FIXT · TCW Core Plus Bond ETF

$37.25 -0.12 (-0.33%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 9

Total Value: $102,687,744

Total Shares: 2,717,326

Institutional Ownership Trend

5 quarters

Holder Concentration

Across 9 13F filers · Δ vs Mar 31, 2026

Top Holder

84.2%

+29.2 pts

Top 5

99.4%

+10.5 pts

Top 10

100.0%

+3.7 pts

HHI

7,174

Highly concentrated+3,509

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: -31.4%

Shares held: -31.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+115,062	2,288,612
Mega WELLS FARGO & COMPANY/MN	+15,309	211,549
Large OSAIC HOLDINGS, INC.	+5,057	93,711
Large STIFEL FINANCIAL CORP	+933	67,575

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega RAYMOND JAMES FINANCIAL INC	−10,129	38,817

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Large NewEdge Advisors, LLC	4,270	$161,363
Large JONES FINANCIAL COMPANIES LLLP	529	$19,990

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid BENJAMIN EDWARDS INC	962,892	$36,482,051
Mega ENVESTNET ASSET MANAGEMENT INC	89,557	$3,393,135
Mega CITADEL ADVISORS LLC	76,126	$2,884,261
Mega GOLDMAN SACHS GROUP INC	59,768	$2,264,489
Mid UNITED CAPITAL FINANCIAL ADVISORS, LLC	43,602	$1,651,992

Filter: New 2 Increased 4 Reduced 1 Sold out 20 Unchanged 2

Showing 9 of 9

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$86,486,647

84.22%

2,288,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,288,612	$86,486,647	100.0%	Defined

WELLS FARGO & COMPANY/MN

$7,994,436

7.79%

211,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,800	$143,602	1.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	207,749	$7,850,834	98.2%	Defined

OSAIC HOLDINGS, INC.

$3,541,338

3.45%

93,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	93,711	$3,541,338	100.0%	Defined

STIFEL FINANCIAL CORP

$2,553,659

2.49%

67,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	67,575	$2,553,659	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,466,893

1.43%

38,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,526	$95,457	6.5%	Defined
Raymond James Financial Services Advisors, Inc.	36,291	$1,371,436	93.5%	Defined

ROYAL BANK OF CANADA

$416,294

0.41%

11,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	11,016	$416,294	100.0%	Defined

NewEdge Advisors, LLC

$161,363

0.16%

4,270

Godfrey Financial Associates, Inc.

$47,124

0.05%

1,247

JONES FINANCIAL COMPANIES LLLP

$19,990

0.02%

529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	529	$19,990	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	959,447	$36,351,527	99.6%	Defined
Benjamin F. Edwards Wealth Management, LLC	3,445	$130,524	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	76,126	$2,884,261	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	59,768	$2,264,489	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
United Capital Financial Partners, LLC	43,602	$1,651,992	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,132	$876,425	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	7,607	$288,214	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	5,845	$221,455	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	150	$5,683	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	123	$4,660	100.0%	Defined

Key facts CIK 1727398 CUSIP 87191E105 13F (30d) 9 filings 9 filers