14,040
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
INTU	Intuit Inc.	1,825	$1,208,916
CRBG	Corebridge Financial, Inc.	21,558	$650,404
TFC	Truist Financial Corp	6,935	$341,271
MPLX	Mplx LP	6,000	$320,220
AES	Aes Corp	21,304	$305,499
LAMR	Lamar Advertising Co/New	1,450	$183,541
BKNG	Booking Holdings Inc.	34	$182,081
VST	Vistra Corp.	1,048	$169,073
ADBE	Adobe Inc.	363	$127,046
ALB	Albemarle Corp	400	$56,576
DAL	Delta Air Lines, Inc.	801	$55,589
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

279 tracked positions · $576,111,884 total · filing declares 326 positions · $666,157,927 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 279 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Added	123,668	+11,359	$45,778,183	−15.7%	7.95%
AAPL	Apple Inc. Technology	Reduced	106,370	-11,765	$26,995,642	−15.9%	4.69%
GOOGL	Alphabet Inc. Communication Services	Reduced	87,710	-10,460	$25,221,887	−17.9%	4.38%
AMZN	Amazon Com Inc Consumer Cyclical	Added	110,251	+4,809	$22,961,975	−5.7%	3.99%
BE	Bloom Energy Corp Industrials	Reduced	159,575	-2,975	$21,620,816	+53.1%	3.75%
JPM	Jpmorgan Chase & Co Financial Services	Added	72,247	+265	$21,252,177	−8.4%	3.69%
XOM	ExxonMobil Holdings Corp Energy	Added	105,044	+1,316	$17,821,765	+42.8%	3.09%
MA	Mastercard Inc Financial Services	Added	31,337	+300	$15,657,845	−11.6%	2.72%
AXP	American Express Co Financial Services	Added	51,094	+11,045	$15,454,913	+4.3%	2.68%
QXO	QXO, Inc. Industrials	Added	668,051	+135,293	$12,973,550	+26.2%	2.25%
BX	Blackstone Inc. Financial Services	Reduced	110,374	-45,382	$12,691,906	−47.1%	2.20%
MKSI	Mks Inc Technology	Reduced	52,220	-1,941	$12,000,678	+38.7%	2.08%
BA	Boeing Co Industrials	Added	58,550	+7,423	$11,653,206	+5.0%	2.02%
PWR	Quanta Services, Inc. Industrials	Added	20,326	+275	$11,159,380	+31.9%	1.94%
AMD	Advanced Micro Devices Inc Technology	Reduced	51,385	-45	$10,453,250	−5.1%	1.81%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	29,474	+2,185	$9,960,738	+20.1%	1.73%
NVDA	Nvidia Corp Technology	Reduced	53,351	-2,602	$9,304,414	−10.8%	1.62%
COF	Capital One Financial Corp Financial Services	Added	47,226	+13,012	$8,615,439	+3.9%	1.50%
PANW	Palo Alto Networks Inc Technology	Reduced	50,636	-7,139	$8,117,963	−23.7%	1.41%
APO	Apollo Global Management, Inc. Financial Services	Reduced	55,222	-20,199	$6,152,835	−43.6%	1.07%
MCK	Mckesson Corp Healthcare	Reduced	6,834	-945	$5,913,870	−7.3%	1.03%
RTX	RTX Corp Industrials	Added	30,400	+2,230	$5,864,160	+13.5%	1.02%
AVGO	Broadcom Inc. Technology	Reduced	17,951	-3,149	$5,556,014	−23.9%	0.96%
LLY	ELI LILLY & Co Healthcare	Reduced	5,656	-185	$5,202,219	−17.1%	0.90%
LIN	Linde PLC Basic Materials	Reduced	10,359	-13	$5,135,577	+16.1%	0.89%
FLO	Flowers Foods Inc Consumer Defensive	Added	589,705	+460,383	$4,806,095	+241.6%	0.83%
TROX	Tronox Holdings plc Basic Materials	Reduced	479,277	-342,294	$4,682,536	+36.7%	0.81%
IBM	International Business Machines Corp Technology	Reduced	18,291	-2,283	$4,433,555	−27.2%	0.77%
RDDT	Reddit, Inc. Communication Services	Added	32,658	+2,986	$4,397,399	−35.5%	0.76%
JNJ	Johnson & Johnson Healthcare	Reduced	17,814	-1,101	$4,354,454	+11.2%	0.76%
SLV	iShares Silver Trust	Reduced	62,022	-6,580	$4,226,179	−4.4%	0.73%
BLK	BlackRock, Inc. Financial Services	Added	4,015	+98	$3,861,265	−7.9%	0.67%
EW	Edwards Lifesciences Corp Healthcare	Held	47,531	0	$3,806,282	−6.1%	0.66%
CG	Carlyle Group Inc. Financial Services	Reduced	77,544	-6,826	$3,752,354	−24.8%	0.65%
WMT	Walmart Inc. Consumer Defensive	Added	30,173	+986	$3,749,900	+15.3%	0.65%
ITW	Illinois Tool Works Inc Industrials	Reduced	14,125	-300	$3,676,596	+3.5%	0.64%
XYZ	Block, Inc. Technology	Reduced	59,416	-17,485	$3,575,654	−28.6%	0.62%
GLW	Corning Inc /Ny Technology	Reduced	26,095	-1,000	$3,548,137	+49.6%	0.62%
CEG	Constellation Energy Corp Utilities	Added	12,626	+297	$3,525,810	−19.0%	0.61%
GEV	GE Vernova Inc. Industrials	Added	4,025	+265	$3,513,422	+43.0%	0.61%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	7,075	-560	$3,261,504	−24.6%	0.57%
GLD	Spdr Gold Trust	Held	6,944	0	$2,987,933	+8.6%	0.52%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	8,790	-882	$2,890,943	−13.1%	0.50%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,434	-117	$2,883,607	−7.1%	0.50%
KO	Coca Cola Co Consumer Defensive	Added	37,734	+825	$2,869,670	+11.2%	0.50%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,627	-135	$2,696,458	−6.9%	0.47%
GE	General Electric Co Industrials	Added	9,489	+568	$2,692,693	−2.0%	0.47%
V	Visa Inc. Financial Services	Reduced	8,904	-1,500	$2,691,144	−26.2%	0.47%
ETN	Eaton Corp plc Industrials	Reduced	7,482	-848	$2,676,086	+0.9%	0.46%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	44,000	0	$2,638,680	+2.7%	0.46%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.