HDUS · Hartford Disciplined US Equity ETF

$74.68 -0.19 (-0.25%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 16

Total Value: $37,092,696

Total Shares: 521,617

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 16 13F filers · Δ vs Mar 31, 2026

Top Holder

45.3%

+11.8 pts

Top 5

93.2%

+3.9 pts

Top 10

99.5%

+3.3 pts

HHI

2,922

Highly concentrated+739

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -19

Institutional value: -76.0%

Shares held: -78.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large JONES FINANCIAL COMPANIES LLLP	+26,130	57,063
Mega RAYMOND JAMES FINANCIAL INC	+7,329	236,371
Mega CITADEL ADVISORS LLC	+3,701	13,734
Large STIFEL FINANCIAL CORP	+3,082	36,280
Mega JPMORGAN CHASE & CO	+842	20,991

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−5,418	135,373
Mega FMR LLC	−393	110
Large Cetera Investment Advisers	−54	7,648
Mega MORGAN STANLEY	−32	917

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Large MERCER GLOBAL ADVISORS INC /ADV	550	$39,111
Micro Highland Investment Advisors LLC	80	$5,688

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid RiverFront Investment Group, LLC	822,680	$51,920,157
Mega ENVESTNET ASSET MANAGEMENT INC	669,072	$42,225,802
Mega LPL Financial LLC	326,898	$20,630,859
Large Janney Montgomery Scott LLC	69,025	$4,356,236
Large TRUIST FINANCIAL CORP	16,287	$1,027,888

Filter: New 2 Increased 8 Reduced 4 Sold out 21 Unchanged 2

Showing 16 of 16

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$16,808,577

45.32%

236,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	227,680	$16,190,552	96.3%	Defined
Raymond James Financial Services Advisors, Inc.	5,617	$399,430	2.4%	Defined
RAYMOND JAMES TRUST N.A.	3,074	$218,595	1.3%	Defined

ROYAL BANK OF CANADA

$9,626,509

25.95%

135,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	135,029	$9,602,047	99.7%	Defined
RBC Trust Co (Delaware) Ltd	344	$24,462	0.3%	Defined

JONES FINANCIAL COMPANIES LLLP

$4,057,806

10.94%

57,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	57,063	$4,057,806	100.0%	Sole

STIFEL FINANCIAL CORP

$2,579,907

6.96%

36,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	36,280	$2,579,907	100.0%	Defined

JPMORGAN CHASE & CO

$1,492,691

4.02%

20,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	1,791	$127,359	8.5%	Defined
55I, LLC	19,200	$1,365,330	91.5%	Other

CITADEL ADVISORS LLC

$976,638

2.63%

13,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,734	$976,638	100.0%	Defined

Cetera Investment Advisers

$543,856

1.47%

7,648

&PARTNERS

$423,821

1.14%

5,960

NICOLET BANKSHARES INC

$253,652

0.68%

3,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	3,567	$253,652	100.0%	Sole

OSAIC HOLDINGS, INC.

$140,302

0.38%

1,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,973	$140,302	100.0%	Defined

MORGAN STANLEY

$65,207

0.18%

917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	819	$58,239	89.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	98	$6,968	10.7%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$39,111

0.11%

550

HARBOUR INVESTMENTS, INC.

$35,982

0.10%

506

UBS Group AG

$35,127

0.09%

494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	126	$8,959	25.5%	Defined
UBS Securities LLC	368	$26,168	74.5%	Defined

FMR LLC

$7,822

0.02%

110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	110	$7,822	100.0%	Defined

Highland Investment Advisors LLC

$5,688

0.02%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	16,287	$1,027,888	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,918	$878,378	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,178	$200,566	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	385	$24,297	100.0%	Defined

Key facts CIK 1605803 CUSIP 518416870 13F (30d) 16 filings 16 filers Visit website