Wellington Shields Capital Management, LLC

CIK

1506071

Location

NEW YORK, NY

Portfolio Value

Small $575,936,200

Diversification

Diversified

Filing Date

Global Rank

#2,432 / 8,605 ▼ 20 · as of Mar 2026

Top Industry

Software - Infrastructure 10.5%

3Y Alpha vs SPY

-2.1%

Period ended 3 months ago

Filed May 4, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+67.8%

SPY

+76.5%

Annualised alpha

-2.0%

Max drawdown

−18.4%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

279 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.9%

−1.1 pts

Top 5

24.8%

−2.7 pts

Top 10

39.2%

−1.9 pts

HHI

228

Diversified−25

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.9%	$154,646,936	41
Financial Services	19.2%	$110,683,321	43
Industrials	18.0%	$103,408,043	49
Healthcare	7.0%	$40,291,235	34
Communication Services	6.5%	$37,467,646	14
Energy	6.2%	$35,952,746	27
Consumer Cyclical	5.5%	$31,689,786	14
Consumer Defensive	3.6%	$20,454,047	16
Basic Materials	3.0%	$17,153,115	19
Unclassified	2.0%	$11,480,905	6
Utilities	1.3%	$7,448,303	8
Real Estate	0.9%	$5,260,117	8

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLO	Flowers Foods Inc	+460,383	589,705	$4,806,095
QXO	QXO, Inc.	+135,293	668,051	$12,973,550
COF	Capital One Financial Corp	+13,012	47,226	$8,615,439
RFL	Rafael Holdings, Inc.	+12,592	26,000	$32,500
MSFT	Microsoft Corp	+11,359	123,668	$45,778,183
AXP	American Express Co	+11,045	51,094	$15,454,913
BA	Boeing Co	+7,423	58,550	$11,653,206
VZ	Verizon Communications Inc	+6,113	45,948	$2,306,589
AMZN	Amazon Com Inc	+4,809	110,251	$22,961,975
AR	ANTERO RESOURCES Corp	+4,500	12,500	$530,500
SLB	Slb Limited/Nv	+4,402	10,428	$535,894
BSX	Boston Scientific Corp	+4,200	9,459	$593,552
BMY	Bristol Myers Squibb Co	+4,105	16,603	$1,006,971
PM	Philip Morris International Inc.	+3,290	12,759	$2,109,573
KMI	Kinder Morgan, Inc.	+3,050	17,096	$573,228
RDDT	Reddit, Inc.	+2,986	32,658	$4,397,399
COIN	Coinbase Global, Inc.	+2,669	6,872	$1,199,919
MO	Altria Group, Inc.	+2,501	12,743	$840,910
INTC	Intel Corp	+2,400	14,021	$618,746
PG	PROCTER & GAMBLE Co	+2,267	12,271	$1,772,423
RTX	RTX Corp	+2,230	30,400	$5,864,160
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+2,185	29,474	$9,960,738
MP	MP Materials Corp. / DE	+2,180	16,680	$804,976
T	At&T Inc.	+2,036	36,618	$1,061,555
CVX	Chevron Corp	+1,923	7,130	$1,475,197
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TROX	Tronox Holdings plc	−342,294	479,277	$4,682,536
BX	Blackstone Inc.	−45,382	110,374	$12,691,906
FETH	Fidelity Ethereum Fund	−42,000	22,600	$471,888
SCHL	Scholastic Corp	−21,200	6,000	$234,360
ET	Energy Transfer LP	−20,228	92,617	$1,787,508
APO	Apollo Global Management, Inc.	−20,199	55,222	$6,152,835
IBIT	iShares Bitcoin Trust ETF	−18,476	5,767	$221,568
XYZ	Block, Inc.	−17,485	59,416	$3,575,654
BAC	Bank Of America Corp /De/	−14,958	8,029	$391,413
RITM	Rithm Capital Corp.	−13,000	13,500	$127,980
KKR	KKR & Co. Inc.	−12,595	2,900	$268,250
AAPL	Apple Inc.	−11,765	106,370	$26,995,642
GOOGL	Alphabet Inc.	−10,460	87,710	$25,221,887
PANW	Palo Alto Networks Inc	−7,139	50,636	$8,117,963
ABBV	AbbVie Inc.	−7,047	8,321	$1,809,734
CG	Carlyle Group Inc.	−6,826	77,544	$3,752,354
SLV	iShares Silver Trust	−6,580	62,022	$4,226,179
ABT	Abbott Laboratories	−6,227	6,482	$665,506
TEM	Tempus AI, Inc.	−5,000	18,594	$840,820
CRM	Salesforce, Inc.	−4,543	3,917	$731,186
AVGO	Broadcom Inc.	−3,149	17,951	$5,556,014
UNH	Unitedhealth Group Inc	−3,114	361	$97,682
TOST	Toast, Inc.	−3,000	16,400	$434,764
BE	Bloom Energy Corp	−2,975	159,575	$21,620,816
NVDA	Nvidia Corp	−2,602	53,351	$9,304,414
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
NSC	Norfolk Southern Corp	8,689	$2,493,743
ESI	Element Solutions Inc	36,258	$1,237,848
ITRI	Itron, Inc.	5,850	$524,335
STRL	Sterling Infrastructure, Inc.	1,000	$407,270
WAT	Waters Corp /De/	1,049	$312,392
ARM	Arm Holdings PLC /Uk	1,514	$229,037
AMSC	American Superconductor Corp /De/	6,565	$222,225
HAL	Halliburton Co	5,611	$218,772
NBIS	Nebius Group N.V.	2,000	$207,520
R	Ryder System Inc	1,000	$204,710
VRT	Vertiv Holdings Co	600	$150,348
NVT	nVent Electric plc	1,233	$145,839
ONDS	Ondas Inc.	12,000	$108,480
DPRO	Draganfly Inc.	10,000	$49,100
DGX	Quest Diagnostics Inc	200	$39,196
KMB	Kimberly Clark Corp	400	$38,588
RGTI	Rigetti Computing, Inc.	1,000	$14,040
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
INTU	Intuit Inc.	1,825	$1,208,916
CRBG	Corebridge Financial, Inc.	21,558	$650,404
TFC	Truist Financial Corp	6,935	$341,271
MPLX	Mplx LP	6,000	$320,220
AES	Aes Corp	21,304	$305,499
LAMR	Lamar Advertising Co/New	1,450	$183,541
VST	Vistra Corp.	1,048	$169,073
ADBE	Adobe Inc.	363	$127,046
ALB	Albemarle Corp	400	$56,576
DAL	Delta Air Lines, Inc.	801	$55,589
BKNG	Booking Holdings Inc.	34	$7,283
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

279 positions · $575,936,200 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 279 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Added	123,668	+11,359	$45,778,183	−15.7%	7.95%
AAPL	Apple Inc. Technology	Reduced	106,370	-11,765	$26,995,642	−15.9%	4.69%
GOOGL	Alphabet Inc. Communication Services	Reduced	87,710	-10,460	$25,221,887	−17.9%	4.38%
AMZN	Amazon Com Inc Consumer Cyclical	Added	110,251	+4,809	$22,961,975	−5.7%	3.99%
BE	Bloom Energy Corp Industrials	Reduced	159,575	-2,975	$21,620,816	+53.1%	3.75%
JPM	Jpmorgan Chase & Co Financial Services	Added	72,247	+265	$21,252,177	−8.4%	3.69%
XOM	Exxon Mobil Corp Energy	Added	105,044	+1,316	$17,821,765	+42.8%	3.09%
MA	Mastercard Inc Financial Services	Added	31,337	+300	$15,657,845	−11.6%	2.72%
AXP	American Express Co Financial Services	Added	51,094	+11,045	$15,454,913	+4.3%	2.68%
QXO	QXO, Inc. Industrials	Added	668,051	+135,293	$12,973,550	+26.2%	2.25%
BX	Blackstone Inc. Financial Services	Reduced	110,374	-45,382	$12,691,906	−47.1%	2.20%
MKSI	Mks Inc Technology	Reduced	52,220	-1,941	$12,000,678	+38.7%	2.08%
BA	Boeing Co Industrials	Added	58,550	+7,423	$11,653,206	+5.0%	2.02%
PWR	Quanta Services, Inc. Industrials	Added	20,326	+275	$11,159,380	+31.9%	1.94%
AMD	Advanced Micro Devices Inc Technology	Reduced	51,385	-45	$10,453,250	−5.1%	1.82%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	29,474	+2,185	$9,960,738	+20.1%	1.73%
NVDA	Nvidia Corp Technology	Reduced	53,351	-2,602	$9,304,414	−10.8%	1.62%
COF	Capital One Financial Corp Financial Services	Added	47,226	+13,012	$8,615,439	+3.9%	1.50%
PANW	Palo Alto Networks Inc Technology	Reduced	50,636	-7,139	$8,117,963	−23.7%	1.41%
APO	Apollo Global Management, Inc. Financial Services	Reduced	55,222	-20,199	$6,152,835	−43.6%	1.07%
MCK	Mckesson Corp Healthcare	Reduced	6,834	-945	$5,913,870	−7.3%	1.03%
RTX	RTX Corp Industrials	Added	30,400	+2,230	$5,864,160	+13.5%	1.02%
AVGO	Broadcom Inc. Technology	Reduced	17,951	-3,149	$5,556,014	−23.9%	0.96%
LLY	ELI LILLY & Co Healthcare	Reduced	5,656	-185	$5,202,219	−17.1%	0.90%
LIN	Linde PLC Basic Materials	Reduced	10,359	-13	$5,135,577	+16.1%	0.89%
FLO	Flowers Foods Inc Consumer Defensive	Added	589,705	+460,383	$4,806,095	+241.6%	0.83%
TROX	Tronox Holdings plc Basic Materials	Reduced	479,277	-342,294	$4,682,536	+36.7%	0.81%
IBM	International Business Machines Corp Technology	Reduced	18,291	-2,283	$4,433,555	−27.2%	0.77%
RDDT	Reddit, Inc. Communication Services	Added	32,658	+2,986	$4,397,399	−35.5%	0.76%
JNJ	Johnson & Johnson Healthcare	Reduced	17,814	-1,101	$4,354,454	+11.2%	0.76%
SLV	iShares Silver Trust	Reduced	62,022	-6,580	$4,226,179	−4.4%	0.73%
BLK	BlackRock, Inc. Financial Services	Added	4,015	+98	$3,861,265	−7.9%	0.67%
EW	Edwards Lifesciences Corp Healthcare	Held	47,531	0	$3,806,282	−6.1%	0.66%
CG	Carlyle Group Inc. Financial Services	Reduced	77,544	-6,826	$3,752,354	−24.8%	0.65%
WMT	Walmart Inc. Consumer Defensive	Added	30,173	+986	$3,749,900	+15.3%	0.65%
ITW	Illinois Tool Works Inc Industrials	Reduced	14,125	-300	$3,676,596	+3.5%	0.64%
XYZ	Block, Inc. Technology	Reduced	59,416	-17,485	$3,575,654	−28.6%	0.62%
GLW	Corning Inc /Ny Technology	Reduced	26,095	-1,000	$3,548,137	+49.6%	0.62%
CEG	Constellation Energy Corp Utilities	Added	12,626	+297	$3,525,810	−19.0%	0.61%
GEV	GE Vernova Inc. Industrials	Added	4,025	+265	$3,513,422	+43.0%	0.61%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	7,075	-560	$3,261,504	−24.6%	0.57%
GLD	Spdr Gold Trust	Held	6,944	0	$2,987,933	+8.6%	0.52%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	8,790	-882	$2,890,943	−13.1%	0.50%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,434	-117	$2,883,607	−7.1%	0.50%
KO	Coca Cola Co Consumer Defensive	Added	37,734	+825	$2,869,670	+11.2%	0.50%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,627	-135	$2,696,458	−6.9%	0.47%
GE	General Electric Co Industrials	Added	9,489	+568	$2,692,693	−2.0%	0.47%
V	Visa Inc. Financial Services	Reduced	8,904	-1,500	$2,691,144	−26.2%	0.47%
ETN	Eaton Corp plc Industrials	Reduced	7,482	-848	$2,676,086	+0.9%	0.46%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	44,000	0	$2,638,680	+2.7%	0.46%