CPAI · Counterpoint Quantitative Equity ETF

$53.59 +0.33 (+0.62%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 20

Total Value: $106,165,702

Total Shares: 2,043,220

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 20 13F filers · Δ vs Mar 31, 2026

Top Holder

34.5%

−4.4 pts

Top 5

73.7%

+4.4 pts

Top 10

96.1%

+10.1 pts

HHI

1,714

Moderately concentrated−122

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -13

Institutional value: -36.2%

Shares held: -48.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	+328,222	705,834
Large Cetera Investment Advisers	+121,207	229,098
Mega ROYAL BANK OF CANADA	+78,505	122,701
Large STIFEL FINANCIAL CORP	+56,317	87,288
Mid INSIGNEO ADVISORY SERVICES, LLC	+54,530	263,897

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega JPMORGAN CHASE & CO	−73	7,342

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large NewEdge Advisors, LLC	111,269	$5,781,537
Mid Foundations Investment Advisors, LLC	25,809	$1,341,035
Small MSH Capital Advisors LLC	10,252	$532,693
Small Perennial Investment Advisors, LLC	8,014	$416,407
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	5,740	$298,250

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Counterpoint Mutual Funds LLC	1,549,616	$64,758,452
Mid U.S. Capital Wealth Advisors, LLC	361,772	$15,118,451
Mega LPL Financial LLC	252,158	$10,537,682
Mid Nilsine Partners, LLC	221,622	$9,261,583
Mid INDEPENDENT FINANCIAL GROUP, LLC	120,431	$5,032,811

Filter: New 9 Increased 10 Reduced 1 Sold out 22 Unchanged 0

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$36,675,133

34.55%

705,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	649,279	$33,736,536	92.0%	Defined
Raymond James Financial Services Advisors, Inc.	56,555	$2,938,597	8.0%	Defined

INSIGNEO ADVISORY SERVICES, LLC

$13,712,088

12.92%

263,897

Cetera Investment Advisers

$11,903,932

11.21%

229,098

OSAIC HOLDINGS, INC.

$8,030,210

7.56%

154,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	154,546	$8,030,210	100.0%	Defined

Inscription Capital, LLC

$7,973,885

7.51%

153,462

ROYAL BANK OF CANADA

$6,375,543

6.01%

122,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	122,701	$6,375,543	100.0%	Defined

NewEdge Advisors, LLC

$5,781,537

5.45%

111,269

Steward Partners Investment Advisory, LLC

$5,399,579

5.09%

103,918

STIFEL FINANCIAL CORP

$4,535,484

4.27%

87,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	87,288	$4,535,484	100.0%	Defined

Western Wealth Management, LLC

$1,665,889

1.57%

32,061

Foundations Investment Advisors, LLC

$1,341,035

1.26%

25,809

Hilltop Holdings Inc.

$606,633

0.57%

11,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	11,675	$606,633	100.0%	Defined

MSH Capital Advisors LLC

$532,693

0.50%

10,252

Perennial Investment Advisors, LLC

$416,407

0.39%

8,014

JPMORGAN CHASE & CO

$381,490

0.36%

7,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	7,342	$381,490	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$298,250

0.28%

5,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,740	$298,250	100.0%	Other

GOLDMAN SACHS GROUP INC

$233,092

0.22%

4,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	4,486	$233,092	100.0%	Defined

Sanctuary Advisors, LLC

$202,903

0.19%

3,905

Regatta Research & Money Management

$93,528

0.09%

1,800

JONES FINANCIAL COMPANIES LLLP

$6,391

0.01%

123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	123	$6,391	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	45,524	$1,902,447	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	34,818	$1,455,044	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	16,198	$676,914	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	6,666	$278,572	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,731	$72,338	100.0%	Defined

Key facts CIK 1537140 CUSIP 66538R540 13F (30d) 20 filings 20 filers