CPAI · Counterpoint Quantitative Equity ETF · Holdings ETF

$52.69 +0.24 (+0.46%) At close · Oct 2

Volume · Oct 2 43.24K Avg daily vol (3M) 66.88K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 54

Total Value: $305,795,797

Total Shares: 5,885,216

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 54 13F filers · Δ vs Mar 31, 2026

Top Holder

26.6%

−12.0 pts

Top 5

61.0%

−7.8 pts

Top 10

77.8%

−7.5 pts

HHI

1,123

Broadly held−684

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +21

Institutional value: +82.3%

Shares held: +46.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega LPL Financial LLC	+380,676	632,834
Mega RAYMOND JAMES FINANCIAL INC	+328,222	705,834
Mega Cetera Investment Advisers	+121,207	229,098
Mega ROYAL BANK OF CANADA	+78,505	122,701
Large NewEdge Advisors, LLC	+77,610	111,269

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Stirlingshire Investments, Inc.	−389	11,284
Mid Kovack Advisors, Inc.	−149	14,540
Mega JPMORGAN CHASE & CO	−73	7,342

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Arax Advisory Partners	426,425	$22,157,043
Large Private Advisor Group, LLC	218,755	$11,366,509
Large COMMONWEALTH EQUITY SERVICES, LLC	84,153	$4,372,589
Mid Intrua Financial, LLC	40,541	$2,106,510
Small Global Assets Advisory, LLC	37,327	$1,939,510

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid U.S. Capital Wealth Advisors, LLC	361,772	$15,118,451
Large Mariner, LLC	34,818	$1,455,044
Mid Sunbelt Securities, Inc.	25,682	$1,073,250
Mega JANE STREET GROUP, LLC	16,198	$676,914
Mega AMERIPRISE FINANCIAL INC	6,666	$278,572

Filter: New 26 Increased 22 Reduced 3 Sold out 5 Unchanged 3

Showing 54 of 54

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Counterpoint Mutual Funds LLC

$81,245,487

26.57%

1,563,616

RAYMOND JAMES FINANCIAL INC

$36,675,133

11.99%

705,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	649,279	$33,736,536	92.0%	Defined
Raymond James Financial Services Advisors, Inc.	56,555	$2,938,597	8.0%	Defined

LPL Financial LLC

$32,882,054

10.75%

632,834

Arax Advisory Partners

$22,157,043

7.25%

426,425

INSIGNEO ADVISORY SERVICES, LLC

$13,712,088

4.48%

263,897

Nilsine Partners, LLC

$11,935,523

3.90%

229,706

Cetera Investment Advisers

$11,903,932

3.89%

229,098

Private Advisor Group, LLC

$11,366,509

3.72%

218,755

OSAIC HOLDINGS, INC.

$8,030,210

2.63%

154,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	154,546	$8,030,210	100.0%	Defined

Inscription Capital, LLC

$7,973,885

2.61%

153,462

INDEPENDENT FINANCIAL GROUP, LLC

$6,523,526

2.13%

125,549

ROYAL BANK OF CANADA

$6,375,543

2.08%

122,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	122,701	$6,375,543	100.0%	Defined

NewEdge Advisors, LLC

$5,781,537

1.89%

111,269

Steward Partners Investment Advisory, LLC

$5,399,579

1.77%

103,918

Concurrent Investment Advisors, LLC

$5,240,373

1.71%

100,854

STIFEL FINANCIAL CORP

$4,535,484

1.48%

87,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	87,288	$4,535,484	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$4,372,589

1.43%

84,153

Outlook Wealth Advisors, LLC

$2,908,668

0.95%

55,979

Equitable Holdings, Inc.

$2,380,651

0.78%

45,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	45,817	$2,380,651	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$2,348,955

0.77%

45,207

Intrua Financial, LLC

$2,106,510

0.69%

40,541

Global Assets Advisory, LLC

$1,939,510

0.63%

37,327

Accurate Wealth Management, LLC

$1,772,407

0.58%

34,111

Western Wealth Management, LLC

$1,665,889

0.54%

32,061

Gilliland Jeter Wealth Management LLC

$1,491,615

0.49%

28,707

SLT Holdings LLC

$1,341,035

0.44%

25,809

Foundations Investment Advisors, LLC

$1,341,035

0.44%

25,809

Janney Montgomery Scott LLC

$769,787

0.25%

14,815

Kovack Advisors, Inc.

$755,498

0.25%

14,540

PW Nova Financial Services LLC

$733,415

0.24%

14,115

Jacobi Capital Management LLC

$711,748

0.23%

13,698

Amplius Wealth Advisors, LLC

$646,798

0.21%

12,448

Hilltop Holdings Inc.

$606,633

0.20%

11,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	11,675	$606,633	100.0%	Defined

Stirlingshire Investments, Inc.

$586,316

0.19%

11,284

MSH Capital Advisors LLC

$532,693

0.17%

10,252

ATX Financial Planning, LLC

$488,787

0.16%

9,407

ENVESTNET ASSET MANAGEMENT INC

$480,422

0.16%

9,246

Perennial Investment Advisors, LLC

$416,407

0.14%

8,014

E&G Advisors, LP

$414,381

0.14%

7,975

JPMORGAN CHASE & CO

$381,490

0.12%

7,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	7,342	$381,490	100.0%	Other

KESTRA PRIVATE WEALTH SERVICES, LLC

$340,441

0.11%

6,552

Cambridge Investment Research Advisors, Inc.

$320,489

0.10%

6,168

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$298,250

0.10%

5,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,740	$298,250	100.0%	Other

PUREfi Wealth, LLC

$259,800

0.08%

5,000

PRIVATE TRUST CO NA

$245,822

0.08%

4,731

TRUST CO OF OKLAHOMA

$236,937

0.08%

4,560

GOLDMAN SACHS GROUP INC

$233,092

0.08%

4,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	4,486	$233,092	100.0%	Defined

D.A. DAVIDSON & CO.

$225,922

0.07%

4,348

Kestra Advisory Services, LLC

$204,358

0.07%

3,933

Sanctuary Advisors, LLC

$202,903

0.07%

3,905

IFP Advisors, Inc

$106,777

0.03%

2,055

Regatta Research & Money Management

$93,528

0.03%

1,800

FIFTH THIRD BANCORP

$89,942

0.03%

1,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,731	$89,942	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$6,391

0.00%

123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	123	$6,391	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	34,818	$1,455,044	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	16,198	$676,914	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	6,666	$278,572	100.0%	Defined