HDUS · Hartford Disciplined US Equity ETF · Holdings ETF

$73.26 +0.52 (+0.71%) At close · Oct 2

Volume · Oct 2 4598 Avg daily vol (3M) 35.11K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 34

Total Value: $183,272,578

Total Shares: 2,577,275

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 34 13F filers · Δ vs Mar 31, 2026

Top Holder

33.9%

+0.3 pts

Top 5

88.9%

−0.4 pts

Top 10

96.7%

+0.5 pts

HHI

2,177

Moderately concentrated−6

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +18.5%

Shares held: +5.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid RiverFront Investment Group, LLC	+50,992	873,672
Mega LPL Financial LLC	+33,637	360,535
Mega JONES FINANCIAL COMPANIES LLLP	+26,130	57,063
Mega ENVESTNET ASSET MANAGEMENT INC	+14,990	684,062
Mega RAYMOND JAMES FINANCIAL INC	+7,329	236,371

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−5,418	135,373
Mid Sowell Financial Services LLC	−2,492	2,854
Mid Kingsview Wealth Management, LLC	−699	3,491
Mega FMR LLC	−393	110
Mid WEDBUSH SECURITIES INC	−72	3,563

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Moors & Cabot, Inc.	3,009	$213,972
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2,932	$208,497
Mega BlackRock, Inc.	394	$28,017
Small Highland Investment Advisors LLC	80	$5,688

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega JANE STREET GROUP, LLC	13,918	$878,378
Small Annis Gardner Whiting Capital Advisors, LLC	1,059	$66,834
Mid Advisory Services Network, LLC	747	$47,143
Large MAI Capital Management	396	$24,991
Small Lummis Asset Management, LP	61	$3,849

Filter: New 4 Increased 18 Reduced 8 Sold out 5 Unchanged 4

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RiverFront Investment Group, LLC

$62,127,689

33.90%

873,672

ENVESTNET ASSET MANAGEMENT INC

$48,644,332

26.54%

684,062

LPL Financial LLC

$25,638,004

13.99%

360,535

RAYMOND JAMES FINANCIAL INC

$16,808,577

9.17%

236,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	227,680	$16,190,552	96.3%	Defined
Raymond James Financial Services Advisors, Inc.	5,617	$399,430	2.4%	Defined
RAYMOND JAMES TRUST N.A.	3,074	$218,595	1.3%	Defined

ROYAL BANK OF CANADA

$9,626,509

5.25%

135,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	135,029	$9,602,047	99.7%	Defined
RBC Trust Co (Delaware) Ltd	344	$24,462	0.3%	Defined

Janney Montgomery Scott LLC

$5,004,223

2.73%

70,372

JONES FINANCIAL COMPANIES LLLP

$4,057,806

2.21%

57,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	57,063	$4,057,806	100.0%	Sole

STIFEL FINANCIAL CORP

$2,579,907

1.41%

36,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	36,280	$2,579,907	100.0%	Defined

JPMORGAN CHASE & CO

$1,492,689

0.81%

20,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	1,791	$127,359	8.5%	Defined
55I, LLC	19,200	$1,365,330	91.5%	Defined

TRUIST FINANCIAL CORP

$1,171,909

0.64%

16,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	16,480	$1,171,909	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$1,018,949

0.56%

14,329

CITADEL ADVISORS LLC

$976,638

0.53%

13,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,734	$976,638	100.0%	Defined

Koshinski Asset Management, Inc.

$708,478

0.39%

9,963

Cetera Investment Advisers

$543,856

0.30%

7,648

&PARTNERS

$423,821

0.23%

5,960

NICOLET BANKSHARES INC

$253,652

0.14%

3,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	3,567	$253,652	100.0%	Sole

WEDBUSH SECURITIES INC

$253,368

0.14%

3,563

Savant Capital, LLC

$249,812

0.14%

3,513

Kingsview Wealth Management, LLC

$248,248

0.14%

3,491

FIFTH THIRD BANCORP

$225,990

0.12%

3,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,178	$225,990	100.0%	Defined

Moors & Cabot, Inc.

$213,972

0.12%

3,009

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$208,497

0.11%

2,932

Sowell Financial Services LLC

$202,950

0.11%

2,854

PRIVATE TRUST CO NA

$182,328

0.10%

2,564

OSAIC HOLDINGS, INC.

$140,302

0.08%

1,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,973	$140,302	100.0%	Defined

MORGAN STANLEY

$65,207

0.04%

917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	819	$58,239	89.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	98	$6,968	10.7%	Defined

TD PRIVATE CLIENT WEALTH LLC

$47,359

0.03%

666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	666	$47,359	100.0%	Defined

GAMMA Investing LLC

$38,399

0.02%

540

HARBOUR INVESTMENTS, INC.

$35,982

0.02%

506

UBS Group AG

$35,127

0.02%

494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	126	$8,959	25.5%	Defined
UBS Securities LLC	368	$26,168	74.5%	Defined

BlackRock, Inc.

$28,017

0.02%

394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	394	$28,017	100.0%	Sole

FMR LLC

$7,822

0.00%

110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	110	$7,822	100.0%	Defined

Spire Wealth Management

$6,471

0.00%

Highland Investment Advisors LLC

$5,688

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,918	$878,378	100.0%	Defined